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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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3557111,0661,421 · Jun 202019922001200920172026
48 results for spatial panel models

Gradient boosting algorithm for spatial panel models improves estimation in high-dimensional settings.

problem Estimation failure in high-dimensional spatial panel models.
method Model-based gradient boosting algorithm for spatial panel models with random and fixed effects.
result Feasibility and interpretability in both low- and high-dimensional settings.

To better understand the spatial structure of large panels of economic and financial time series and provide a guideline for constructing semiparametric models, this paper first considers estimating a large spatial covariance matrix of the generalized mm-dependent and ββ-mixing time series (with JJ variables and TT

2011-06-20abs ↗pdf ↗

We show that the minimum number of sticks required to construct a non-paneled knotless embedding of K4K_4 is 9 and of K5K_5 is 12 or 13. We use our results about K4K_4 to show that the probability that a random linear embedding of K3,3K_{3,3} in a cube is in the form of a Möbius ladder is 0.97380±0.000030.97380\pm 0.00003, and offer …

2019-09-03abs ↗pdf ↗

Develops a new model for day-ahead electricity prices using ambit fields.

problem The high-dimensional panel structure of electricity spot prices in European zones.
method Formulates a continuous time framework as an ambit field indexed by a cylinder surface, embedding intrinsic dependence structures.
result The model allows for pricing of derivatives on individual delivery periods, making products like spreads analytically tractable.

Characterizes graphs with leveled embeddings and introduces new graph invariants.

problem Understanding the properties of leveled embeddings in spatial graphs.
method Characterization of graphs with leveled embeddings, introduction of new invariants.
result Characterization of graphs with low level number and determination of specific invariants for complete graphs and complete bipartite graphs.

Proposes CoDEAL for estimating heterogeneous treatment effects in panel data models.

problem Estimating heterogeneous treatment effects in causal panel data models with covariate effects.
method Covariate-Adjusted Deep Causal Learning (CoDEAL) integrating neural networks and autoencoders.
result Establishes theoretical guarantees and demonstrates compelling performance in simulations and real data.

Paper uses machine learning for nowcasting corporate earnings from mixed-frequency data.

problem Predicting corporate earnings for a large cross-section of firms with different frequency data.
method Structured machine learning regressions with sparse-group LASSO regularization for panel data.
result Machine learning models outperform traditional methods in nowcasting corporate earnings.

Paper develops a new estimator for panel data with endogenous treatments, improving causal inference.

problem Challenges in causal inference for static panel data with endogenous treatments and confounding variables.
method Develops Double Machine Learning (DML) estimator for static panel models with endogenous treatments (panel IV DML). Introduces weak-identification diagnostics.
result Panel IV DML estimator improves estimation accuracy and delivers more reliable inference under weak identification.

Improved forecasting of investment dynamics across heterogeneous panels using a two-stage model.

problem Forecasting investment dynamics in heterogeneous panels with varying dynamics.
method Two-stage architecture: global pooled AR(1) for shared persistence, local models for residual dynamics.
result Significant improvement in out-of-sample R2R^2 from 0.630 to 0.677, with a gain of 0.047.

New method tests Granger non-causality in panel data with cross-sectional dependencies.

problem Testing Granger non-causality in panel data with cross-sectional dependencies.
method Proposes a new approach to aggregate p-values from panel members to test Granger non-causality, showing lower FDR.
result Our approach discovers true causal relations in panel data, unlike state-of-the-art methods.

A new method for online prediction uncertainty quantification in non-exchangeable panel data.

problem Challenges in quantifying predictive uncertainty for non-exchangeable panel data.
method Online conformal prediction framework for non-exchangeable panel data, using similarity weights and adaptive miscoverage levels.
result Improves coverage on worst-covered target units through adaptive interval-width allocation.

Optimal tensor PCA for estimating factors and loadings in high-dimensional panel data.

problem Estimating factors and loadings in high-dimensional panel data with non-negligible correlations.
method Tensor Principal Component Analysis (TPCA) for estimating factors and loadings in a tensor factor model.
result Simple TPCA is optimal for strong factors and can be improved for weak factors with alternating least-squares iterations.

Paper introduces Functional Effects Models to account for individual heterogeneity in panel data.

problem Accounting for preference heterogeneity in panel data with machine learning.
method Functional Effects Models using gradient boosting decision trees and deep neural networks to learn individual-specific preference parameters.
result Functional Effects Models outperform traditional models in learning inter-individual heterogeneity and predictive performance.

The paper tackles temporal coverage bias in financial panel data, proposing a structuring framework to correct for incomplete histories.

problem Incomplete histories of financial instruments lead to biased panel data.
method Formalizes the problem and proposes a coverage-aware structuring framework using structured metadata and an availability matrix.
result The framework reveals substantial distortions in return dynamics and volatility when naive temporal alignment is used.

