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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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3570105140 · May 202619922001200920172026
48 results for trade balance

Using the United Nations COMTRADE database \cite{comtrade} we construct the Google matrix GG of multiproduct world trade between the UN countries and analyze the properties of trade flows on this network for years 1962 - 2010. This construction, based on Markov chains, treats all countries on equal democratic grounds …

2015-01-14abs ↗pdf ↗

Study uses Google matrix analysis to show how COVID-19 changed international trade flows.

problem Impact of COVID-19 on international trade patterns.
method Google matrix analysis of World Trade Network (WTN), including PageRank, CheiRank, and reduced Google matrix.
result Significant changes in international trade flows due to the pandemic, affecting export and import balances.

Paper develops a dynamic Bayesian approach for active learning that optimizes exploration-exploitation balance.

problem Balancing exploration and exploitation in active learning for unknown functions.
method Develops BHEEM, a Bayesian hierarchical approach with approximate Bayesian computation for sampling trade-off parameters.
result BHEEM achieves at least 21% and 11% improvement over pure exploration and exploitation strategies respectively.

MOT uses RL with OT to adapt to different market conditions for algorithmic trading.

problem Adapting to varying market conditions in algorithmic trading.
method MOT uses multiple actors with disentangled representation learning and Optimal Transport to model different market patterns.
result MOT outperforms in real futures market data with excellent profit capabilities and risk balancing.

SVM used for estimating treatment effects without confounding.

problem Estimating average treatment effects in the presence of confounding variables.
method Adapts SVM classifier as a kernel-based weighting procedure to balance covariates and estimate causal effects.
result SVM provides a continuous relaxation of the quadratic integer program for balancing covariates and maximizing effective sample size.

Trading system uses NP-hard optimization to select stocks for high Sharpe ratio trading.

problem Finding profitable, uncorrelated stocks for high Sharpe ratio trading.
method NP-hard combinatorial optimization using Ising machine and simulated bifurcation algorithm.
result Trading strategy with FPGA-based system achieves 164 μs response latency.

The paper explores the trade-off between bias and variance in high-dimensional models.

problem Understanding the unavoidable trade-off between bias and variance in high-dimensional statistical models.
method Proposes a general strategy to obtain lower bounds on the variance of estimators with a specified bias, and applies it to various statistical models.
result Shows the extent to which the bias-variance trade-off is unavoidable and quantifies the performance loss for methods that do not balance it.

QTNet uses deep reinforcement learning to automate trading strategies.

problem Handling noisy and high-frequency financial data, balancing exploration and exploitation.
method QTNet employs deep reinforcement learning (DRL) with imitative learning to autonomously formulate trading strategies.
result QTNet demonstrates proficiency in extracting robust market features and adaptability to diverse conditions.

Improves causal inference with observational data by balancing features and weights.

problem Achieving balance in predictive features for causal inference with observational data.
method Integrates balancing weights into representation learning for causal learning.
result Developed an algorithm for accurate estimation of causal effects.

Proposes a method to create fair ITRs that balance value and fairness.

problem Fairness issues in ITRs that can lead to unfair advantages or disadvantages.
method Optimal transport theory to transform optimal ITRs into fair ITRs.
result Established a theoretical upper bound on value loss for improved trade-off ITRs.

This research tackles balancing exploration and exploitation in deep RL for partially observable systems.

problem Balancing exploration and exploitation in deep RL for partially observable systems.
method Deployed and tested several techniques including adaptive and deterministic exploration strategies, and a modified quadratic loss function.
result Adaptive methods better approximate the trade-off between exploration and exploitation.

SharpBalance improves deep ensemble performance by balancing sharpness and diversity.

problem Improving deep ensemble performance in both in-distribution and out-of-distribution scenarios.
method Introducing SharpBalance, a novel training approach that balances sharpness and diversity within ensembles.
result SharpBalance effectively improves the sharpness-diversity trade-off and ensemble performance in ID and OOD scenarios.

Batch Thompson Sampling reduces exploration-exploitation trade-off in online decision making.

problem Balancing exploration and exploitation in online decision making.
method Introducing a batch Thompson Sampling framework for stochastic multi-arm bandit and linear contextual bandit problems.
result Achieves asymptotic regret bound with O(logT)O(\log T) batch queries, significantly reducing interactions.

The paper analyzes trade dynamics among G7 countries, revealing unequal exchange and degenerate equilibrium states.

problem Unequal exchange and degenerate equilibrium states in international trade among G7 countries.
method Analysis based on a model of international trade with supply and demand structures.
result Found relative equilibrium price vector is very degenerate, indicating unequal exchange.

DeepScalper uses RL to capture intraday trading opportunities, balancing risk and profit.

problem Capturing fleeting intraday trading opportunities in high-frequency markets.
method Dueling Q-network, reward function with hindsight bonus, encoder-decoder architecture, risk-aware auxiliary task.
result Significantly outperforms state-of-the-art baselines in financial criteria.

