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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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4489133177 · Jun 202019922001200920172026
48 results for ranking perspective

This work analyzes tree-based methods from a ranking perspective, providing insights and new statistics.

problem Understanding the effectiveness of tree-based methods in finite-sample settings, especially symbolic feature selection.
method Local ranking perspective, finite-sample analysis, oracle bounds, posterior contraction results, concordant divergence statistics.
result New insights and statistics for evaluating symbolic feature mappings.

New perspective on CNNs using Hessian maps reveals their structure.

problem Understanding the nature of Convolutional Neural Networks (CNNs).
method Developed a framework using Toeplitz representation of CNNs to reveal Hessian structure and prove rank bounds.
result Proved that the Hessian rank of CNNs grows as the square root of the number of parameters.

Paper develops compact formulations for optimization problems with rank-one convex functions and indicator variables.

problem Optimization problems involving rank-one convex functions with support constraints.
method Perspective reformulation techniques to exploit conic structure and establish convex hull results.
result Systematic perspective formulations for convex hull descriptions of sets with nonlinear separable or non-separable objective functions and combinatorial constraints.

Research reveals deep networks often learn low-rank structures, leading to more efficient training and fine-tuning.

problem Efficient training and deployment of large-scale deep learning models.
method Complementary theoretical perspectives on low-rank structures during training and convergence, and practical applications of LoRA and masked training.
result Understanding and exploiting low-rank structures can improve efficiency and effectiveness of training and fine-tuning.

Researchers use LLMs to judge other LLMs, but this study provides a new geometric perspective to understand when it works.

problem The challenge of evaluating LLMs using other LLMs as judges, considering both aleatoric and epistemic uncertainties.
method A geometric perspective on ranking LLM candidates using probability simplices, analyzing conditions for identifiable rankings and designing Bayesian priors.
result Geometric analysis reveals that rankings based on LLM judges are robust in many but not all datasets, emphasizing the importance of modeling epistemic uncertainty.

We consider the matrix completion problem with a deterministic pattern of observed entries. In this setting, we aim to answer the question: under what condition there will be (at least locally) unique solution to the matrix completion problem, i.e., the underlying true matrix is identifiable. We answer the question fro…

2018-01-31abs ↗pdf ↗

Supervised linear feature extraction can be achieved by fitting a reduced rank multivariate model. This paper studies rank penalized and rank constrained vector generalized linear models. From the perspective of thresholding rules, we build a framework for fitting singular value penalized models and use it for feature …

2010-07-19abs ↗pdf ↗

The paper analyzes how low-rank layers in neural networks improve generalization.

problem Understanding how low-rank layers affect generalization in neural networks.
method Applying Maurer's chain rule for Gaussian complexity to analyze rank and spectral norm constraints.
result Deep networks with low-rank layers achieve better generalization than those with full-rank layers.

Improved deep learning performance in financial markets by using rank space.

problem High volatility and low signal-to-noise ratio in equity market dynamics.
method Transformed equity market data from name space to rank space, enabling better learning by DNNs.
result DNNs achieve superior performance in statistical arbitrage in rank space compared to name space.

It is the main goal of this article to address the bipartite ranking issue from the perspective of functional data analysis (FDA). Given a training set of independent realizations of a (possibly sampled) second-order random function with a (locally) smooth autocorrelation structure and to which a binary label is random…

2013-12-18abs ↗pdf ↗

A method for ranking items using distance-based learning from positive and unlabeled data.

problem Learning to rank items without an analytic description of what constitutes a good ranking.
method Combining representations using an integer linear program for ranking items based on nominations.
result The method is effective in simulation and real data examples, especially when supervision is light.

The paper proves concentration inequalities for two-sample rank processes and applies them to ranking performance criteria.

problem Measuring the performance of ranking statistics between two populations.
method Proves concentration inequalities for two-sample rank processes indexed by VC classes of scoring functions.
result Generalization capacity of empirical maximizers of ranking performance criteria is investigated.

Sparse regression models are increasingly prevalent due to their ease of interpretability and superior out-of-sample performance. However, the exact model of sparse regression with an 0\ell_0 constraint restricting the support of the estimators is a challenging (\NP-hard) non-convex optimization problem. In this paper…

2019-01-29abs ↗pdf ↗

New framework explains why nonconvex methods work well in low-rank matrix estimation.

problem Nonconvex low-rank matrix estimation problems in machine learning.
method Developed a theoretical framework revealing a benign regularizer.
result Nonconvex procedures can behave well due to a disguised convexity.

New method for summarizing ranking distributions using consensus ranking distributions.

problem Summarizing ranking distributions efficiently and accurately.
method Introducing consensus ranking distributions and a top-down tree-structured statistical algorithm.
result Optimal distortion can be expressed as a function of pairwise probabilities, enabling efficient learning methods.

Tensor regression networks achieve high compression rate of neural networks while having slight impact on performances. They do so by imposing low tensor rank structure on the weight matrices of fully connected layers. In recent years, tensor regression networks have been investigated from the perspective of their comp…

2017-12-27abs ↗pdf ↗

We present a novel algebraic combinatorial view on low-rank matrix completion based on studying relations between a few entries with tools from algebraic geometry and matroid theory. The intrinsic locality of the approach allows for the treatment of single entries in a closed theoretical and practical framework. More s…

2012-11-17abs ↗pdf ↗

Study trade-offs between statistical and computational efficiency in variational inference.

problem Optimizing statistical accuracy vs. computational efficiency in Bayesian inference.
method Case study on Gaussian inferential models with diagonal plus low-rank precision matrices, analyzing Bayesian posterior inference and frequentist uncertainty quantification errors.
result Lower-rank models reduce variance and accelerate convergence but increase posterior inference error.