New method for estimating heterogeneous treatment effects in panel data.

problem Estimating heterogeneous treatment effects in non-stationary, temporally dependent panel data.
method Proposes H1SL and H2SL, synthetic learners for panel data, based on existing non-panel data estimators.
result Established convergence rates for proposed estimators and demonstrated superior performance.

Proposes new methods for Markov chain choice models with panel data.

problem Dependence among transactions for the same customer in historical data.
method Expectation-maximization (EM) algorithms incorporating partial-ordering preference information.
result EM algorithms outperform traditional methods on synthetic and real datasets.

Estimates heterogeneous treatment effects in panel data with a new method.

problem Estimating heterogeneous treatment effects in panel data with general treatment patterns.
method Partition observations into clusters with similar treatment effects using a regression tree, then estimate average treatment effects for each cluster.
result Our method achieves superior accuracy compared to alternative approaches.

Method estimates group structure in panel data using variance information.

problem Estimating group structure in panel data with unknown groups.
method Proposes a method to estimate unobserved groupings for panel data models using variance information.
result Superior performance compared to existing methods in simulations and empirical applications.

Method for factor analysis in short panels without assuming sphericity or Gaussianity.

problem Factor analysis in short panels without assuming sphericity or Gaussianity.
method Pseudo maximum likelihood method and asymptotically uniformly most powerful invariant test.
result Systematic risk explains a large part of cross-sectional total variance in bear markets but is not spanned by observed factors.

Researchers often summarize their work in the form of posters. Posters provide a coherent and efficient way to convey core ideas from scientific papers. Generating a good scientific poster, however, is a complex and time consuming cognitive task, since such posters need to be readable, informative, and visually aesthet…

2016-04-05abs ↗pdf ↗

Paper develops robust methods for panel data with latent groups, improving inference under group separation violations.

problem Inference in latent group panel models under group separation violations.
method Selective conditional inference approach to derive conditional distribution of coefficients given estimated group structure.
result Valid inference under violations of group separation, superior to traditional asymptotic methods.

Paper develops a new estimator for high-dimensional panel data with common shocks.

problem Cross-sectionally dependent errors driven by common shocks in high-dimensional panel data.
method Factor-augmented sparse-group LASSO estimator combining MIDAS aggregation with latent factors.
result The estimator outperforms standard LASSO for prediction and estimation in settings with cross-sectional dependence.

Simple method for estimating missing panel data entries with confidence intervals.

problem Estimating missing values in panel data with staggered adoption.
method Simple matrix algebra and singular value decomposition for estimation, with data-driven confidence intervals.
result Confidence intervals match non-asymptotic lower bounds, proving instance optimality.

Proposes a new estimator for weak instrumental variables in panel data models.

problem Weak instrumental variables due to ignored nonlinearities in panel data.
method Triangular simultaneous equation model with a nonlinear reduced form equation and a control function approach using Super Learner.
result The proposed SLCF estimator is consistent and asymptotically normal, achieving a parametric rate of convergence.

Micro-panel data are collected and analysed in many research and industry areas. Cluster analysis of micro-panel data is an unsupervised learning exploratory method identifying subgroup clusters in a data set which include homogeneous objects in terms of the development dynamics of monitored variables. The supply of cl…

2018-07-16abs ↗pdf ↗

We present the first framework for Gaussian-process-modulated Poisson processes when the temporal data appear in the form of panel counts. Panel count data frequently arise when experimental subjects are observed only at discrete time points and only the numbers of occurrences of the events between subsequent observati…

2018-03-12abs ↗pdf ↗

Paper adapts DML for panel data, addressing unobserved heterogeneity.

problem Estimating causal effects with panel data and unobserved heterogeneity.
method Adapting double/debiased machine learning (DML) for panel data with predictive models based on correlated random effects.
result Predictive models based on correlated random effects within DML lead to accurate coefficient estimates.

DiD-BCF model improves causal inference in panel data with robust non-parametric methods.

problem Challenges in Difference-in-Differences (DiD) estimation, especially heterogeneous treatment effects and non-linearities.
method Difference-in-Differences Bayesian Causal Forest (DiD-BCF) with PTA-based reparameterization.
result DiD-BCF provides superior performance and uncovers significant heterogeneity in treatment effects.

A new model decomposes equity returns and volatilities into memory components.

problem Understanding long-term equity dynamics and volatility patterns.
method Proposes a multivariate generalization of the variance ratio to decompose long-horizon equity dynamics.
result Identifies a five-factor model capturing persistent, antipersistent, and multi-scale memory in returns and volatility.

We build a simple diagnostic criterion for approximate factor structure in large cross-sectional equity datasets. Given a model for asset returns with observable factors, the criterion checks whether the error terms are weakly cross-sectionally correlated or share at least one unobservable common factor. It only requir…

2016-12-15abs ↗pdf ↗