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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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2795588371,116 · Jun 202019922001200920172026
48 results for recidivism data

Recidivism prediction provides decision makers with an assessment of the likelihood that a criminal defendant will reoffend that can be used in pre-trial decision-making. It can also be used for prediction of locations where crimes most occur, profiles that are more likely to commit violent crimes. While such instrumen…

2019-09-18abs ↗pdf ↗

Interpretable ML models predict recidivism as well as non-interpretable methods and are more fair.

problem Improving recidivism prediction models for fairness and interpretability.
method Trained interpretable ML models on two recidivism datasets, compared to existing methods, and analyzed fairness.
result Interpretable ML models can predict recidivism as well as non-interpretable methods and are more fair.

ProPublica's analysis of recidivism predictions produced by Correctional Offender Management Profiling for Alternative Sanctions (COMPAS) software tool for the task, has shown that the predictions were racially biased against African American defendants. We analyze the COMPAS data using a causal reformulation of the un…

2019-11-24abs ↗pdf ↗

Domestic violence (DV) is a global social and public health issue that is highly gendered. Being able to accurately predict DV recidivism, i.e., re-offending of a previously convicted offender, can speed up and improve risk assessment procedures for police and front-line agencies, better protect victims of DV, and pote…

2018-03-27abs ↗pdf ↗

Develops a new criterion for subgroup fairness in algorithmic decision support.

problem Identifying fair recommendations in algorithms despite group-level differences.
method IJDI criterion and IJDI-Scan approach to detect and mitigate disparities.
result Identifies significant disparities in recommendations across subpopulations.

We investigate a long-debated question, which is how to create predictive models of recidivism that are sufficiently accurate, transparent, and interpretable to use for decision-making. This question is complicated as these models are used to support different decisions, from sentencing, to determining release on proba…

2015-03-26abs ↗pdf ↗

Machine learning algorithms are increasingly involved in sensitive decision-making process with adversarial implications on individuals. This paper presents mdfa, an approach that identifies the characteristics of the victims of a classifier's discrimination. We measure discrimination as a violation of multi-differenti…

2019-03-18abs ↗pdf ↗

Non-discrimination is a recognized objective in algorithmic decision making. In this paper, we introduce a novel probabilistic formulation of data pre-processing for reducing discrimination. We propose a convex optimization for learning a data transformation with three goals: controlling discrimination, limiting distor…

2017-04-11abs ↗pdf ↗

We study an online classification problem with partial feedback in which individuals arrive one at a time from a fixed but unknown distribution, and must be classified as positive or negative. Our algorithm only observes the true label of an individual if they are given a positive classification. This setting captures …

2019-02-06abs ↗pdf ↗

We propose definitions of fairness in machine learning and artificial intelligence systems that are informed by the framework of intersectionality, a critical lens arising from the Humanities literature which analyzes how interlocking systems of power and oppression affect individuals along overlapping dimensions inclu…

2018-07-22abs ↗pdf ↗

The paper assesses fairness in risk score models, focusing on epistemic value.

problem Fairness of risk score models in communicating uncertainty.
method Identified key fairness desiderata, developed metrics for quantitative assessment, and applied methodology in two case studies.
result Introduced a novel calibration error metric for meaningful comparisons between groups of different sizes.

We explore the problem of learning under selective labels in the context of algorithm-assisted decision making. Selective labels is a pervasive selection bias problem that arises when historical decision making blinds us to the true outcome for certain instances. Examples of this are common in many applications, rangin…

2018-07-02abs ↗pdf ↗

Intersectionality is a framework that analyzes how interlocking systems of power and oppression affect individuals along overlapping dimensions including race, gender, sexual orientation, class, and disability. Intersectionality theory therefore implies it is important that fairness in artificial intelligence systems b…

2018-11-18abs ↗pdf ↗

Machine learning (ML) can automate decision-making by learning to predict decisions from historical data. However, these predictors may inherit discriminatory policies from past decisions and reproduce unfair decisions. In this paper, we propose two algorithms that adjust fitted ML predictors to make them fair. We focu…

