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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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83167250333 · Jun 202019922001200920172026
48 results for risk supervision

The study calculates the risk of semi-supervised multitask learning on Gaussian mixtures.

problem Understanding the risk in semi-supervised multitask learning on Gaussian mixtures.
method Statistical physics methods applied to Gaussian mixture models.
result The study evaluates the performance gain of learning tasks together versus separately.

This study analyzes the alignment between charter value and supervision in banks.

problem The alignment between charter value and supervision in banks is complex and varies by risk type.
method Classification and regression tree analysis using the CAMELS rating system.
result Supervision and charter value are aligned for some types of risk.

The paper improves semi-supervised learning using ff-divergences and αα-Rényi divergences.

problem Improving semi-supervised learning with noisy pseudo-labels.
method Inspired by ff-divergences and αα-Rényi divergences, the paper develops new empirical risk functions and regularization techniques.
result The new methods show better performance than traditional self-training methods, especially in noisy pseudo-label scenarios.

Develops a SAS approach for high-dimensional risk prediction using unlabeled data.

problem Challenges in risk modeling with EHR data due to lack of direct disease outcomes and high dimensionality.
method Surrogate Assisted Semi-supervised Learning (SAS) approach leveraging unlabeled and labeled data.
result Valid inference for predicted risk even when underlying model is dense and mis-specified.

Unified framework for N-tuples learning improves weakly supervised tasks.

problem Reducing annotation burden in supervised learning.
method Empirical risk minimization framework integrating pointwise unlabeled data.
result Framework improves generalization across various N-tuples learning tasks.

Develops uniform convergence guarantees for a broad class of risk functionals in supervised learning.

problem Bounding generalization gaps for various risk functionals beyond the expectation.
method Establishes uniform convergence for Hölder risk functionals, providing guarantees for empirical risk minimization.
result First uniform convergence results for estimating the CDF of loss distributions, applicable to various risk functionals.

Researchers propose a new SSL risk decomposition method to evaluate and improve self-supervised learning models.

problem Self-supervised learning evaluation is limited to a single metric, providing little insight into model performance and improvement.
method Proposes an SSL risk decomposition that considers four error components: approximation, representation usability, probe generalization, and encoder generalization.
result Analysis of 169 SSL vision models reveals the main sources of error and provides insights for improving SSL models in specific settings.

Paper tackles weakly supervised learning from similarity-confidence data.

problem Learning binary classifier from unlabeled data pairs with confidence of similarity.
method Proposes an unbiased estimator of classification risk from Sconf data and risk correction scheme.
result Demonstrates effectiveness of proposed methods through experiments.

The Statistical Learning Theory (SLT) provides the theoretical guarantees for supervised machine learning based on the Empirical Risk Minimization Principle (ERMP). Such principle defines an upper bound to ensure the uniform convergence of the empirical risk Remp(f), i.e., the error measured on a given data sample, to …

2018-05-07abs ↗pdf ↗

Enhanced financial forecasting using supervised autoencoders with noise augmentation and triple labeling.

problem Improving investment strategy performance on noisy financial data.
method Supervised autoencoders with noise augmentation and triple barrier labeling.
result Supervised autoencoders with balanced noise augmentation and bottleneck size significantly boost strategy effectiveness.

DeXposure-Claw supervises decentralized finance risks by grounding LLM decisions in evidence.

problem Weak evidence leads to over-interventions by general-purpose LLM agents in decentralized finance.
method DeXposure-Claw uses a graph time-series foundation model to forecast exposure networks, turning forecasts into alerts and constraining escalation with data-health gates.
result DeXposure-Claw reduces false alarms and improves regulator alignment in decentralized finance risk supervision.

This paper improves learning complex functions with CoT supervision, reducing sample complexity.

problem Learning complex functions with multi-step reasoning.
method Develops a statistical theory linking CoT risk and end-to-end risk, using CoT information measure.
result CoT supervision can achieve significantly faster learning rates compared to standard E2E supervision.

Unified approach for multicalibration in weakly supervised learning.

problem Existing multicalibration methods require clean input-label pairs, which are unavailable in weakly supervised learning.
method Developed estimators and post-hoc correction methods for multicalibration under weak supervision.
result Unified framework for estimating and correcting multicalibration under weak supervision with finite-sample guarantees.

Semi-supervised learning improves prediction using unlabeled data.

problem Improving prediction performance using unlabeled data.
method General methodology for semi-supervised Empirical Risk Minimization (ERM) focusing on generalized linear regression.
result Adaptive SSL can achieve substantial improvement over supervised and null models in various settings.

