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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,932 papers · 148 categories

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4181122162 · Jun 202019922001200920172026
48 results for restricted access

We consider a novel formulation of the multi-armed bandit model, which we call the contextual bandit with restricted context, where only a limited number of features can be accessed by the learner at every iteration. This novel formulation is motivated by different online problems arising in clinical trials, recommende…

2017-05-10abs ↗pdf ↗

Current neural network-based classifiers are susceptible to adversarial examples even in the black-box setting, where the attacker only has query access to the model. In practice, the threat model for real-world systems is often more restrictive than the typical black-box model where the adversary can observe the full …

2018-04-23abs ↗pdf ↗

MixDiff detects OOD samples in constrained access environments by comparing perturbed samples.

problem Detecting out-of-distribution samples in models with restricted access.
method Apply identical perturbation to target and similar ID sample, compare model outputs.
result MixDiff enhances OOD detection performance consistently across various datasets.

We give algorithms for estimating the expectation of a given real-valued function φ:XRφ:X\to {\bf R} on a sample drawn randomly from some unknown distribution DD over domain XX, namely ExD[φ(x)]{\bf E}_{{\bf x}\sim D}[φ({\bf x})]. Our algorithms work in two well-studied models of restricted access to data samples. The first o…

2016-11-20abs ↗pdf ↗

Generative Distributionally Robust Optimization (GDRO) improves model compatibility and adversarial structure in DRO.

problem Trade-off between model compatibility and adversarial structure in existing DRO methods.
method GDRO accepts any sampleable conditional generator and restricts worst-case laws to a chosen family, using sampler-Sinkhorn pairing.
result Reduces inventory regret by 60% and navigation collisions by 50% relative to nominal decisions.

Federated Learning tackles limited user participation with a new risk-aware approach.

problem Limited availability of users in federated learning environments.
method Random Access Model (RAM) and Conditional Value-at-Risk (CVaR) to design a risk-aware federated learning algorithm.
result The proposed approach achieves significantly improved performance under various setups compared to standard federated learning.

Note that this paper is superceded by "Black-Box Adversarial Attacks with Limited Queries and Information." Current neural network-based image classifiers are susceptible to adversarial examples, even in the black-box setting, where the attacker is limited to query access without access to gradients. Previous methods -…

2017-12-19abs ↗pdf ↗

Minimalistic attacks reveal deep RL policies' vulnerabilities with little perturbation.

problem Tackling the vulnerability of deep reinforcement learning policies to minimal perturbations.
method Three key settings: black-box policy access, fractional-state adversary, and tactically-chanced attack. Formulated adversarial attacks on six Atari games.
result Deep RL policies can be significantly fooled by minimal perturbations, even in 0.01% of the input state.

Data de-duplication is the task of detecting multiple records that correspond to the same real-world entity in a database. In this work, we view de-duplication as a clustering problem where the goal is to put records corresponding to the same physical entity in the same cluster and putting records corresponding to diff…

2018-10-10abs ↗pdf ↗

Proposes a framework for balancing fairness and accuracy in data-restricted binary classification.

problem Balancing fairness and accuracy in applications with data restrictions.
method Directly analyzes the optimal Bayesian classifier's behavior under different data-restricting scenarios, formulating convex optimization problems.
result Demonstrates how accuracy of a Bayesian classifier is affected by fairness constraints in various data-restricting scenarios.

Paper analyzes iterative learning for concept classes and learns half-spaces.

problem Learning concept classes efficiently with iterative learners.
method Analyzes various settings of iterative learning and provides a constructive algorithm for half-spaces.
result Constructive iterative algorithm for learning half-spaces from informant.

NTL protects AI models by restricting their generalization ability to specific domains.

problem Protecting AI models as intellectual property in a secure and robust manner.
method Non-Transferable Learning (NTL) captures exclusive data representation and restricts model generalization ability.
result NTL provides robust resistance to watermark removal and data-centric protection for usage authorization.

We develop a parallel variational inference (VI) procedure for use in data-distributed settings, where each machine only has access to a subset of data and runs VI independently, without communicating with other machines. This type of "embarrassingly parallel" procedure has recently been developed for MCMC inference al…

2015-10-14abs ↗pdf ↗

Paper presents a novel time series clustering algorithm for financial inclusion.

problem Difficulty in understanding consumer financial behavior without restrictive credit scoring.
method Developed a novel time series clustering algorithm.
result Allows institutions to offer unique financial products based on customer needs.

