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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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83166248331 · May 202619922001200920182026
48 results for standard realization

Bayesian realized EGARCH models improve tail risk forecasting.

problem Forecasting tail risks in financial markets.
method Developed a Bayesian framework for realized EGARCH models, incorporating multiple realized volatility measures and using robust adaptive Metropolis algorithm for estimation.
result Standardized skewed Student-t distribution and sub-sampled realized range models outperform other models in tail risk forecasting.

We calculate the realized volatility in the spin model of financial markets and examine the returns standardized by the realized volatility. We find that moments of the standardized returns agree with the theoretical values of standard normal variables. This is the first evidence that the return dynamics of the spin fi…

2015-11-29abs ↗pdf ↗

Study examines volatility of Nikkei Stock Average, finding returns follow a Gaussian process.

problem Analyzing volatility of Nikkei Stock Average on Tokyo Stock Exchange.
method Calculated realized volatility in morning and afternoon sessions, investigating return dynamics.
result Return dynamics of Nikkei Stock Average are consistent with Gaussian distribution.

VOLARE provides standardized realized volatility measures from financial data.

problem Lack of standardized realized volatility measures from ultra-high-frequency data.
method Asset-specific pipeline for cleaning and sampling data, providing a wide range of realized estimators.
result Comprehensive set of realized estimators for equities, exchange rates, and futures.

In this paper we consider the realization of DE attractors by self-diffeomorphisms of manifolds. For any expanding self-map φ:MMφ:M\to M of a connected, closed pp-dimensional manifold MM, one can always realize a (p,q)(p,q)-type attractor derived from φφ by a compactly-supported self-diffeomorphsm of $\RR^{p+q}$, as long…

2008-11-25abs ↗pdf ↗

Many four-dimensional supersymmetric compactifications of F-theory contain gauge groups that cannot be spontaneously broken through geometric deformations. These "non-Higgsable clusters" include realizations of SU(3)SU(3), SU(2)SU(2), and SU(3)×SU(2)SU(3) \times SU(2), but no SU(n)SU(n) gauge groups or factors with n>3n> 3. We study poss…

2014-09-29abs ↗pdf ↗

New active learning framework for multiclass classification beyond realizability assumption.

problem Active learning in non-realizable settings with convex model classes.
method Surrogate risk minimization, epoch-based fitting, aggregation of models.
result Achieves label and sample complexity comparable to prior work in non-realizable settings.

The paper evaluates forecast accuracy of realized volatility measures in large cross-sections.

problem Forecast evaluation of realized volatility measures in large cross-sections of financial data.
method Equal predictive accuracy testing procedures, LASSO shrinkage, measurement error correction, cross-sectional jump component measures.
result The augmented HAR model outperforms the standard HAR model in forecasting realized volatility.

Study forecasts volatility and risk in electricity markets using matrix-HAR models.

problem Forecasting volatility and risk in electricity markets.
method Constructed a parsimonious matrix-HAR type model to estimate realized covariation and risk premia in electricity markets.
result Inclusion of longer time horizons and renewable generation information improves forecasts.

Improved covariance matrix forecasting for S&P 500 using factor models and shrinkage.

problem Forecasting large covariance matrices of returns in finance.
method Decompose covariance matrix into firm-level factors and sectoral restrictions. Estimate using VHAR models with LASSO.
result Significantly improved forecasting precision compared to benchmarks.

Paper tackles sample-efficient RL for linearly realizable MDPs with limited revisiting.

problem Sample-efficient reinforcement learning for linearly realizable MDPs with limited revisiting.
method Develops a new sampling protocol that allows for backtracking and revisiting states in a controlled manner.
result Achieves polynomial sample complexity scaling with feature dimension, horizon, and inverse sub-optimality gap.

The study proves properties of metrics and their conformal classes on specific manifolds.

problem Understanding metrics and their conformal classes on certain manifolds.
method Combining Simons' gap theorem with minimal isometric embeddings and coherent embeddings of standard Einstein metrics.
result The conformal classes of the product metrics and projective spaces realize the sigma invariant uniquely.

Study improves forecast accuracy of daily volatility to enhance portfolio performance.

problem Improving predictability of realized variance from market views.
method High-dimensional machine learning models and low-dimensional factor models used to forecast firm-level volatility.
result Marginal improvements in forecast error lead to significant gains in portfolio performance.

Study of loss functions for learning to defer, proving consistency.

problem Learning to defer in machine learning.
method Introduced a family of surrogate losses parameterized by ΨΨ and proved their consistency.
result Proved realizable HH-consistency and Bayes-consistency of specific surrogate losses.

New integrators preserve geometric structure in Hamiltonian systems.

problem Preserving geometric structure in Hamiltonian systems on Jacobi manifolds.
method Combining Poissonization and symplectic bi-realizations to construct structure-preserving integrators.
result Explicit construction and application of Jacobi Hamiltonian integrators.

In this paper, we give a weak classification of locally linear pseudofree actions of the cyclic group of order 3 on a K3K3 surface, and prove the existence of such an action which can not be realized as a smooth action on the standard smooth K3K3 surface.

