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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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92185277369 · Jun 202019922001200920172026
48 results for robust transport

Study optimal transport for robust optimization, showing how adversary's strategy relates to regularization.

problem Optimizing under uncertain parameters with a fictitious adversary reshaping a reference distribution.
method Introduces optimal transport and regularization to relate robustification to variation and Lipschitz norms.
result Conditions for existence and computability of Nash equilibrium between decision-maker and adversary.

Paper tackles robust optimal transport with improved computational complexity and barycenter approximation.

problem Computing robust optimal transport and its barycenter efficiently.
method Sinkhorn-based algorithms for robust optimal transport and iterative Bregman projections for barycenter approximation.
result Improved computational complexity for robust optimal transport and barycenter approximation.

Safe reinforcement learning framework using optimal transport for robustness.

problem Robustness and safety in deep reinforcement learning with limited data assumptions.
method Optimal transport perturbations to construct worst-case virtual state transitions.
result Significantly improved safety at deployment time compared to standard methods.

Adaptive optimal transport priors improve few-shot learning robustness.

problem Limited supervision and distribution shifts in few-shot learning.
method Prototype-Guided Distributionally Robust Optimization (PG-DRO) framework.
result PG-DRO achieves stronger robust generalization in few-shot scenarios.

Tikhonov regularization is robust under specific martingale constraints in distributionally robust optimization.

problem Distributionally robust optimization and regularization of learning models.
method Optimal transport approach with martingale constraints.
result Tikhonov regularization is optimal transport robust under specified martingale constraints.

Optimal transport induces the Earth Mover's (Wasserstein) distance between probability distributions, a geometric divergence that is relevant to a wide range of problems. Over the last decade, two relaxations of optimal transport have been studied in depth: unbalanced transport, which is robust to the presence of outli…

2019-10-28abs ↗pdf ↗

Efficiently computes robust option prices using multi-marginal martingale transport.

problem Computing robust option prices under martingale constraints.
method Extending state space, sequential martingale structure, entropic regularisation.
result Fast computation of optimal solutions for large problems.

Study investigates duality and dual optimizers for various transport problems.

problem Existence and characterization of dual optimizers for adapted transport problems.
method Minimal assumptions, including causal and bicausal settings, are considered.
result No-arbitrage assumption leads to multicausal couplings and equivalent robust superhedging price computation.

New robust method for optimal transportation improves statistical inference.

problem Sensitivity to outliers and undefinedness in optimal transportation methods.
method Robust optimal transportation with a tuning parameter λ, leading to robust Wasserstein distance.
result The robust method provides statistical guarantees and improves machine learning applications.

Extends martingale transport for robust finance problems.

problem Addressing specific robust finance problems not covered by standard martingale transport.
method Introduces an additional parameter to the weak martingale optimal transport problem and proves stability.
result Stability of the extended problem with respect to risk-neutral marginal distributions.

A new framework for robust and coherent counterfactual transports.

problem Estimating joint distributions over counterfactual outcomes in personalized decision-making and treatment risk assessment.
method Counterfactual cocycles that use algebraic structure to provide coherence and identifiability guarantees, bridging the gap between bijective SCMs and OT methods.
result Counterfactual cocycles provide state-of-the-art performance and noise-robustness across synthetic benchmarks and a real-world study.

New method uses constrained transport metric for robust Bayesian inference.

problem Flexible Bayesian models with many uninterpretable parameters.
method Exponentially tilted empirical likelihood with a novel Wasserstein metric, combined with a prior.
result Superior performance compared to state-of-the-art robust Bayesian inference methods.

New method enhances adversarial robustness of deep learning models.

problem Improving the robustness of deep learning models against adversarial attacks.
method Optimal transport regularized divergences applied to distributionally robust optimization.
result Improved adversarial robustness on CIFAR-10 and CIFAR-100 datasets.

New framework enhances neural network robustness against adversarial attacks.

problem Vulnerability of deep neural networks to small perturbations.
method Integrates Lipschitz constraint using optimal transport and hinge regularization.
result Proposes a new loss function that certifies adversarial robustness.

Grogan et al [11,12] have recently proposed a solution to colour transfer by minimising the Euclidean distance L2 between two probability density functions capturing the colour distributions of two images (palette and target). It was shown to be very competitive to alternative solutions based on Optimal Transport for c…

2019-05-29abs ↗pdf ↗

Unified framework for DRO using OT with constraints.

problem Handling ambiguity in likelihood ratios and outcomes.
method Unified framework leveraging optimal transport with conditional moment constraints.
result Unified approach enables adversarial perturbation of likelihood ratios and outcomes.

The problem of robust hedging requires to solve the problem of superhedging under a nondominated family of singular measures. Recent progress was achieved by [9,11]. We show that the dual formulation of this problem is valid in a context suitable for martingale optimal transportation or, more generally, for optimal tra…

2013-02-07abs ↗pdf ↗

Develops a new duality between entropy martingale optimal transport and nonlinear pricing-hedging.

problem Entropy Martingale Optimal Transport problem and its associated optimization problem.
method Combines Entropy Optimal Transport and Martingale Optimal Transport theories, with novel penalization terms and constraints.
result Establishes a nonlinear robust pricing-hedging duality, covering various known robust results.