This paper critiques the Standardized Measurement Approach (SMA) for operational risk and recommends maintaining Advanced Measurement Approach (AMA).

problem Weaknesses and failures of the Standardized Measurement Approach (SMA) in operational risk.
method Critical review and analysis of SMA and AMA approaches.
result SMA is unstable, insensitive to risk, and implicitly related to systemic risk in the banking sector.

New method shows supervised learning can mimic unsupervised learning effectively.

problem The fundamental difference between supervised and unsupervised learning.
method A two-stage procedure where unsupervised model selection is followed by adding outputs without changing parameters.
result Asymptotic out-of-sample risk bounds for various models trained without access to labels.

Paper analyzes self-supervised image denoising with denatured data.

problem Understanding the performance of self-supervised image denoising with denatured data.
method Theoretical analysis and numerical experiments on a denoising algorithm.
result Theoretical analysis shows the algorithm finds desired solutions to the optimization problem.

The paper addresses sampling bias in risk-based active learning.

problem Sampling bias in active learning leads to poor decision-making performance.
method The paper uses a semi-supervised Gaussian mixture model with an EM algorithm to counteract sampling bias.
result The EM algorithm effectively incorporates pseudo-labels for unlabelled data, reducing sampling bias.

GNNs improve semi-supervised node regression, but why? We explain.

problem Understanding when and why GNNs succeed in semi-supervised node regression.
method Aggregate-and-readout model encompassing message passing architectures, least-squares estimation over GNNs with linear graph convolutions and a deep ReLU readout.
result Sharp non-asymptotic risk bound separating approximation, stochastic, and optimization errors.

Enhanced financial forecasting with supervised autoencoders for S&P 500 and cryptocurrencies.

problem Improving investment strategy performance in financial markets.
method Supervised autoencoders with noise augmentation and triple barrier labeling.
result Supervised autoencoders with balanced parameters significantly boost strategy effectiveness.

Different types of training data have led to numerous schemes for supervised classification. Current learning techniques are tailored to one specific scheme and cannot handle general ensembles of training data. This paper presents a unifying framework for supervised classification with general ensembles of training dat…

2019-01-24abs ↗pdf ↗

UREs lead to overfitting in complex models, especially in complementary label learning.

problem Overfitting in weakly supervised learning with complementary labels.
method Proposed a surrogate complementary loss (SCL) framework to reduce gradient variance.
result SCL mitigates overfitting and improves URE-based methods.

Paper analyzes factors affecting COVID-19 risk in US counties.

problem Identifying factors influencing COVID-19 risk in US counties.
method Combines unsupervised (K-means clustering) and supervised learning models.
result Mean temperature, poverty, obesity, and other factors are most significant.

A new machine learning framework called machine collaboration improves prediction accuracy.

problem Improving prediction accuracy in machine learning.
method Machine Collaboration (MaC) framework, which uses a circular and interactive learning approach.
result Machine Collaboration framework significantly outperforms other state-of-the-art methods in most cases.

The study improves sentiment analysis of 10-K filings, revealing aggregation effects on accuracy and correlation with market outcomes.

problem Lack of sentiment analysis for 10-K filings, particularly for risk disclosures.
method Supervised lexicon-learning approach applied to 10-K filings and Item 1A risk-factor sections, trained against return and volatility labels at different levels of aggregation.
result Sentiment analysis of Item 1A sections performs better at the individual-firm level, while full-filing text is more accurate at sector and portfolio levels.

Gaussian Processes outperform other models in estimating uncertainty for radiology report observation detection.

problem Uncertainty quantification in automatic data labelling for semi-supervised learning in clinical NLP.
method Investigation of uncertainty estimates from various predictive models using NLPP and MMPCL metrics.
result Gaussian Processes provide superior performance in quantifying uncertainty for radiology report observation detection.

Study on clustering in high dimensions with anisotropic Gaussian mixtures, showing interpolation can be optimal and robust.

problem Clustering in high-dimensional anisotropic Gaussian mixtures.
method Derive minimax bounds, analyze 2\ell_2-regularized classifiers, and investigate interpolation's robustness.
result Interpolating solutions can be optimal and robust under certain conditions.

Multi-domain learning (MDL) aims at obtaining a model with minimal average risk across multiple domains. Our empirical motivation is automated microscopy data, where cultured cells are imaged after being exposed to known and unknown chemical perturbations, and each dataset displays significant experimental bias. This p…

2019-03-21abs ↗pdf ↗