2019-05-26abs ↗pdf ↗

We present a novel subset scan method to detect if a probabilistic binary classifier has statistically significant bias -- over or under predicting the risk -- for some subgroup, and identify the characteristics of this subgroup. This form of model checking and goodness-of-fit test provides a way to interpretably detec…

2016-11-24abs ↗pdf ↗

Prediction problems often admit competing models that perform almost equally well. This effect challenges key assumptions in machine learning when competing models assign conflicting predictions. In this paper, we define predictive multiplicity as the ability of a prediction problem to admit competing models with confl…

2019-09-14abs ↗pdf ↗

Fairness has become a central issue for our research community as classification algorithms are adopted in societally critical domains such as recidivism prediction and loan approval. In this work, we consider the potential bias based on protected attributes (e.g., race and gender), and tackle this problem by learning …

2019-04-30abs ↗pdf ↗

Proposes a method to ensure low losses across all subpopulations in large datasets.

problem Standard practice of minimizing average loss fails to guarantee low losses across all subpopulations in heterogeneous datasets.
method Convex procedure that controls worst-case performance over all subpopulations of a given size with finite-sample convergence guarantees.
result Empirically, the worst-case procedure learns models that do well against unseen subpopulations.

New risk control method for non-monotonic losses in complex parameters.

problem Controlling risk for non-monotonic losses with multidimensional parameters.
method Stability-based guarantees for generic algorithms applied to non-monotonic losses.
result Guarantees depend on algorithm stability, with looser guarantees for unstable algorithms.

Neural Additive Models combine neural nets with interpretable models for high stakes tasks.

problem Inability to understand how neural networks make decisions.
method Combines neural nets with generalized additive models to create Neural Additive Models (NAMs).
result NAMs are more accurate than intelligible models and as accurate as state-of-the-art generalized additive models.

We consider settings in which the right notion of fairness is not captured by simple mathematical definitions (such as equality of error rates across groups), but might be more complex and nuanced and thus require elicitation from individual or collective stakeholders. We introduce a framework in which pairs of individ…

2019-05-25abs ↗pdf ↗

Algorithmic risk assessments are increasingly used to help humans make decisions in high-stakes settings, such as medicine, criminal justice and education. In each of these cases, the purpose of the risk assessment tool is to inform actions, such as medical treatments or release conditions, often with the aim of reduci…

2019-08-30abs ↗pdf ↗

EL framework certifies and flags bias in ML models without distributional assumptions.

problem Systematic performance disparities across sensitive subpopulations in ML models.
method Empirical likelihood-based approach for non-parametric fairness auditing.
result EL framework outperforms bootstrap methods in certification and subpopulation discovery.

Fairness measures fail in predictive settings that intentionally shift outcomes.

problem Fairness measures fail in performative prediction settings.
method Formalized concept shift and counterfactual outcomes.
result Predictors that are fair during training become unfair during deployment.

LDA-XGB1 balances fairness and accuracy in lending models.

problem Fair lending practices and model interpretability in binary classification.
method Biobjective optimization using binning and information value, leveraging XGBoost.
result Achieves effective balance between accuracy, fairness, and interpretability.

Complex statistical machine learning models are increasingly being used or considered for use in high-stakes decision-making pipelines in domains such as financial services, health care, criminal justice and human services. These models are often investigated as possible improvements over more classical tools such as r…

2017-06-30abs ↗pdf ↗

An algorithmic decision-maker incentivizes people to act in certain ways to receive better decisions. These incentives can dramatically influence subjects' behaviors and lives, and it is important that both decision-makers and decision-recipients have clarity on which actions are incentivized by the chosen model. While…

2019-10-13abs ↗pdf ↗

Machine Learning techniques have become pervasive across a range of different applications, and are now widely used in areas as disparate as recidivism prediction, consumer credit-risk analysis and insurance pricing. The prevalence of machine learning techniques has raised concerns about the potential for learned algor…

2019-05-16abs ↗pdf ↗