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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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25.0%50.0%75.0%100.0% · Feb 199419922001200920182026
48 results for three-state model

A three-state model based on the Potts model is proposed to simulate financial markets. The three states are assigned to "buy", "sell" and "inactive" states. The model shows the main stylized facts observed in the financial market: fat-tailed distributions of returns and long time correlations in the absolute returns. …

2005-03-07abs ↗pdf ↗

A model simulates financial market dynamics with three states: buy, sell, or inactive.

problem Simulate financial market dynamics with heterogeneous investor types.
method Agent-based model with three states: noise traders and contrarians. Probabilistic dynamics with local and global influences.
result Model accurately captures real financial time series features like heavy-tailed distributions and volatility clustering.

We propose a Markov jump process with the three-state herding interaction. We see our approach as an agent-based model for the financial markets. Under certain assumptions this agent-based model can be related to the stochastic description exhibiting sophisticated statistical features. Along with power-law probability …

2012-10-05abs ↗pdf ↗

The three-state agent-based 2D model of financial markets as proposed by Giulia Iori has been extended by introducing increasing trust in the correctly predicting agents, a more realistic consultation procedure as well as a formal validation mechanism. This paper shows that such a model correctly reproduces the three f…

2013-10-02abs ↗pdf ↗

This study uses HMM and RL to dynamically allocate equities, Treasuries, and gold based on market regimes.

problem Developing a dynamic portfolio allocation strategy for different market conditions.
method Characterizes market regimes using Markov switching models and HMM, then applies RL for allocation decisions.
result RL-based allocation outperforms passive strategies, providing lower drawdowns and higher Sharpe ratios.

In this paper, we put the issue of dynamic equivalence of control systems in the context of pullbacks of coframings on infinite jet bundles over the state manifolds. While much attention has been given to differentially flat systems, i.e. systems dynamically equivalent to linear control systems, the advantage of this a…

2011-06-27abs ↗pdf ↗

We study theoretical and empirical aspects of the mean exit time of financial time series. The theoretical modeling is done within the framework of continuous time random walk. We empirically verify that the mean exit time follows a quadratic scaling law and it has associated a pre-factor which is specific to the analy…

2005-07-06abs ↗pdf ↗

Optimizes crypto-oriented neural architectures for faster secure inference.

problem Privacy conflicts between model users and providers in neural network applications.
method Proposes a novel Partial Activation layer to optimize the initial design of crypto-oriented neural architectures.
result Significant improvement in the efficiency of secure inference on common evaluation metrics.

Paper presents a graph-based semi-supervised method for hyperspectral image classification.

problem Hyperspectral image classification with limited labeled data.
method Novel superpixel algorithm based on spectral covariance matrix, followed by superpixel graph construction and classification.
result The method outperforms state-of-the-art approaches, especially in scenarios with minimal labeled data.

In regression problems, the use of TSK fuzzy systems is widely extended due to the precision of the obtained models. Moreover, the use of simple linear TSK models is a good choice in many real problems due to the easy understanding of the relationship between the output and input variables. In this paper we present FRU…

2015-07-17abs ↗pdf ↗

Study validates machine learning models for patient outcomes using various methods.

problem Validating machine learning models for patient outcomes in electronic health records.
method Used three state-of-the-art machine learning methods (random forest, gradient boosting, logistic regression) to predict patient outcomes and assess feature importance.
result Permutation tests applied to random forest and gradient boosting models showed the most agreement with clinical interpretation of feature importance.

Study optimal times to buy and sell stocks using support/resistance lines.

problem Optimal times to buy and sell stocks based on support and resistance lines.
method Mathematical model with probabilistic methods to solve optimal stopping problems.
result Best times to buy and sell stocks are determined by solving free boundary problems.

Paper proposes a RL approach for ALM with superior performance.

problem Dynamic asset-liability management in financial markets.
method Continuous-time RL with LQ formulation, policy gradient, adaptive and scheduled exploration.
result Method outperforms traditional and state-of-the-art RL algorithms in ALM.

In this paper, we investigate the common scenario where every candidate item for recommendation is characterized by a maximum capacity, i.e., number of seats in a Point-of-Interest (POI) or size of an item's inventory. Despite the prevalence of the task of recommending items under capacity constraints in a variety of s…

2017-01-18abs ↗pdf ↗

Review of deep learning methods for remote sensing with limited data.

problem Deep learning requires large labeled data, but remote sensing often has limited labeled data.
method Transfer learning, unsupervised learning, and generative adversarial networks.
result Current solutions have gaps that need addressing.

The paper analyzes optimal retirement timing considering age-dependent mortality risk.

problem Optimal retirement timing under age-dependent mortality risk.
method Formulated as a stochastic control and optimal stopping problem, transformed into a finite time horizon, three-dimensional degenerate optimal stopping problem.
result Existence of an optimal retirement boundary, characterized as a unique solution to a nonlinear integral equation.

Study uses topic modeling and sentiment analysis to uncover hedge fund performance insights.

problem Hedge fund opacity and limited disclosure make them hard to analyze.
method Applied topic modeling and sentiment analysis to hedge fund documents using DistilBERT and Top2Vec.
result Automated topic modeling and sentiment analysis can predict hedge fund performance.