Proposes a method to correct for covariate shift in meta-analysis of randomized trials.

problem Invalidation of standard IPD meta-analysis due to covariate shift across studies.
method Placebo-anchored transport framework that treats source-trial outcomes as proxy signals and target-trial placebo outcomes as gold labels.
result Yields target-identified effect estimates in connected targets and a principled screen--then--transport procedure in disconnected targets.

Robust learning method combines kernel smoothing and robust optimization.

problem Certifying robustness against distribution shifts in machine learning models.
method Adapting integral operator using supremal convolution for robustness, leveraging optimal transport.
result The method provides theoretical guarantees for certified robustness and competitive performance.

Paper improves bike-sharing demand prediction by adapting to changing patterns.

problem Improving bike-sharing demand prediction under temporal domain shifts.
method Gen-ROTDA, a robust optimal transport-guided residual domain adaptation framework.
result Gen-ROTDA achieves the lowest MAE and is the best OT-family method on average.

Paper extends multivariate rank tests for robust subspace detection.

problem Testing distributional similarity in multivariate data.
method Soft and subspace robust multivariate rank tests based on entropy regularized optimal transport.
result Trade-off between detection power and false alarm rate via projections.

This paper improves model robustness against adversarial attacks using optimal transport.

problem Adversarial attacks can mislead deep learning models with imperceptible perturbations.
method Exploits optimal transport theory to align adversarial and original image distributions.
result SAT (Sinkhorn Adversarial Training) leads to more robust models compared to state-of-the-art.

Exact generalization guarantees for robust models using Wasserstein distance are established.

problem Capturing data uncertainty and distribution shifts in machine learning models.
method Establishes exact generalization guarantees for robust models based on the Wasserstein distance, covering various cases and transport costs.
result Exact generalization guarantees are provided for a wide range of cases, including deep learning objectives with nonsmooth activations.

Data-driven Distributionally Robust Optimization (DD-DRO) via optimal transport has been shown to encompass a wide range of popular machine learning algorithms. The distributional uncertainty size is often shown to correspond to the regularization parameter. The type of regularization (e.g. the norm used to regularize)…

2017-05-19abs ↗pdf ↗

A new ensemble filter uses transport maps and MMD optimization for high-dimensional data assimilation.

problem High-dimensional data assimilation challenges in ensemble filtering.
method Optimized Maximum Mean Discrepancy (MMD) for transport map construction.
result Significant improvement in robustness and posterior approximation.

Paper reduces dimensionality for robust option pricing in 2-asset markets.

problem Robust option pricing in multi-asset markets with sub- or supermodular payoffs.
method Investigates the geometry of VMOT solutions, proving dimension reduction for 2 assets and developing a Sinkhorn algorithm.
result Dimension reduction to single-factor structure for 2-asset markets, significantly reducing computational time and improving accuracy.

This paper surveys algorithmic advancements in Optimal Transport with applications in machine learning.

problem Quantifying differences between distributions in various fields.
method Examines classical and modern computational techniques, including Sinkhorn iterations and primal-dual strategies.
result Highlights the robustness and scalability of OT algorithms in high-dimensional problems.

Study statistical guarantees for DRO with OT and OT-regularized divergences.

problem Enhancing adversarial robustness in machine learning models.
method Derive concentration inequalities for supervised learning via DRO-based adversarial training.
result First to cover soft-constraint costs and reweighting mechanisms in adversarial training.

New framework for conditional risk minimization using optimal transport.

problem High-stakes decisions with side information, especially economic conditions.
method Universal framework based on union-ball formulation in optimal transport.
result Offers interpretability, tractability, and scalability for various risk functionals.

Optimal transport simplifies machine learning by comparing probability measures.

problem Comparing and manipulating probability distributions in machine learning.
method Uses optimal transport to compare and manipulate probability distributions, combining statistical and geometric perspectives.
result Optimal transport provides a unified framework for various machine learning tasks.

A new robust Wasserstein distance is proposed to handle outliers in probability distributions.

problem Outliers in probability distributions make Wasserstein distances sensitive and impractical.
method Introduces a new outlier-robust Wasserstein distance Wpε\mathsf{W}_p^\varepsilon.
result Achieves strong robust estimation guarantees under the Huber ε\varepsilon-contamination model.

Under mild regularity assumptions, the transport problem is stable in the following sense: if a sequence of optimal transport plans π1,π2,π_1, π_2, \ldots converges weakly to a transport plan ππ, then ππ is also optimal (between its marginals). Alfonsi, Corbetta and Jourdain asked whether the same property is true for th…

2019-04-08abs ↗pdf ↗

New algorithms compute robustness bounds for multiclass classification models.

problem Computing robustness of deep learning models in multiclass classification.
method Optimal transport and linear programming/entropic regularization.
result Tractable algorithms for computing robustness bounds.