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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3773110146 · Jun 202019922001200920172026
48 results for surrogate indices

Paper introduces efficient methods for estimating cross-partial derivatives and sensitivity indices.

problem Efficiently estimating cross-partial derivatives and sensitivity indices in complex models.
method Using randomized points and constraints, the paper develops estimators with optimal convergence rates and low bias.
result The estimators achieve optimal rates of convergence and do not suffer from the curse of dimensionality.

This work presents a technique for statistically modeling errors introduced by reduced-order models. The method employs Gaussian-process regression to construct a mapping from a small number of computationally inexpensive `error indicators' to a distribution over the true error. The variance of this distribution can be…

2014-05-20abs ↗pdf ↗

Study predicts stream turbidity using surrogate data and meta-model.

problem Costly turbidity sensor deployment limits monitoring networks.
method Dynamic regression (ARIMA), LSTM, GAM models; surrogate covariates (rainfall, water level, temperature, solar exposure); meta-model combining strengths of individual models.
result ARIMA and GAM models with all covariates outperform single models; meta-model yields highest accuracy.

Study uses topological signatures to quantify financial market complexity.

problem Capturing temporal organization beyond volatility measures.
method Null validated topological approach using L1L^1 norm of persistence landscapes.
result Persistence landscape norms reveal dynamical structure during market stress.

MFNets constructs efficient multifidelity surrogates from diverse information sources.

problem Creating accurate surrogates from multiple, potentially costly or inaccurate data sources.
method Directed acyclic graph of connections, gradient-based minimization of least squares objective, flexible information source structure.
result Error reduction by orders-of-magnitude, especially in low-data scenarios.

Polynomial chaos surrogates handle intrinsic noise in stochastic models.

problem Handling intrinsic noise in stochastic models with parametric uncertainty.
method Developed a PCE surrogate on a joint space of intrinsic and parametric uncertainty using Rosenblatt transformations and Karhunen-Loeve expansion.
result Quantified intrinsic noise contribution to model output variance using PCE Sobol indices.

Estimates long-term effects of new treatments using historical and short-term data.

problem Estimating long-term effects of novel treatments with limited historical data.
method Surrogate indices, dynamic treatment effect estimation, and double machine learning combined in a unified pipeline.
result Consistent and asymptotically normal estimates of long-term effects under Markovian assumption.

New framework tackles high-dimensional reliability analysis using surrogate models and active subspaces.

problem High computational cost and curse of dimensionality in reliability analysis of high-dimensional systems.
method Sparse Active Subspace (SAS) algorithm for identifying low-dimensional manifolds and constructing efficient surrogate models.
result Proposed framework significantly improves accuracy and efficiency of reliability analysis compared to existing methods.

Adversarial attacks are ineffective when the surrogate models are trained with different channel effects.

problem Adversarial attacks against wireless signal classifiers are ineffective when the adversary's surrogate model differs from the transmitter's classifier.
method Investigated different topologies to analyze how channel effects influence the performance of adversarial attacks.
result Surrogate models trained with different channel-induced inputs severely limit the attack performance.

SGE-Kriging reduces high-dimensional surrogate modelling costs.

problem High-dimensional function approximation for expensive models.
method Splitting training data into slices, using sliced likelihood function, and learning hyper-parameters from sensitivity indices.
result SGE-Kriging achieves comparable accuracy to standard GE-Kriging but with lower training costs.

The paper develops methods to analyze sensitivity in stochastic models using surrogate models.

problem Quantifying the impact of input variability on stochastic simulators with randomness.
method The authors propose using generalized lambda models to emulate response distributions of stochastic simulators and estimate sensitivity indices.
result The proposed method can estimate sensitivity indices even with strong heteroskedasticity and small signal-to-noise ratio.

A novel capsule network model improves surrogate modeling and uncertainty quantification from sparse data.

problem Surrogate modeling and uncertainty quantification of systems from sparse data.
method Adapted Capsule Network (CapsNet) architecture into image-to-image regression encoder-decoder network.
result The proposed approach accurately, efficiently, and robustly predicts responses for arbitrary diffusion fields.

Optimizing expensive black-box systems with limited data is an extremely challenging problem. As a resolution, we present a new surrogate optimization approach by addressing two gaps in prior research -- unimportant input variables and inefficient treatment of uncertainty associated with the black-box output. We first …

2019-11-06abs ↗pdf ↗

Paper proposes a cost-sensitive conformal training method with provably controllable learning bounds.

problem Uncertainty quantification and learning bounds in conformal prediction.
method Cost-sensitive conformal training algorithm that minimizes the expected size of prediction sets using rank weighting.
result Theoretical analysis shows tightness between weighted objective and expected size of conformal prediction sets.

Proposes MamBO for efficient high-dimensional large-scale optimization.

problem High-dimensional and large-scale optimization problems in machine learning and simulation.
method Combines subsampling and subspace embeddings with model aggregation to address uncertainty in surrogate models.
result Improves robustness of Bayesian optimization algorithm and achieves superior performance.

