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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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48 results for threshold gates

This work interprets GELU and related activations via a first-order loss function.

problem Understanding and optimizing activation functions in neural networks.
method Complementary interpretation using the Gaussian first-order loss function.
result Calibrated or learned uniform-threshold gates are competitive and often outperform GELU, ReLU, and SiLU/Swish.

Monotone neural networks can approximate and interpolate functions efficiently.

problem Understanding the efficiency and expressiveness of monotone neural networks.
method Solving the monotone interpolation problem using depth-4 networks and comparing size bounds with arbitrary networks.
result Monotone neural networks can approximate and interpolate functions efficiently, but may require exponential size in high dimensions.

Entropy regularization improves sparse model discovery in federated learning.

problem Sparse model discovery in federated learning with limited data.
method Entropy regularization of gate distributions for probabilistic sparse model exploration.
result Entropy regularization leads to better sparse model recovery and performance.

This project explores several Machine Learning methods to predict movie genres based on plot summaries. Naive Bayes, Word2Vec+XGBoost and Recurrent Neural Networks are used for text classification, while K-binary transformation, rank method and probabilistic classification with learned probability threshold are employe…

2018-01-15abs ↗pdf ↗

DE is a new exploration method that limits resource usage based on expected improvement and surprise.

problem Limited exploration in large action spaces when resources are scarce.
method Delight-gated exploration (DE) that limits exploration actions based on a gate price set by the product of expected improvement and surprise.
result DE outperforms ε\varepsilon-greedy and Thompson Sampling in terms of regret across various bandit and MDP settings.

Federated Learning with L0 constraint improves sparsity and performance.

problem Inherent sparsity in data and models leads to dense models with poor generalizability.
method L0 constraint on model density achieved through probabilistic gates and federated stochastic gradient descent.
result Achieves target sparsity (rho) in FL with minimal loss in statistical performance.

SA-BCP combines long-term and local evidence for efficient, adaptive online prediction.

problem Balancing fast adaptation and stable coverage in online prediction.
method State-Adaptive Bayesian Conformal Prediction (SA-BCP) using gated convex combination of temporal inertia and spatial evidence.
result SA-BCP achieves at-or-above-nominal coverage with substantially sharper intervals compared to discounted Bayesian CP.

S-GAI initializes MLPs using spectral geometry from data, improving performance.

problem Lack of guidance on initial weights encoding data geometry.
method S-GAI uses SVD to estimate spectral class geometry, initializing MLPs from training data.
result S-GAI-initialized MLPs start from a more informative hidden state and achieve comparable accuracy.

Framework controls uncertainty in LLMs without labels or probabilities.

problem Managing uncertainty in black-box LLMs without token-level probability or true labels.
method Integrates generative models, UCP, and conformal alignment to control uncertainty.
result Achieves close-to-nominal coverage and tighter thresholds than split UCP.

SAGE improves memory efficiency by selectively adding, merging, or ignoring new facts.

problem Efficiently managing new facts in agentic LLMs to avoid costly write-time reasoning.
method SAGE uses a von Mises-Fisher-based density estimator to score and route candidate facts.
result SAGE achieves the best average token-F1 on LoCoMo and reduces add-phase API cost by 3.4x on GPT-4o-mini.

The paper studies 4-qubit Clifford states and their properties.

problem Understanding the set and properties of 4-qubit Clifford states.
method Analyzing the 293760 4-qubit Clifford states, splitting them into 18 groups, and studying the action of CNOT gates and local gates.
result There are 293760 4-qubit Clifford states with specific entanglement entropies, and any pair can be connected with local gates and at most 3 CNOT gates.

New algorithms save computation in agnostic learning with membership queries.

problem Efficiently learning touchstone classes with membership queries.
method Designing agnostic learning algorithms for circuits with sublinear gates.
result Agnostic learning algorithms for circuits with sublinear gates achieve significant computational savings.

Improved logistic MoE with sigmoid gate shows better sample efficiency.

problem Improving sample efficiency in logistic MoE models.
method Comprehensive analysis of multinomial logistic MoE with modified sigmoid gate, incorporating temperature parameter and using Euclidean score.
result The sigmoid gate leads to lower sample complexity than softmax gate for both parameter and expert estimation.

Securely analyzes survival data across multiple institutions without revealing individual patient records.

problem Privacy concerns in federated survival analysis of health data.
method Multiparty homomorphic encryption for approximate floating-point computation and encrypted aggregation.
result Privacy-preserving federated Kaplan--Meier survival analysis with high fidelity and predictable overhead.

Develops a support-aware framework for reserve-policy selection in advertising markets.

problem Log-based reserve-price evaluation risks weak support and subgroup harm.
method Support-aware offline decision framework converting logged evidence into certified policies.
result Preserves the best gate-passing policy while eliminating only policies with certified regret.

Sigmoid gating is more sample efficient than softmax in mixture of experts.

problem Softmax gating leads to unnecessary competition among experts, causing representation collapse.
method Theoretical analysis of a regression framework with mixture of experts, identifying identifiability conditions and convergence rates.
result Sigmoid gating requires fewer samples to achieve the same expert estimation error as softmax gating.

In quantum computation, series of quantum gates have to be arranged in a predefined sequence that led to a quantum circuit in order to solve a particular problem. What if the sequence of quantum gates is known but both the problem to be solved and the outcome of the so defined quantum circuit remain in the shadow? This…

2015-06-27abs ↗pdf ↗

Long Short-Term Memory (LSTM) infers the long term dependency through a cell state maintained by the input and the forget gate structures, which models a gate output as a value in [0,1] through a sigmoid function. However, due to the graduality of the sigmoid function, the sigmoid gate is not flexible in representing m…

2019-05-25abs ↗pdf ↗

Gated attention improves model curvature, enhancing performance on nonlinear tasks.

problem Understanding the geometric implications of gating in attention mechanisms.
method Modeling attention outputs as Gaussian distributions and analyzing Fisher--Rao geometry.
result Gated attention enables non-flat geometries, including positively curved manifolds.