The paper proposes a neural network method to estimate treatment effects by balancing treated and control distributions.

problem Estimating individual and average treatment effects from observational data.
method Balance regularization of multi-head neural network architectures to reduce confounding effects.
result The approach reduces bias-variance trade-off and improves treatment effect estimation.

Optimal trading patterns adjust based on market efficiency and slippage costs.

problem Balancing active alphas and trading costs in active portfolios.
method Maximization of utility including projected alpha-based profits, slippage costs, and risk aversion.
result Optimal trading involves a no-trade zone width that scales as Δc1/2Δ\sim c^{1/2}, differing from stochastic settings.

Our work sheds new light on the role of oil prices in shaping the world economy by investigating flows of goods and services through global value chains between 1960 and 2011, by means of Markov Chain and network analysis. We show that over that time period the international division of labor and trade patterns are tig…

2015-02-28abs ↗pdf ↗

Balancing graph summarization and change detection in streaming data.

problem Balancing compression rate in graph summarization and accuracy in change detection.
method Introducing a probabilistic hierarchical latent variable model and optimizing parameters based on the minimum description length principle to balance the trade-off.
result Guaranteed suppression of Type I error probability (false alarms) in change detection.

A framework uses attention mechanisms to optimise financial portfolios by reducing noise and balancing returns.

problem Balancing investment returns and risks in noisy financial markets.
method Multi-agent framework with attention mechanisms and time series analysis.
result MASAAT framework produces more balanced portfolios with enhanced performance.

A new XVA strategy rooted in balance sheet perspective improves equity process for bank shareholders.

problem Counterparty risk valuation adjustments (XVAs) in financial derivatives.
method Develops a cost-of-capital XVA strategy in a balance sheet perspective, solving explicitly in static setup and dynamically in trade context.
result Ensures a submartingale equity process corresponding to a target hurdle rate on capital at risk.

A simple strategy optimizes broker-client trading, reducing price discounts for informed traders.

problem Optimizing broker-client trading to balance client flow and informed trader losses.
method Modelled as a stochastic control problem, derived optimal strategy in closed form, introduced algorithm.
result Optimal strategy reduces price discounts for informed traders, balancing client flow and informed trader losses.

New algorithm balances spatial data approximation and prediction accuracy.

problem Lack of methods considering spatial correlation and downstream modeling in dimension reduction.
method Formalizes approximation and modeling utility as metrics, proposes a balanced algorithm.
result Optimal trade-off between approximation accuracy and downstream modeling utility.

Paper explores balancing market dynamics and interpretable forecasting models for energy prices.

problem Tackles the challenge of accurately predicting mFRR price and understanding market dynamics.
method Compares XGBoost and EBM for forecasting mFRR activation price in the balancing market.
result EBM provides comparable forecasting accuracy to XGBoost but with higher interpretability.

MTAdam optimizes multiple loss terms in neural models, balancing gradients dynamically.

problem Balancing multiple loss terms in neural model training is challenging and computationally demanding.
method Generalized Adam algorithm that computes separate derivatives and balances gradients across layers dynamically.
result Training with MTAdam leads to faster recovery from suboptimal initial loss weighting and matches conventional training outcomes.

In the seminal paper on optimal execution of portfolio transactions, Almgren and Chriss (2001) define the optimal trading strategy to liquidate a fixed volume of a single security under price uncertainty. Yet there exist situations, such as in the power market, in which the volume to be traded can only be estimated and…

2018-10-28abs ↗pdf ↗

Geometric phases describe how in a continuous-time dynamical system the displacement of a variable (called phase variable) can be related to other variables (shape variables) undergoing a cyclic motion, according to an area rule. The aim of this paper is to show that geometric phases can exist also for discrete-time sy…

2016-03-17abs ↗pdf ↗

This paper analyzes DRL strategies in finance, revealing unique trading patterns and performance differences.

problem Limited research on DRL behavior in finance applications.
method Analysis of trading behaviors and purchase diversity of DRL algorithms (A2C, PPO, SAC, DDPG, TD3).
result DRL algorithms exhibit distinct trading patterns and performance differences, with A2C outperforming others in terms of cumulative rewards.

We propose a novel algorithm for learning fair representations that can simultaneously mitigate two notions of disparity among different demographic subgroups in the classification setting. Two key components underpinning the design of our algorithm are balanced error rate and conditional alignment of representations. …

2019-10-16abs ↗pdf ↗

Proposes a new framework for balancing average- and worst-case performance in machine learning.

problem Robustness issues in machine learning, especially in safety-critical domains.
method Probabilistic robustness framework that balances average- and worst-case performance.
result Effective algorithm balances average- and worst-case performance with lower computational cost.

A trade-off exists between reconstruction quality and the prior regularisation in the Evidence Lower Bound (ELBO) loss that Variational Autoencoder (VAE) models use for learning. There are few satisfactory approaches to deal with a balance between the prior and reconstruction objective, with most methods dealing with t…

2019-09-09abs ↗pdf ↗