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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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48 results for reinforcement learning framework

We propose a framework based on distributional reinforcement learning and recent attempts to combine Bayesian parameter updates with deep reinforcement learning. We show that our proposed framework conceptually unifies multiple previous methods in exploration. We also derive a practical algorithm that achieves efficien…

2018-05-04abs ↗pdf ↗

A framework helps reinforcement learning agents understand and decompose tasks from human demonstrations.

problem Sparse-reward tasks where demonstrations are used as sources of causal knowledge.
method Develops causal models through observation and reasons from this knowledge to decompose tasks.
result A basic implementation of Reasoning from Demonstration (RfD) is effective in sparse-reward tasks.

Risk-averse model uncertainty framework for safe reinforcement learning.

problem Safe decision making in uncertain environments.
method Risk-averse perspective towards model uncertainty using coherent distortion risk measures; equivalent to distributionally robust safe reinforcement learning problems; efficient, model-free implementation.
result Demonstrates robust performance and safety across perturbed test environments.

FinFlowRL combines imitation and reinforcement learning for better financial control.

problem Traditional stochastic control methods fail in real-world finance due to changing market conditions.
method FinFlowRL uses imitation learning to pretrain an adaptive meta policy, then finetunes it with reinforcement learning.
result FinFlowRL consistently outperforms individual strategies across various market conditions.

This paper introduces a new scalable multi-objective deep reinforcement learning (MODRL) framework based on deep Q-networks. We develop a high-performance MODRL framework that supports both single-policy and multi-policy strategies, as well as both linear and non-linear approaches to action selection. The experimental …

2018-03-08abs ↗pdf ↗

Framework for multi-agent RL with human feedback in a Snake game.

problem Improving multi-agent reinforcement learning with human feedback.
method Developed a simulated game environment for offline model training and online competitions. Introduced HILL methods and reward manipulation heuristics.
result Agents with HILL methods outperform those without in online competitions.

A framework for robust exploration in reinforcement learning under ambiguity.

problem Optimal stopping under ambiguity in reinforcement learning.
method Continuous-time robust reinforcement learning framework using gg-expectation and backward stochastic differential equations.
result Constructs a robust exploratory stopping time approximating the optimal stopping time under ambiguity.

In this paper, reinforcement learning is applied to the problem of optimizing market making. A multi-agent reinforcement learning framework is used to optimally place limit orders that lead to successful trades. The framework consists of two agents. The macro-agent optimizes on making the decision to buy, sell, or hold…

2018-12-26abs ↗pdf ↗

Replicates and improves a deep learning framework for financial portfolio management.

problem Financial portfolio optimization problem
method Deep Reinforcement Learning Framework with EIIE topology, PVM, OSBL, and reward function
result Framework performs well in cryptocurrency market but less so in stock market

Paper tackles action delays in reinforcement learning, proposing a delay-aware framework.

problem Action delays degrade reinforcement learning performance in real-world systems.
method Formal definition of delay-aware MDP, transformation into standard MDP with augmented states, delay-aware model-based reinforcement learning framework.
result Proposed framework is more efficient in training and transferable between systems with various delay durations.

Novel Bayesian meta-reinforcement learning framework improves traffic signal control robustness.

problem Lack of robustness and stability in adaptation for traffic signal control.
method Value-based Bayesian meta-reinforcement learning framework BM-DQN with fast-adaptation variation and DQN fast-update advantage.
result Framework adapts more quickly and robustly to new scenarios than previous methods.

Unified LP framework for offline reward learning from human demonstrations and feedback.

problem Reward learning from human demonstrations and feedback with robustness and sample efficiency.
method A novel linear programming framework for offline reward learning.
result Unified LP framework achieves better performance compared to MLE.

A framework for multi-agent communication over noisy channels in reinforcement learning.

problem Effective communication between multiple agents in a noisy environment.
method A novel multi-agent partially observable Markov decision process (MA-POMDP) framework considering noisy communication channels.
result Jointly learned policies outperform separate learning of communication and decision making.

Develops hierarchical reinforcement learning value function approximators.

problem Estimating long-term returns in reinforcement learning with multiple goals.
method Introduces hierarchical universal value function approximators (H-UVFAs) using the options framework.
result Demonstrates generalization and improved performance of H-UVFAs over UVFAs.

