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A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

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4181122162 · May 202619922001200920172026
48 results for spectral index

For a continuous curve of families of Dirac type operators we define a higher spectral flow as a KK-group element. We show that this higher spectral flow can be computed analytically by $\heta$-forms, and is related to the family index in the same way as the spectral flow is related to the index. We introduce a notion…

1996-08-08abs ↗pdf ↗

Study of spectral flow in symmetric Toeplitz operator families.

problem Understanding spectral flow in families of symmetric Toeplitz operators.
method Analog of Atiyah-Singer-Robbin-Salamon theorem for Z2\mathbb{Z}_2-valued spectral flow.
result Graded secondary spectral flow equals secondary index of a Callias-type operator.

Study spectral estimators for multi-index models to recover low-dimensional signal subspaces.

problem Recovering low-dimensional signal subspaces in multi-index models.
method Spectral estimators for multi-index models.
result Precise asymptotic characterization of spectral methods' performance, revealing a phase transition for weak recovery.

We construct certain spectral triples in the sense of A. ~Connes and H. Moscovici (``The local index formula in noncommutative geometry'' {\it Geom. Funct. Anal.}, 5(2):174--243, 1995) that is transversally elliptic but not necessarily elliptic. We prove that these spectral triples satisfie the conditions which ensure …

2003-11-05abs ↗pdf ↗

We relate the spectral flow to the index for paths of selfadjoint Breuer-Fredholm operators affiliated to a semifinite von Neumann algebra, generalizing results of Robbin-Salamon and Pushnitski. Then we prove the vanishing of the von Neumann spectral flow for the tangential signature operator of a foliated manifold whe…

2009-11-15abs ↗pdf ↗

The study analyzes spectral asymmetry and index theory on manifolds with generalized hyperbolic cusps.

problem Analyzing spectral asymmetry and index theory on manifolds with generalized hyperbolic cusps.
method Equivariant index theorem for Dirac operators on manifolds with φ\varphi-cusps under conditions on φ\varphi.
result The cusp contribution is zero if the spectrum of the relevant Dirac operator on a hypersurface is symmetric around zero.

Study spectral and index properties of Hodge-Dirac operator on compact manifolds.

problem Investigate spectral and index-theoretic properties of Hodge-Dirac operator on compact Riemannian manifolds.
method Establish bisectoriality and H\mathrm{H}^\infty functional calculus without curvature assumptions.
result Prove compact Banach spectral triple and recover classical topological invariants as Lp\mathrm{L}^p-indices.

Investigates nearly Kähler and parallel G2 manifolds using Hitchin functionals.

problem Stability analysis of nearly Kähler and parallel G2 manifolds.
method Gradient flow of Hitchin functionals, spectral decomposition of Hessians, Hitchin index.
result Hitchin index provides a lower bound for the Einstein co-index.

The paper generalizes index theory for periodic manifolds and proves equivalence of signatures for tori.

problem Generalizing index theory for periodic manifolds and proving signature equivalence for tori.
method Periodic index theory and spectral flow for elliptic complexes, surgery formula for singular instanton homology.
result Equivalence of signatures for essentially embedded tori and surgery formula for singular instanton homology.

Study non-squeezing phenomena in contact geometry using specific capacities.

problem Detect and quantify non-squeezing in contact geometry.
method Defined and computed two contact capacities, using spectral selectors and Givental's non-linear Maslov index.
result Discovered and quantified non-squeezing phenomena in lens spaces and strongly order able closed prequantizations.

We explain the topology of the space, so called, Fredholm-Lagrangian-Grassmannain and the quantity ``Maslov index'' for paths in this space based on the standard theory of Functional Analysis. Our standing point is to define the Maslov index for arbitrary paths in terms of the fundamental spectral property of the Fredh…

2003-11-27abs ↗pdf ↗

We review the concepts of the index of a Fredholm operator, the spectral flow of a curve of self-adjoint Fredholm operators, the Maslov index of a curve of Lagrangian subspaces in symplectic Hilbert space, and the eta invariant of operators of Dirac type on closed manifolds and manifolds with boundary. We emphasize var…

2003-04-15abs ↗pdf ↗

We use the symbol calculus for foliations developed in our previous paper to derive a cohomological formula for the Connes-Chern character of the semi-finite spectral triple. The same proof works for the Type I spectral triple of Connes-Moscovici. The cohomology classes of the two Connes-Chern characters induce the sam…

