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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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200400600800 · Jun 202019922001200920172026
48 results for spline optimization

Revisits stochastic collocation with exponential splines for option pricing.

problem Improving the accuracy of option price interpolation using stochastic collocation.
method Uses exponential quadratic splines and optimizes abscissae or parameters of B-splines.
result Shows that fixing abscissae and optimizing parameters leads to better interpolation accuracy.

We extend the adaptive regression spline model by incorporating saturation, the natural requirement that a function extend as a constant outside a certain range. We fit saturating splines to data using a convex optimization problem over a space of measures, which we solve using an efficient algorithm based on the condi…

2016-09-21abs ↗pdf ↗

The paper addresses optimal control on Riemannian manifolds, introducing biased splines for robotic systems.

problem Optimal control on Riemannian manifolds with a mathematically natural cometric not capturing true motion cost.
method Encoding torque-based actuators into a cometric, characterizing optimal solutions via a 4th order differential equation.
result Identified a tensor as the geometric source of biasing solutions away from ordinary splines and geodesics.

A new spline method for manifold learning using Hessian-based curvature penalties.

problem Learning manifolds with curvature penalties in high dimensions.
method Generalizes thin-plate splines to flat manifolds using Hessian matrices, minimizing square error with curvature constraints.
result Existence and uniqueness of the spline solution, expressed as Green's functions and Hessian approximations.

Optimizes spectral density estimation for stationary and nonstationary processes.

problem Estimating spectral density of time series with complex structure.
method Optimally adaptive Bayesian spectral density estimation using smoothing spline covariance structure.
result Optimal eigendecomposition provides superior performance compared to alternative covariance functions.

Smoothing splines provide a powerful and flexible means for nonparametric estimation and inference. With a cubic time complexity, fitting smoothing spline models to large data is computationally prohibitive. In this paper, we use the theoretical optimal eigenspace to derive a low rank approximation of the smoothing spl…

2019-11-23abs ↗pdf ↗

We propose to optimize the activation functions of a deep neural network by adding a corresponding functional regularization to the cost function. We justify the use of a second-order total-variation criterion. This allows us to derive a general representer theorem for deep neural networks that makes a direct connectio…

2018-02-26abs ↗pdf ↗

Kolmogorov-Arnold Networks achieve optimal convergence rates in nonparametric regression.

problem Nonparametric function approximation in multivariate settings.
method Structured additive and multiplicative KANs using B-splines.
result Achieve minimax-optimal convergence rate O(n2r/(2r+1))O(n^{-2r/(2r+1)}) for Sobolev space functions.

Bayesian nonparametric LABS model adapts to function smoothness in Besov spaces.

problem Estimating functions with unknown smoothness in Besov spaces.
method Lévy Adaptive B-spline (LABS) regression model with automatic smoothness adaptation.
result LABS posterior contracts around true function in Besov classes at nearly minimax-optimal rates.

This paper develops a new method for constructing splines on Lie groups using Poisson equation solutions.

problem Existing methods for constructing splines on Lie groups have limitations and assumptions that may not reflect actual curves.
method The paper introduces a new approach using solutions of the Poisson equation on Lie groups to construct splines.
result The new method allows for global splines with arbitrary initial conditions, improving curve reconstruction.

Sig-Splines model uses signatures and splines for time series data, achieving universality and convexity.

problem Creating a generative model for multivariate time series data.
method Combines linear transformations and signature transforms into a neural spline flow.
result Achieves universality and introduces convexity in model parameters.

Framework for designing nonlinearities in neural networks with slope constraints.

problem Designing nonlinearities with specific properties for signal processing.
method Variational framework with regularization for slope constraints and optimization of adaptive splines.
result Adaptive nonuniform linear splines achieve global optimum in constrained optimization.

A new method optimizes knot selection for spline dimensional decomposition in stochastic dynamic analysis.

problem Challenges in uncertainty quantification for dynamical systems with non-smooth or oscillating nonlinear behaviors.
method Interpolation-based optimal knot selection method for SDD, improving accuracy and computational efficiency.
result SDD with proposed knot selection yields higher accuracy than other methods, as shown in a lower control arm example.

With the renewed and growing interest in geometric continuity in mind, this article gives a general definition of geometrically continuous polygonal surfaces and geometrically continuous spline functions on them. Polynomial splines defined by G1 gluing data in terms of rational functions are analyzed further. A general…

2015-10-26abs ↗pdf ↗

The paper develops a new method for estimating non-parametric regression functions with spatio-temporal dependencies.

problem Estimating non-parametric regression functions with spatio-temporal dependencies.
method Locally Adaptive Regression Splines (LARS) with ADMM algorithm.
result The method shows superior performance compared to existing techniques.