2006-04-13abs ↗pdf ↗

A new sub-bundle structure on exotic and standard spheres proven.

problem Constructing a co-dimension 3 sub-bundle on exotic and standard spheres.
method Using Sp(2)-principal bundles and Hopf bundles, the method provides an alternate proof.
result A co-dimension 3 sub-bundle on the Gromoll-Meyer exotic 7-sphere and standard 7-sphere.

New method tests independence with single nonstationary time series.

problem Testing independence in nonstationary nonlinear time series.
method Time-varying nonlinear regression, local long-run covariance estimation, strong Gaussian approximation.
result First framework for conditional independence testing with a single realization of a nonstationary nonlinear process.

We review the dynamics of the returns of Leveraged Exchange Traded Funds (LETFs) and propose a new measure of realized volatility: Shortfall from Maximum Convexity. We show that SMC has a more intuitive interpretation and provides more statistical information compared to the traditionally used sample standard deviation…

2015-10-04abs ↗pdf ↗

Two methods for model adaptation compared; fine-tuning outperforms Best-of-N in realizable settings.

problem Comparing methods for adapting large language models to new tasks.
method Supervised fine-tuning vs. Best-of-N approach.
result Supervised fine-tuning outperforms Best-of-N in realizable settings.

Improved private agnostic learning with near-optimal sample complexity.

problem Private agnostic learning with arbitrary privacy parameters.
method Near-optimal sample complexity construction.
result Near-optimal extra sample complexity of \(\widetilde{O}(\mathrm{VC}(\mathcal{C})/α^2)\) for any \(\varepsilon \leq 1\).

New estimator reveals intraday betas mainly driven by correlations.

problem Intraday fluctuations in market betas due to time-varying volatility.
method Proposes a novel subsampled quadrant estimator for high-frequency financial data.
result Intraday variation in betas primarily driven by intraday variation in correlations.

BOSH optimizes functions with stochastic evaluations more efficiently and precisely.

problem Optimizing functions with noisy evaluations can lead to suboptimal solutions.
method BOSH uses a hierarchical Gaussian process to generate a growing pool of realizations.
result BOSH provides more efficient and higher-precision optimization than standard BO.

Oracle-efficient algorithm for offline RL with partial data coverage.

problem Offline reinforcement learning with partial data coverage and constraints.
method PDOCRL, a primal-dual algorithm with decomposed linear-programming formulation.
result Near-optimal, near-feasible policy with \(\widetilde{\mathcal O}(ε^{-2})\) sample guarantee.

Realized statistics based on high frequency returns have become very popular in financial economics. In recent years, different non-parametric estimators of the variation of a log-price process have appeared. These were developed by many authors and were motivated by the existence of complete records of price data. Amo…

2014-11-19abs ↗pdf ↗

PhIK uses physics models to improve Gaussian process regression.

problem Improving Gaussian process regression for complex systems.
method Constructs non-stationary Gaussian processes from physics models, avoiding hyperparameter optimization.
result Guaranteed physical constraints in predictions and error estimates.

The realization of tractor bundles as associated bundles in conformal geometry is studied. It is shown that different natural choices of principal bundle with normal Cartan connection corresponding to a given conformal manifold can give rise to topologically distinct associated tractor bundles for the same inducing rep…

2012-01-12abs ↗pdf ↗

Let MM be a closed surface. By $\Homeo(M)$ we denote the group of orientation preserving homeomorphisms of MM and let $\MC(M)$ denote the Mapping class group. In this paper we complete the proof of the conjecture of Thurston that says that for any closed surface MM of genus $\g \ge 2$, there is no homomorphic sectio…

2008-07-01abs ↗pdf ↗

The paper develops a method to forecast financial risk multiple steps ahead using quantile time series and historical simulation.

problem Forecasting financial risk multiple steps ahead with accurate estimation of Value-at-Risk (VaR) and Expected Shortfall (ES).
method Quantile-based, semi-parametric historical simulation estimation of VaR and ES models, using quantile loss function and resampling.
result The proposed method accurately forecasts VaR and ES one and multiple steps ahead, superior to existing methods.

We present a constructive approach to surface comparison realizable by a polynomial-time algorithm. We determine the "similarity" of two given surfaces by solving a mass-transportation problem between their conformal densities. This mass transportation problem differs from the standard case in that we require the solut…

2011-03-22abs ↗pdf ↗

Hyperbolic space outperforms Euclidean in learning hierarchical data.

problem Learning hierarchical data in Euclidean space requires exponentially many samples.
method Established geometric obstruction in Euclidean space and showed hyperbolic space's advantage.
result Hyperbolic space enables learning with O(mRlogm)O(mR \log m) samples, matching information-theoretic optimum.

Study on tradeoffs between mistakes and ERM oracle calls in online and transductive learning.

problem Analyzing online and transductive learning with limited ERM and weak consistency oracle access.
method Proves lower bounds and upper bounds on mistakes and oracle calls, considering realizable and agnostic cases.
result Achieves optimal mistake bounds with weak consistency queries for certain concept classes.

We present a set of log-price integrated variance estimators, equal to the sum of open-high-low-close bridge estimators of spot variances within nn subsequent time-step intervals. The main characteristics of some of the introduced estimators is to take into account the information on the occurrence times of the high a…

2011-08-12abs ↗pdf ↗