In this paper, we introduce and provide a short overview of nonnegative matrix factorization (NMF). Several aspects of NMF are discussed, namely, the application in hyperspectral imaging, geometry and uniqueness of NMF solutions, complexity, algorithms, and its link with extended formulations of polyhedra. In order to …

2017-03-02abs ↗pdf ↗

For many internet businesses, presenting a given list of items in an order that maximizes a certain metric of interest (e.g., click-through-rate, average engagement time etc.) is crucial. We approach the aforementioned task from a learning-to-rank perspective which reveals a new problem setup. In traditional learning-t…

2017-02-24abs ↗pdf ↗

Bayesian approach improves AdaLoRA's performance and efficiency.

problem Improving the efficiency and performance of adaptive low-rank adaptation.
method Utilized Bayesian metrics and the Improved Variational Online Newton (IVON) optimizer for adaptive parameter budget allocation.
result Bayesian counterpart outperforms sensitivity-based importance metric and is faster than AdaLoRA.

A central problem in ranking is to design a ranking measure for evaluation of ranking functions. In this paper we study, from a theoretical perspective, the widely used Normalized Discounted Cumulative Gain (NDCG)-type ranking measures. Although there are extensive empirical studies of NDCG, little is known about its t…

2013-04-24abs ↗pdf ↗

We study certain linear representations of the knot group that induce augmentations of knot contact homology. This perspective on augmentations enhances our understanding of the relationship between the augmentation polynomial and the A-polynomial of the knot. For example, we show that for 2-bridge knots the polynomial…

2013-03-20abs ↗pdf ↗

The paper analyzes privacy leakage in federated learning using linear algebra and optimization theory.

problem Privacy leakage in federated learning despite its promise for data privacy.
method Theoretical analysis from linear algebra and optimization theory perspectives.
result Derives sufficient conditions to prevent data reconstruction attacks and establishes an upper bound on privacy leakage.

Due to the inherent uncertainty of data, the problem of predicting partial ranking from pairwise comparison data with ties has attracted increasing interest in recent years. However, in real-world scenarios, different individuals often hold distinct preferences. It might be misleading to merely look at a global partial…

2019-10-14abs ↗pdf ↗

New framework solves low-rank optimization problems to certifiable optimality.

problem Low-rank optimization problems with certifiable solutions.
method Mixed-Projection Conic Optimization framework using symmetric projection matrices and outer-approximation algorithms.
result Solves low-rank problems to certifiable optimality, outperforming existing methods.

We reveal a model rank that predicts successful recovery of target functions at overparameterization.

problem Understanding the mysterious good generalization performance of overparameterized nonlinear models.
method Rank stratification and linear stability theory for general nonlinear models.
result Linearly stable functions are preferred by nonlinear training, and model rank predicts minimal training data size.

This work introduces 'Artificial Entanglement' to understand LLMs' fine-tuning effectiveness.

problem Understanding the effectiveness of parameter-efficient fine-tuning methods for large language models.
method Adopting a quantum-information-inspired perspective, the study measures 'Artificial Entanglement' in neural networks.
result LoRA and FFT induce distinct internal entanglement signatures but not external ones, suggesting a 'no-hair' property.

We characterize H-like Lie algebras in terms of subspaces of cones over conjugacy classes in so(Rq)\mathfrak{so}(\mathbb{R}^q), translating the classification problem for H-like Lie algebras to an equivalent problem in linear algebra. We study properties of H-like Lie algebras, present new methods for constructing them, in…

2018-05-08abs ↗pdf ↗

Deep learning is a form of machine learning for nonlinear high dimensional pattern matching and prediction. By taking a Bayesian probabilistic perspective, we provide a number of insights into more efficient algorithms for optimisation and hyper-parameter tuning. Traditional high-dimensional data reduction techniques, …

2017-06-01abs ↗pdf ↗

For any matrix A in R^(m x n) of rank ρ, we present a probability distribution over the entries of A (the element-wise leverage scores of equation (2)) that reveals the most influential entries in the matrix. From a theoretical perspective, we prove that sampling at most s = O ((m + n) ρ^2 ln (m + n)) entries of the ma…

2013-10-14abs ↗pdf ↗

LoRA fine-tuning explained with gradient dynamics for low-rank perturbations.

problem Understanding why gradient descent converges to useful low-rank perturbations in LoRA fine-tuning.
method Generalized student-teacher setting with i.i.d. samples and online gradient descent.
result Gradient descent converges to the teacher model in dkO(1)dk^{O(1)} iterations under certain conditions.

Nowadays, how to effectively evaluate visual properties has become a popular topic for fine-grained visual comprehension. In this paper we study the problem of how to estimate such visual properties from a ranking perspective with the help of the annotators from online crowdsourcing platforms. The main challenges of ou…

2014-08-15abs ↗pdf ↗

This paper improves multi-label ranking by reweighting univariate losses, enhancing consistency and performance.

problem Improving multi-label ranking performance while maintaining consistency.
method Systematic study of consistency and generalization error bounds for learning algorithms, proposing a reweighted univariate loss.
result Inconsistent pairwise losses can lead to better performance than consistent univariate losses in practice.

Learning how to rank multivariate unlabeled observations depending on their degree of abnormality/novelty is a crucial problem in a wide range of applications. In practice, it generally consists in building a real valued "scoring" function on the feature space so as to quantify to which extent observations should be co…

2015-02-05abs ↗pdf ↗

This article is devoted to the problem of predicting the value taken by a random permutation ΣΣ, describing the preferences of an individual over a set of numbered items {1,  ,  n}\{1,\; \ldots,\; n\} say, based on the observation of an input/explanatory r.v. XX e.g. characteristics of the individual), when error is measured…

2017-10-31abs ↗pdf ↗