Locally-verifiable conditions ensure exactness of spline discrete de Rham complex.

problem Ensuring cohomological equivalence of spline discrete complex to continuous de Rham complex.
method Theoretical analysis and locally-verifiable sufficient conditions for exactness.
result Locally-verifiable conditions guarantee exactness of hierarchical B-spline discrete de Rham complex.

We use splines and the Sasaki metric to analyze and compare manifold-valued trajectories.

problem Analyzing and comparing trajectories on Riemannian manifolds.
method Riemannian hierarchical model, Bézier splines, Sasaki metric.
result Spline-based approaches outperform state-of-the-art methods in intensity classification of trajectories.

Deep P-Spline automates DNN structure selection for complex regression problems.

problem Challenges in selecting optimal network structures for DNNs.
method Linking neuron selection to knot placement in basis expansion techniques, introducing a difference penalty for automated knot selection.
result Deep P-Spline extends model class and forms a latent variable modeling framework with theoretical guarantees.

We reparametrize ReLU NNs as splines to understand their learning dynamics.

problem Understanding the learning dynamics and inductive bias of neural networks.
method Reparametrize ReLU NNs as continuous piecewise linear splines to study learning dynamics.
result Standard weight initializations yield very flat functions, leading to strength and type of implicit regularization.

We build a rigorous bridge between deep networks (DNs) and approximation theory via spline functions and operators. Our key result is that a large class of DNs can be written as a composition of max-affine spline operators (MASOs), which provide a powerful portal through which to view and analyze their inner workings. …

2018-05-17abs ↗pdf ↗

This paper is devoted to the application of B-splines to volatility modeling, specifically the calibration of the leverage function in stochastic local volatility models and the parameterization of an arbitrage-free implied volatility surface calibrated to sparse option data. We use an extension of classical B-splines …

2013-06-05abs ↗pdf ↗

This paper introduces a spline-based method for nonparametric ADVI that handles complex posterior distributions.

problem Learning complex posterior distributions with skewness, multimodality, and bounded support.
method Develops a spline-based nonparametric approximation approach for ADVI.
result Establishes the asymptotic consistency of the derived lower bound for importance weighted autoencoder.

The paper introduces a spline-based method for calibrating neural networks.

problem Ensuring neural network outputs are reliable for safety-critical applications.
method Approximating the empirical cumulative distribution function using splines to map network outputs to calibrated probabilities.
result The spline-based recalibration consistently outperforms existing methods on calibration measures.

A machine learning method selects optimal orthonormal bases for functional data analysis.

problem Lack of formal criteria for choosing initial orthonormal bases in functional data methods.
method Proposes a machine learning algorithm to learn and place knots for efficient orthogonal spline bases (splinets).
result Demonstrates efficiency, especially for sparse functional data and complex physical systems.

Multivariate splines linked to infinitely-wide neural networks with improved numerical performance.

problem Understanding the relationship between multivariate splines and neural networks.
method Showed multivariate splines can be represented as random features in infinitely-wide neural networks with a homogeneous activation function.
result The function space of multivariate splines is a Sobolev space on a Euclidean ball with explicit norm bounds on derivatives.

Presented are two neural network architectures for convex functions, demonstrating competitive performance.

problem Approximating convex functions efficiently and accurately.
method Developed two neural network architectures: one based on linear-by-part representation and the other on cubic splines.
result Cubic ICKAN networks produce results similar to classical ICNNs in solving convex approximation problems.

Cubic spline interpolation on Euclidean space is a standard topic in numerical analysis, with countless applications in science and technology. In several emerging fields, for example computer vision and quantum control, there is a growing need for spline interpolation on curved, non-Euclidean space. The generalization…

2017-03-28abs ↗pdf ↗

A wide variety of activation functions have been proposed for neural networks. The Rectified Linear Unit (ReLU) is especially popular today. There are many practical reasons that motivate the use of the ReLU. This paper provides new theoretical characterizations that support the use of the ReLU, its variants such as th…

2019-10-05abs ↗pdf ↗

A comprehensive methodology is provided for smoothing noisy, irregularly sampled data with non-Gaussian noise using smoothing splines. We demonstrate how the spline order and tension parameter can be chosen a priori from physical reasoning. We also show how to allow for non-Gaussian noise and outliers which are typical…

2019-04-26abs ↗pdf ↗

This paper presents an efficient algorithm for evolving point cloud data on smooth manifolds using B-Splines.

problem Evolution of point cloud data on smooth manifolds in higher dimensions.
method Lagrangian approach using adaptive B-Spline interpolation.
result Demonstrates the convergence of geometric quantities and the effectiveness of the approach.

Researchers modify dpd_p distance to handle long, thin splines.

problem Maintaining stability in convergence metrics with scalar curvature approaching positivity.
method Introducing and analyzing a modified dpd_p distance to handle persistent splines.
result The modified dpd_p distance provides a stable estimate, useful for geometric stability.