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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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17355269 · May 202619922001200920182026
48 results for stop-loss thresholds

Develops a statistical arbitrage strategy with stop-loss and leverage for energy markets.

problem Optimizing trading strategies in high-frequency energy markets with stop-loss and leverage.
method Analytical approach using mean-reverting processes and optimal trading strategies.
result Analytical expressions for expected First-Exit-Times and long-run returns of the strategy.

This paper extends stock trading results to include stop-loss orders.

problem Generalizing stock trading results with stop-loss orders.
method Geometric Brownian motion model, affine feedback controller, closed-form expression for cumulative distribution function.
result Affine feedback controller with stop-loss order generalizes results without stop-loss orders.

Optimal reinsurance contracts designed for a continuum of risk types.

problem Designing optimal reinsurance contracts with a continuum of risk types.
method Principal-agent model, VaR at risk tolerance level, change of variables, univariate approach.
result Optimal reinsurance contracts are in stop-loss form, classifying agents into high and low risk groups.

The paper examines bounds for stop-loss payoffs using transformed random variables.

problem Bounding stop-loss payoffs for a difference of two random variables.
method Analyzes crossing points of cdfs of original and transformed random variables.
result Unique pairwise crossing points for mortality-linked securities under symmetric copulas.

From the Hamilton-Jacobi-Bellman equation for the value function we derive a non-linear partial differential equation for the optimal portfolio strategy (the dynamic control). The equation is general in the sense that it does not depend on the terminal utility and provides additional analytical insight for some optimal…

2013-11-11abs ↗pdf ↗

The paper values reinsurance contracts for dynamic catastrophe claims without arbitrage.

problem Valuation of reinsurance contracts for dynamic catastrophe claims without arbitrage.
method Compound dynamic contagion process, Esscher transform, Monte Carlo simulation.
result Arbitrage-free premiums for catastrophe stop-loss reinsurance contracts.

This paper optimizes multi-layer reinsurance policies to minimize risk measures.

problem Minimizing risk for insurance companies with multiple layers of reinsurance.
method Generalizes optimal stop-loss reinsurance to multi-layer policies using conditional tail expectation (CTE) risk measure.
result An optimal multi-layer reinsurance policy can be derived and estimated.

Investors with anxiety about drawdowns may use stop-loss and trailing stops as optimal selling strategies.

problem Investors' anxiety about drawdowns affects optimal selling strategies.
method Mathematical analysis of optimal stopping with random discounting.
result Stop-loss and trailing stops can be optimal selling strategies under anxiety about drawdowns.

This paper optimizes brokers' manipulation of prices to maximize traders' losses.

problem Optimizing brokers' manipulation of prices to maximize traders' losses.
method Assuming total control over asset prices, the paper shows how brokers can find a maximum loss price movement in quadratic time.
result Brokers can find a maximum loss price movement in quadratic time given a set of trades.

Investors optimize liquid staking decisions in LSP and AMM protocols.

problem Optimal timing and allocation in liquid staking protocols.
method Derive optimal allocation strategy and model optimal exit timing using Laplace transforms and free-boundary techniques.
result Optimal stop-loss strategy maximizes expected payoff, influenced by fees and opportunity gains.

Online trading platforms manipulate profits and losses, causing 82% of retail traders to lose money.

problem Manipulation of online trading platforms leading to financial losses for retail traders.
method Independent recording of trade details using REST API responses, comparison with broker reviews.
result 82% of retail traders lose money due to platform technical issues.

In this article, we established a stock market model based on agents' investing mentality. The agents decide whether to purchase the shares at the probability, according to their anticipation of the market's behaviors. The expectation of the amount of shares they want to buy is directly proportional to the value of ass…

2004-06-16abs ↗pdf ↗

Study extreme-case Value-at-Risk under IFR distributions, providing guidance for risk management.

problem Understanding extreme-case risk measures under distributional ambiguity and increasing failure rate.
method Characterized extreme-case range Value-at-Risk under mean and variance constraints with increasing failure rate.
result Characterized specific characteristics of extreme-case distributions under IFR constraints.

The paper provides valuation formulas for insurance contracts using Malliavin calculus.

problem Valuation of insurance contracts with dependent claims.
method Using Malliavin calculus to express expected cash flows in terms of a building block.
result Formulas for expected cash flows in actuarial and financial contracts.

Optimal iterative thresholding algorithms improve upon hard and soft thresholding.

problem Optimizing sparsity or rank constraints in optimization problems.
method Developed the notion of relative concavity for thresholding operators, finding a new class of operators that are optimal.
result A new class of thresholding operators, including q\ell_q thresholding and reciprocal thresholding, achieves the strongest convergence guarantee.

Paper adds a restart mechanism to a drawdown control policy for better trading performance.

problem Missed profitable opportunities when drawdown limit is close to reality.
method Integrates a data-driven restart mechanism into the drawdown modulation trading system.
result The restart mechanism improves trading performance even with transaction costs.