Change detection (CD) in time series data is a critical problem as it reveal changes in the underlying generative processes driving the time series. Despite having received significant attention, one important unexplored aspect is how to efficiently utilize additional correlated information to improve the detection and…

2016-03-31abs ↗pdf ↗

A method for interpreting SVMs using polynomial kernels, revealing model complexity.

problem Interpreting SVMs built with truncated orthogonal polynomial kernels.
method Orthogonal Representation Contribution Analysis (ORCA) with normalized Orthogonal Kernel Contribution (OKC) indices.
result The method reveals structural aspects of model complexity not captured by predictive accuracy.

Novel CE-method variants reduce local minima convergence with fewer function evaluations.

problem Local minima and expensive function evaluations in optimization.
method Surrogate model-based CE-method variants to reduce local minima convergence.
result Surrogate model-based approach reduces local minima convergence using fewer function evaluations.

Multi-step greedy policies have been extensively used in model-based reinforcement learning (RL), both when a model of the environment is available (e.g.,~in the game of Go) and when it is learned. In this paper, we explore their benefits in model-free RL, when employed using multi-step dynamic programming algorithms: …

2019-10-07abs ↗pdf ↗

P-BO reduces black-box adversarial attacks by 10x with Bayesian optimization and function prior.

problem Efficiently generating adversarial examples against black-box models.
method Prior-guided Bayesian Optimization (P-BO) with a function prior initialized from a surrogate model.
result Significantly reduces the number of queries needed for adversarial attacks.

The paper proposes a method to improve Koopman operator estimation using indicator functions.

problem Difficulty in identifying good observables for Koopman operator expansion.
method Clustering procedure based on Hidden Markov Model (HMM) to infer surrogate observables.
result Inferred indicator functions significantly improve estimation of Koopman operator eigenvalues and transition timescales.

Signal estimation problems with smoothness and sparsity priors can be naturally modeled as quadratic optimization with 0\ell_0-"norm" constraints. Since such problems are non-convex and hard-to-solve, the standard approach is, instead, to tackle their convex surrogates based on 1\ell_1-norm relaxations. In this paper…

2018-11-06abs ↗pdf ↗

Proposes φφ-table for statistical SHAP explanations in regression models.

problem Lack of clear directional summaries, uncertainty, and fidelity in SHAP feature importance.
method SHAP importance selection, fitting a standardized linear surrogate, reporting coefficients, uncertainty, fidelity, and stability.
result Extends SHAP into a statistical global explanation with direction, uncertainty, fidelity, and stability.

Human stablecoin transactions predict political risk in cryptocurrency markets.

problem Predicting political risk in cryptocurrency markets.
method Structural break analysis and surrogate-based robustness tests.
result Human-driven stablecoin transactions shift significantly before major political events.

Gradient-enhanced GSA uses Poincaré chaos expansions for accurate sensitivity analysis.

problem Accurately estimating Sobol' indices with limited data.
method Integrates sparse, gradient-enhanced regression with Poincaré chaos expansions for derivative-based sensitivity analysis.
result Accurately estimated Sobol' indices using limited data.

DPC uses physics and neural nets to solve SDEs.

problem Solving stochastic differential equations with missing physics.
method Physics-data fusion with conditional maximum mean discrepancy (CMMD) loss.
result DPC achieves highly accurate solutions on benchmark examples.

It is commonly believed that the correlations between stock returns increase in high volatility periods. We investigate how much of these correlations can be explained within a simple non-Gaussian one-factor description with time independent correlations. Using surrogate data with the true market return as the dominant…

2000-06-02abs ↗pdf ↗

We formalize and study the natural approach of designing convex surrogate loss functions via embeddings, for problems such as classification, ranking, or structured prediction. In this approach, one embeds each of the finitely many predictions (e.g.\ rankings) as a point in Rd\mathbb{R}^d, assigns the original loss val…

2019-07-17abs ↗pdf ↗

The paper proposes a scalable framework for uncertainty quantification and propagation in surrogate-based Bayesian inference.

problem Uncertainty in surrogate models and its impact on inference and decision-making.
method Bayesian inference methods for surrogate models with measurement data.
result Scalable framework for uncertainty quantification and propagation in surrogate models.

Paper proposes hybrid modeling to improve surrogate accuracy using multiple data sources.

problem Improving surrogate model accuracy by integrating simulation and real-world data.
method Two novel probabilistic approaches: separate and combined surrogates with weighting strategy.
result Hybrid models improve predictive accuracy and coverage compared to single-source surrogates.

Polynomial chaos surrogates quantify epistemic uncertainty in AI-driven scientific models.

problem Uncertainty in reward estimates hinders interpretability in sequential generative models.
method Fit polynomial chaos expansions to trained models to propagate epistemic uncertainty and quantify sensitivity.
result Interpretable decomposition of reward components driving generative decisions.

The paper proposes a method to assess surrogate heterogeneity in non-randomized data.

problem Lack of methods to evaluate surrogate heterogeneity in non-randomized data.
method Proposes a framework using meta-learners to assess surrogate heterogeneity in real-world data.
result Identifies individuals for whom the surrogate is a valid replacement of the primary outcome.

This paper develops efficient surrogate models for optimization of complex dynamical systems.

problem Computational expense in solving complex dynamical systems through numerical simulation.
method Combination of proper orthogonal decomposition and radial basis functions for constructing low-dimensional surrogate models.
result Surrogate models reduce computational time for optimization problems while maintaining accuracy.