2018-04-19abs ↗pdf ↗

A celebrated result due to Poincaré affirms that a closed non-degenerate minimizing geodesic γγ on an oriented Riemannian surface is hyperbolic. Starting from this classical theorem, our first main result is a general instability criterion for timelike and spacelike closed semi-Riemannian geodesics on a (non)oriented …

2017-06-23abs ↗pdf ↗

We consider a curve of Fredholm pairs of Lagrangian subspaces in a fixed Banach space with continuously varying (weak) symplectic structures. Assuming vanishing index, we obtain intrinsically a continuously varying splitting of the total Banach space into pairs of symplectic subspaces. Using such decompositions we defi…

2014-06-03abs ↗pdf ↗

We show that the (graded) spectral flow of a family of Toeplitz operators on a complete Riemannian manifold is equal to the index of a certain Callias-type operator. When the dimension of the manifold is even this leads to a cohomological formula for the spectral flow. As an application, we compute the spectral flow of…

2018-03-29abs ↗pdf ↗

In this paper we prove a tertiary index theorem which relates a spectral geometric and a homotopy theoretic invariant of an almost complex manifold with framed boundary. It is derived from the index theoretic and homotopy theoretic versions of a complex elliptic genus and interestingly related with the structure of the…

2008-08-02abs ↗pdf ↗

This work analyzes a two-stage algorithm for single index models, showing precise asymptotics of gradient descent.

problem Learning single index models with non-convex optimization.
method Spectral initialization followed by gradient descent, with detailed analysis of dynamics and asymptotics.
result Gradient descent converges to long-time fixed points in the large system limit, representing mean field behavior.

We prove a spectral flow formula for one-parameter families of Hamiltonian systems under homoclinic boundary conditions, which relates the spectral flow to the relative Maslov index of a pair of curves of Lagrangians induced by the stable and unstable subspaces, respectively. Finally, we deduce sufficient conditions fo…

2014-06-14abs ↗pdf ↗

Deep learning can learn compositional functions more efficiently by breaking them into stages.

problem Understanding why deep learning performs better than shallow models in learning compositional functions.
method Analyzed learnability of compositional target functions using a three-layer fitting model trained with layer-wise spectral estimators.
result Learning compositional functions can be simplified by breaking them into stages, reducing the complexity of the learning problem.

New spectral estimates for minimal surfaces with boundary conditions.

problem Quantifying the Morse index of free boundary minimal surfaces.
method Adapted Montiel-Ros partitioning methods to compact manifolds with boundary, accounting for mixed and group actions.
result Explicit two-sided linear bounds on the Morse index for minimal surfaces.

Study efficient estimation of hidden subspaces in Gaussian Multi-index models.

problem Estimating hidden subspaces in Gaussian Multi-index models with low-dimensional projections.
method Introduced the generative leap exponent and developed an agnostic sequential estimation procedure using spectral U-statistics.
result Achieved optimal sample complexity of $n=Θ(d^{1 \vee \k/2})$ for efficient estimation.

Generalizing work of W. Müller we investigate the spectral theory for the Dirac operator D on a noncompact manifold X with generalized fibred cusps C(M)=M×[A,[r,g=dr2+φgY+e2crgZ, C(M)=M\times [A,\infty[_r, g= d r^2+ φ^*g_Y+ e^{-2cr}g_Z, at infinity. Here φ:Mh+vYhφ:M^{h+v}\to Y^h is a compact fibre bundle with fibre Z and a distinguished horizontal s…

2001-02-08abs ↗pdf ↗

In this paper, we survey recent results on index defects of elliptic operators on manifolds with boundary. Index defects are similar to the Hirzebruch signature defects in topology, where the defects appear as the correction terms to the signature formula on manifolds with boundary. For some natural classes of elliptic…

2002-11-11abs ↗pdf ↗

We consider a continuous curve of self-adjoint Fredholm extensions of a curve of closed symmetric operators with fixed minimal domain DmD_m and fixed {\it intermediate} domain DWD_W. Our main example is a family of symmetric generalized operators of Dirac type on a compact manifold with boundary with varying well-posed…

2004-06-08abs ↗pdf ↗

Unified framework explains why overfitting is benign in interpolating learning.

problem Understanding why overfitting is benign in highly overparameterized models.
method Spectral-transport stability framework.
result Sharp benign-overfitting criterion and explicit phase-transition rates.

Risk assessment under different possible scenarios is a source of uncertainty that may lead to concerning financial losses. We address this issue, first, by adapting a robust framework to the class of spectral risk measures. Second, we propose a Deviation-based approach to quantify uncertainty. Furthermore, the theory …

2019-05-19abs ↗pdf ↗