This paper is concerned with a pairs trading rule. The idea is to monitor two historically correlated securities. When divergence is underway, i.e., one stock moves up while the other moves down, a pairs trade is entered which consists of a pair to short the outperforming stock and to long the underperforming one. Such…

2013-02-25abs ↗pdf ↗

Paper proposes a method to identify optimal threshold for stock market networks.

problem Challenges in identifying the optimal threshold for reliable stock network construction.
method Dynamic consistence between threshold network and stock market, optimal threshold maximized by consistence function.
result Optimal threshold value of 0.28 for stocks in S&P 500 Index.

Unified approach to optimal reinsurance models for insurers and reinsurers.

problem Optimal reinsurance models for both unconstrained and constrained optimization problems.
method Geometric approach to solve optimal reinsurance problems.
result Explicit solutions for optimal reinsurance in various forms.

Study develops a multi-pair trading strategy using graph clustering and machine learning.

problem Improving risk-adjusted returns and reducing transaction costs in US equities market.
method Statistical arbitrage, graph clustering algorithms, Kelly criterion, machine learning classifiers.
result Optimal signal detection and risk management techniques outperformed benchmarks.

New method learns optimal nonlinearities for iterative thresholding algorithms.

problem Finding sparse solutions to ill-posed inverse problems.
method Relates ISTA iterations to DNN layers and develops error backpropagation for fine-tuning thresholding functions.
result Potential gains in estimation quality through data-adaptive ISTA.

New algorithm for reinforcement learning in uncertain environments with unknown thresholds.

problem Safety in reinforcement learning in unknown and uncertain environments.
method Growing-Window estimator sampling and Stochastic Pessimistic-Optimistic Thresholding (SPOT) algorithm.
result Achieves sublinear regret and constraint violation of ildeO(T) ilde{\mathcal{O}}(\sqrt{T}).

A new SSL method uses instance-dependent thresholds to improve accuracy.

problem Improving semi-supervised learning by better selecting confident unlabeled instances.
method Proposes instance-dependent thresholds that vary based on the ambiguity and error rates of pseudo-labels for each unlabeled instance.
result Demonstrates that instance-dependent thresholds provide a probabilistic guarantee for correct pseudo-labels.

Investment timing problem solved with threshold strategies in real options theory.

problem Investment timing problem in real options theory.
method Modeling investment project present values as a diffusion process, proving conditions for optimal investment time and optimality of threshold strategies.
result Necessary and sufficient conditions for an optimal investment time induced by a threshold strategy.

Adaptive algorithm for outlier detection by balancing arm exploration and threshold estimation.

problem Identifying outliers in a set of rewards where the threshold is a function of all rewards.
method Adaptively updated confidence interval for the threshold based on previous rounds' estimates, balancing exploration of individual arms and the outlier threshold.
result Efficient algorithm with reduced sample complexity for outlier detection.

The article examines different thresholding methods for improving PAM algorithm in cancer classification.

problem High-dimensional classification with too many features selected by PAM.
method Extends PAM with hard and order thresholding methods and a deep search algorithm.
result Improved cancer status prediction accuracy and smaller number of features.

Proposes a conservative LR estimator for infrequent data near a frequency threshold.

problem Overestimation of likelihood ratios for infrequent data near a frequency threshold.
method Conservative likelihood ratio estimator for frequencies slightly above a threshold.
result Improves prediction accuracy in named entity context prediction.

New method trains neural networks with threshold activation functions efficiently.

problem Training neural networks with threshold activation functions is challenging due to zero gradients.
method We study weight decay regularized training problems of deep neural networks with threshold activations, showing they can be formulated as convex optimization problems.
result Regularized deep threshold network training problems can be formulated as standard convex optimization problems, paralleling the LASSO method.

Optimizes threshold selection for variance estimation in financial models.

problem Estimating integrated variance in financial models with jumps.
method Optimizes threshold selection using mean and conditional mean square error criteria.
result Proposes a novel method to approximate the optimal threshold.

Study log canonical thresholds on curved metrics on group compactifications.

problem Computing log canonical thresholds for curved metrics on group compactifications.
method Associated convex functions to metrics, using asymptotic behavior to determine thresholds.
result Formula for alpha invariant in terms of polytope associated to group compactification.

Paper develops DLTF to learn optimized dictionaries for efficient thresholded feature recovery.

problem Efficiently recover sparse code support from time-consuming sparse coding.
method Formulates DLTF model to learn optimized dictionary for thresholded feature, derives log-linear time proximal operator.
result DLTF model demonstrates remarkable efficiency, effectiveness, and robustness in various tasks.

Polynomial neural networks explore thresholds for maximum expressiveness.

problem Understanding the limits of polynomial neural networks' expressiveness.
method Introducing activation degree threshold to measure network expressiveness and proving its existence and upper bounds.
result Polynomial neural networks with equi-width architectures achieve the maximum expressiveness.

Study thresholds and K-stability using valuations in complex projective varieties.

problem Understanding thresholds and K-stability in complex projective varieties.
method Using valuations to study log canonical and stability thresholds, proving infima are attained for ample L, and obtaining simple expressions in toric cases.
result The thresholds can be written as infima of functionals on the space of valuations, and are attained for ample L.