We are looking for the agent-based treatment of the financial markets considering necessity to build bridges between microscopic, agent based, and macroscopic, phenomenological modeling. The acknowledgment that agent-based modeling framework, which may provide qualitative and quantitative understanding of the financial…

2014-03-06abs ↗pdf ↗

The paper evaluates and improves reinforcement learning algorithms for portfolio management.

problem Improving reinforcement learning for financial portfolio optimization.
method Implemented and compared DDPG, PPO, and PG algorithms; introduced adversarial training.
result Policy Gradient (PG) outperforms DDPG and PPO in financial markets.

DL models for MTS regression are vulnerable to adversarial attacks, posing risks in safety-critical applications.

problem Vulnerability of DL models to adversarial examples in MTS regression.
method Adversarial attack generation techniques from image classification were adapted for MTS.
result All state-of-the-art DL regression models (CNN, LSTM, GRU) are vulnerable to adversarial attacks.

New method learns nonlinear projections for reduced-order modeling of complex dynamical systems.

problem Modeling transient dynamics near a manifold in nonlinear systems.
method Constrained autoencoder neural networks with invertible activation functions and biorthogonal weight matrices.
result Demonstrated effectiveness on a vortex shedding model, learning oblique fibers for fast dynamics.

This paper optimizes PCE for efficient surrogate modeling in engineering.

problem Efficiently selecting polynomial regressors for surrogate modeling in computationally expensive models.
method Three state-of-the-art basis-adaptive sparse PCE methods are compared and analyzed.
result Automatic selection of the best solver and basis-adaptive scheme improves surrogate model accuracy.

Neural interaction discoveries can be real or artifacts of model flexibility.

problem Identifying real neural interactions from data.
method Using a multiplicative-gating extension of neural additive vector autoregression.
result Effective rank of the joint lag-block covariance predicts interaction recoverability.

PCONV combines fine-grained and coarse-grained pruning for efficient DNN inference on mobile devices.

problem Achieving high sparsity and accuracy in DNN weight pruning for real-time mobile execution.
method PCONV introduces a new sparsity dimension by combining fine-grained pruning patterns inside coarse-grained structures.
result PCONV outperforms state-of-the-art frameworks in speed and efficiency without accuracy loss.

Paper identifies resting positions using EGG, ECG, respiration rate, and SpO2.

problem Identifying the resting position for health monitoring.
method Hybrid stacked ensemble machine learning model combining Decision tree, Random Forest, and Xgboost.
result 100% accurate prediction of resting positions.

A 3-stage method enhances hyperspectral image classification accuracy.

problem Classifying detailed classes in hyperspectral images with limited labeled data.
method Uses Nested Sliding Window and PCA for spatial consistency, SVM for spectral estimation, and TV model for spatial smoothing.
result Our method outperforms state-of-the-art algorithms, especially in scenarios with small training sets.

This paper presents a method to automatically generate high-quality prediction intervals for neural networks.

problem Accurate uncertainty quantification for deep learning models in real-world applications.
method Dual neural network approach with a novel loss function to balance prediction interval width and coverage.
result Our method produces significantly narrower prediction intervals with higher probability coverage compared to state-of-the-art methods.

New method improves signal classification accuracy.

problem Traditional dictionary learning struggles with signal classification accuracy.
method Incorporates discriminative information into sparse-inducing models.
result Significantly outperforms state-of-the-art methods in multi-class classification.

This paper shows how cyber-attacks can undermine predictive maintenance systems.

problem Cyber-attacks on IoT sensors and DL algorithms in predictive maintenance systems.
method Used LSTM, GRU, and CNN for RUL prediction; modeled false data injection attacks; evaluated impact on accuracy and resilience.
result False data injection attacks can severely impact RUL prediction, but GRU-based models are more resilient.

Bayesian neural networks predict stress fields and uncertainty in materials.

problem Uncertainty in stress field predictions for complex materials.
method Modified Bayesian U-net architecture with three inference algorithms.
result High accuracy predictions and interpretable uncertainty estimates.

Proposes an online pool generation method for DCS to improve classifier selection accuracy.

problem Difficulty in selecting competent classifiers in dynamic classifier selection techniques.
method Online local pool generation method that considers classification difficulty of samples.
result Significantly greater recognition rates compared to other pool generation methods.

Improved Compressed Sensing by optimizing sparse solutions with mixed integer programming.

problem Finding sparse solutions to linear measurements with numerical tolerance.
method Introducing an 2\ell_2 regularized formulation, reformulating as a mixed integer second order cone program, deriving a second order cone relaxation, and developing a custom branch-and-bound algorithm.
result Our approach produces solutions that are on average 6.22% more sparse compared to state-of-the-art methods.

Study develops time-continuous models and probabilistic descriptions for agent-based economic market models.

problem Formulating and describing agent-based economic market models in a time-continuous and probabilistic manner.
method Derived time-continuous formulations, discussed impact of time-scaling, proved stability, presented probabilistic descriptions using kinetic theory.
result Time-continuous formulations and probabilistic descriptions for agent-based economic market models.

Hybrid model combines interpretable and black-box models for better transparency and performance.

problem Balancing interpretability and predictive performance in machine learning models.
method Proposes a Hybrid Predictive Model (HPM) integrating an interpretable model with a black-box model, using principled objective functions and customized training algorithms.
result Hybrid models achieve an efficient trade-off between transparency and predictive performance.