We consider the problem of online planning in a Markov Decision Process when given only access to a generative model, restricted to open-loop policies - i.e. sequences of actions - and under budget constraint. In this setting, the Open-Loop Optimistic Planning (OLOP) algorithm enjoys good theoretical guarantees but is …

2019-04-09abs ↗pdf ↗

Suppose an agent is in a (possibly unknown) Markov Decision Process in the absence of a reward signal, what might we hope that an agent can efficiently learn to do? This work studies a broad class of objectives that are defined solely as functions of the state-visitation frequencies that are induced by how the agent be…

2018-12-06abs ↗pdf ↗

New method reduces variance and bias in approximating indefinite kernels.

problem Approximating non-stationary indefinite kernels with low variance and bias.
method Generalized orthogonal random features (GORF)
result GORF achieves lower variance and approximation error compared to existing methods.

Paper develops methods for fair insurance pricing without direct access to sensitive attributes.

problem Fairness in insurance pricing with restricted access to sensitive attributes.
method Develops statistical methods for estimating discrimination-free premiums using privatized sensitive attributes.
result The proposed methods enable fair insurance pricing while respecting privacy and regulatory constraints.

Proposes a method to enforce fairness in machine learning models without sensitive data.

problem Bias in machine learning models from historical data.
method Infers sensitive attributes from auxiliary features and integrates fairness constraints into model training.
result Mitigates bias while preserving predictive accuracy.

Algorithm samples from composite log-concave distributions using gradient evaluations and restricted Gaussian oracles.

problem Sampling from composite log-concave distributions with limited gradient evaluations.
method Proximal gradient algorithm with RGO for gg and strong/strongly convex conditions for ff.
result Achieves εε error in total variation distance in O~(κdlog4(1/ε))\widetilde{\mathcal O}(κ\sqrt d \log^4(1/ε)) iterations.

By restricting the iterate on a nonlinear manifold, the recently proposed Riemannian optimization methods prove to be both efficient and effective in low rank tensor completion problems. However, existing methods fail to exploit the easily accessible side information, due to their format mismatch. Consequently, there i…

2016-11-12abs ↗pdf ↗

This paper is an updated version of a survey on projective configurations of subspaces in general position. The preceding version was published in Russian in 1989 and in English in 1990 (in Leningrad Math. J.) opening a new section ``Light reading for the professional''. The paper is written in the form of introduction…

2006-11-13abs ↗pdf ↗

Scalable algorithm for computing Wasserstein-2 barycenters without bias.

problem Computing Wasserstein-2 barycenters efficiently and accurately.
method Input convex neural networks and cycle-consistency regularization.
result Our approach avoids introducing bias and does not require minimax optimization.

Motivated by settings in which predictive models may be required to be non-discriminatory with respect to certain attributes (such as race), but even collecting the sensitive attribute may be forbidden or restricted, we initiate the study of fair learning under the constraint of differential privacy. We design two lear…

2018-12-06abs ↗pdf ↗

New method improves decision-making accuracy without complex calculations.

problem Improving decision-making accuracy in machine learning.
method Introducing a new measure called calibration decision loss (CDLK\mathsf{CDL}_K) for structured families of post-processing functions.
result Proves upper and lower bounds for natural classes KK of post-processing functions.

We study the minimization of a convex function f(X)f(X) over the set of n×nn\times n positive semi-definite matrices, but when the problem is recast as minUg(U):=f(UU)\min_U g(U) := f(UU^\top), with URn×rU \in \mathbb{R}^{n \times r} and rnr \leq n. We study the performance of gradient descent on gg---which we refer to as Factored Gradi…

2015-09-14abs ↗pdf ↗

Recently the authors have explored new concepts of plurisubharmonicity and pseudoconvexity, with much of the attendant analysis, in the context of calibrated manifolds. Here a much broader extension is made. This development covers a wide variety of geometric situations, including, for example, Lagrangian plurisubhamon…

2008-04-08abs ↗pdf ↗

Lower bounds on queries needed for finding stationary points in non-convex optimization.

problem Finding εε-stationary points in non-convex stochastic optimization.
method Proving lower bounds on the number of queries required by stochastic first-order methods.
result Lower bounds on the number of queries required to find εε-stationary points are tight and optimal.

In order to reduce signalling, traders may resort to limiting access to dark venues and imposing limits on minimum fill sizes they are willing to trade. However, doing this also restricts the liquidity available to the trader since an ever increasing quantity of orders are traded by algos in clips. An alternative is to…

2017-10-17abs ↗pdf ↗

Quantile regression attacks outperform shadow models in unseen class membership inference attacks.

problem Failure of shadow model attacks on unseen classes due to limited data access.
method Quantile regression attacks that learn features of member examples.
result Quantile regression attacks achieve up to 11x higher TPR than shadow model-based approaches.

New method for estimating local structure around target nodes in DAGs.

problem Challenges in learning causal DAG structures in high-dimensional settings.
method Constraint-based method for estimating local structure around multiple target nodes.
result Consistency results for estimating local neighborhood structure of target nodes.