Safe reinforcement learning framework using optimal transport for robustness.

problem Robustness and safety in deep reinforcement learning with limited data assumptions.
method Optimal transport perturbations to construct worst-case virtual state transitions.
result Significantly improved safety at deployment time compared to standard methods.

New algorithm improves reinforcement learning from partial observations.

problem Inferior performance of algorithms in real-world reinforcement learning due to partial observability.
method Representation-based approach to POMDPs, leading to a tractable algorithm.
result Empirically demonstrates superior performance with partial observations.

Framework uses expert intervention to solve long-horizon reinforcement learning tasks.

problem Long horizon robot learning tasks with sparse rewards.
method Option templates and expert intervention to enable high-level task understanding.
result Framework outperforms state-of-the-art approaches by two orders of magnitude.

A framework for reinforcement learning tackles CVRP with competitive results.

problem Optimizing routes for vehicles with limited capacity.
method Formulates action selection as a mixed-integer optimization problem, uses policy iteration to improve policies.
result Achieves an average gap of 1.7% with state-of-the-art OR methods on CVRP instances.

Optimizes trade execution with reinforcement learning for limit orders.

problem Maximizing revenue in a limit order book with market and limit orders.
method Formulated as a dynamic allocation task, uses multivariate logistic-normal distributions for efficient training.
result Outperforms traditional strategies in simulated environments.

A new framework uses deep RL to aggregate expert advice for better portfolio management.

problem Improving portfolio management through expert advice and deep reinforcement learning.
method Convolutional networks for signal aggregation and historical price data, Proximal Policy Optimization algorithm.
result Our framework can achieve 90% of the best expert's profit on average.

Deep reinforcement learning has become popular over recent years, showing superiority on different visual-input tasks such as playing Atari games and robot navigation. Although objects are important image elements, few work considers enhancing deep reinforcement learning with object characteristics. In this paper, we p…

2018-09-17abs ↗pdf ↗

Reinforcement learning agents are prone to undesired behaviors due to reward mis-specification. Finding a set of reward functions to properly guide agent behaviors is particularly challenging in multi-agent scenarios. Inverse reinforcement learning provides a framework to automatically acquire suitable reward functions…

2019-07-30abs ↗pdf ↗

FinFlowRL learns from experts to optimize financial control in changing markets.

problem Traditional finance control methods fail in real-world, non-stationary markets.
method Imitation-Reinforcement Learning framework that pretrains on expert strategies and finetunes in noise space.
result Consistently outperforms individually optimized experts across diverse market conditions.

New framework for policy gradient methods in continuous time reinforcement learning.

problem Addressing policy gradient methods for continuous time reinforcement learning.
method Control randomisation technique to derive policy gradient representation for various Markovian control problems.
result Demonstrated application to optimal switching problems in the energy sector.

We study how to effectively leverage expert feedback to learn sequential decision-making policies. We focus on problems with sparse rewards and long time horizons, which typically pose significant challenges in reinforcement learning. We propose an algorithmic framework, called hierarchical guidance, that leverages the…

2018-03-01abs ↗pdf ↗

MASA framework uses RL to balance portfolio returns and risks.

problem Managing portfolio risk in turbulent financial markets.
method Multi-agent reinforcement learning with a market observer.
result MASA framework outperforms RL approaches in balancing returns and risks.

Generative model solves financial market equilibria with stable reinforcement learning.

problem Financial market equilibria under realistic frictions and multiple agents.
method Generative adversarial reinforcement learning with decoupling feedback.
result Algorithm learns and predicts asset returns and volatilities.

Framework uses RL with dynamic embedding to outperform benchmarks in volatile markets.

problem Challenges in high-dimensional, non-stationary, and noisy market information.
method Dynamic embedding of market information using generative autoencoders and online meta-learning in a reinforcement learning framework.
result Framework outperforms common portfolio benchmarks and PTO approach during market stress.

We introduce Implicit Policy, a general class of expressive policies that can flexibly represent complex action distributions in reinforcement learning, with efficient algorithms to compute entropy regularized policy gradients. We empirically show that, despite its simplicity in implementation, entropy regularization c…

2018-06-10abs ↗pdf ↗