Gated attention improves performance by using a hierarchical mixture of experts.

problem Improving performance of self-attention mechanisms in Transformers.
method Rigorously show that gated attention can be modeled as a hierarchical mixture of experts, providing a theoretical justification for its benefits.
result Gated attention is more sample-efficient than multi-head self-attention, requiring fewer data points to achieve the same estimation error.

Given the success of the gated recurrent unit, a natural question is whether all the gates of the long short-term memory (LSTM) network are necessary. Previous research has shown that the forget gate is one of the most important gates in the LSTM. Here we show that a forget-gate-only version of the LSTM with chrono-ini…

2018-04-13abs ↗pdf ↗

Improved HMoE models using Laplace gating function enhance expert specialization and performance.

problem Improving performance of hierarchical mixture of experts models.
method Used Laplace gating function instead of Softmax in hierarchical mixture of experts models.
result Laplace gating function accelerates expert convergence and enhances specialization.

Gating units in GRUs and LSTMs create slow modes and control phase-space complexity.

problem Training challenges in RNNs due to exploding or vanishing gradients.
method Random matrix theory and mean-field theory applied to GRUs and LSTMs.
result Gates in GRUs and LSTMs lead to accumulation of slow modes and control phase-space complexity.

The paper evaluates three variants of the Gated Recurrent Unit (GRU) in recurrent neural networks (RNN) by reducing parameters in the update and reset gates. We evaluate the three variant GRU models on MNIST and IMDB datasets and show that these GRU-RNN variant models perform as well as the original GRU RNN model while…

2017-01-20abs ↗pdf ↗

This study analyzes communication constraints in MoE architectures using information theory.

problem Communication constraints in Mixture-of-Experts (MoE) architectures.
method Developed a rate-distortion characterization of finite-rate gating in MoE architectures using information theory.
result Yielded capacity-aware limits for communication-constrained MoE systems.

Bayesian methods have been successfully applied to sparsify weights of neural networks and to remove structure units from the networks, e. g. neurons. We apply and further develop this approach for gated recurrent architectures. Specifically, in addition to sparsification of individual weights and neurons, we propose t…

2018-12-12abs ↗pdf ↗

Paper connects MoE and self-attention, proposing active-attention.

problem Improving efficiency and performance of self-attention mechanisms.
method Established connection between MoE and self-attention, analyzed quadratic gating functions, proposed active-attention mechanism.
result Active-attention outperforms standard self-attention in various tasks.

Solves challenges in estimating parameters of softmax gating Gaussian mixture models.

problem Identifiability issues and complex interactions in Gaussian mixture of experts.
method Proposes novel Voronoi loss functions and establishes convergence rates of MLE.
result Connects convergence rate of MLE to a solvability problem of polynomial equations.

No policy can simultaneously be fully autonomous, optimally calibrated, and helpful, proving a trilemma.

problem Proving impossibility of a policy achieving maximum helpfulness, optimal calibration, and full autonomy.
method Geometric proof showing that adding any non-affine autonomy incentive to a strictly proper scoring rule destroys strict properness.
result The Behavioral Credibility Trilemma: no policy can achieve all three goals simultaneously.

A major contributing factor to the recent advances in deep neural networks is structural units that let sensory information and gradients to propagate easily. Gating is one such structure that acts as a flow control. Gates are employed in many recent state-of-the-art recurrent models such as LSTM and GRU, and feedforwa…

2016-08-11abs ↗pdf ↗

Recently, a lot of techniques were developed to sparsify the weights of neural networks and to remove networks' structure units, e.g. neurons. We adjust the existing sparsification approaches to the gated recurrent architectures. Specifically, in addition to the sparsification of weights and neurons, we propose sparsif…

2019-11-13abs ↗pdf ↗

Deep gated networks help understand training and generalization in deep learning.

problem Understanding the role of SGD in training and generalization of deep neural networks with ReLU activation.
method Developed deep gated networks (DGNs) as a framework to analyze training and generalization in DNNs with ReLU activation.
result Gate adaptation is key for generalization in deep neural networks.

The paper establishes convergence rates for MoE models in classification problems.

problem Understanding the behavior of MoE models in classification settings.
method Established convergence rates for density and parameter estimation in softmax gating multinomial logistic MoE models.
result Parameter estimation rates are significantly improved with a novel modified softmax gating function.

New insights into the top-K sparse softmax gating function for deep learning.

problem Understanding the theoretical effects of the top-K sparse softmax gating function on density and parameter estimations.
method Using a Gaussian mixture of experts, novel loss functions, and theoretical analysis.
result The convergence rates of density and parameter estimations are parametric under certain conditions, but slow under over-specified models.

In order to quantize the gate parameters of the LSTM (Long Short-Term Memory) neural network model with almost no recognition performance degraded, a new quantization method named Quantization Loss Re-Learn Method is proposed in this paper. The method does lossy quantization on gate parameters during training iteration…

2019-05-30abs ↗pdf ↗

A new method for differentiable structured sparsity improves neural network performance and sparsity.

problem Non-differentiability of structured sparsity penalties in neural networks.
method Introducing DD-Gating, a differentiable approach to structured overparameterization.
result The DD-Gating objective converges to the L2,2/DL_{2,2/D}-regularized loss and induces sparse learning dynamics.