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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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217434651868 · Jun 202019922001200920172026
48 results for ranking function variation

This paper proposes robust matrix variate regression models with rank constraints and vector regularization.

problem High dimensional and noisy matrix-valued predictors in regression models.
method Rank constraint, vector regularization, alternating projected gradient descent algorithm.
result The proposed method achieves the minimax rate of estimation errors.

We study a class of flat bundles, of finite rank NN, which arise naturally from the Donaldson-Thomas theory of a Calabi-Yau threefold XX via the notion of a variation of BPS structure. We prove that in a large NN limit their flat sections converge to the solutions to certain infinite dimensional Riemann-Hilbert prob…

2017-05-24abs ↗pdf ↗

Extends multivariate regression for tensor-variate data, identifying brain regions and facial characteristics.

problem Challenges in fitting regression models with multivariate responses and covariates.
method Low-rank tensor formats on regression coefficients and tensor-variate normal distribution for errors.
result Maximum likelihood estimators for tensor-on-tensor regression via block-relaxation algorithms.

We compute the Betti numbers of the moduli space of rank 3 parabolic Higgs bundles, using Morse theory. A key point is that certain critical submanifolds of the Morse function can be identified with moduli spaces of parabolic triples. These moduli spaces come in families depending on a real parameter and we study their…

2004-11-10abs ↗pdf ↗

New theory extends rank-dependent utility for risk and ambiguity.

problem Modeling decision-making under risk and ambiguity.
method Axiomatizes a new preference relation with ambiguity index, probability weighting, and utility function.
result Extends rank-dependent utility to risk and ambiguity, reducing to existing models under specific conditions.

New framework explains deep neural networks using variational spline theory.

problem Understanding functions learned by deep neural networks.
method Developed a variational framework and function space.
result Deep ReLU networks are solutions to regularized data fitting problems over the proposed function space.

This paper investigates the so-called leakage effect of trading strategies generated functionally from rank-dependent portfolio generating functions. This effect measures the loss in wealth of trading strategies due to renewing the portfolio constituent stocks. Theoretically, the leakage effect of a trading strategy is…

2019-12-09abs ↗pdf ↗

GLSKF improves tensor completion by capturing both global and local variations.

problem Tensor completion with missing entries, especially in data with spatial or temporal side information.
method Integrates smoothness-constrained low-rank factorization with a locally correlated residual process.
result GLSKF achieves superior performance and scalability on real-world datasets.

This paper presents a Bayesian method for estimating the rank of a low-rank tensor model of joint PMF.

problem Estimating the rank of a low-rank tensor model of joint PMF from observed data.
method Bayesian framework for estimating low-rank components and rank simultaneously, using variational inference.
result Automatic rank detection and improved estimation accuracy compared to cross-validation methods.

The paper introduces structured variational families to improve scalability in black-box variational inference.

problem Scalability issues in black-box variational inference, especially for large datasets and hierarchical models.
method Developed structured variational families that achieve better iteration complexity of O(N) compared to full-rank families.
result Structured variational families can achieve better scaling with respect to dataset size N, improving iteration complexity from O(N^2) to O(N).

In this paper, we consider the problem of low-rank phase retrieval whose objective is to estimate a complex low-rank matrix from magnitude-only measurements. We propose a hierarchical prior model for low-rank phase retrieval, in which a Gaussian-Wishart hierarchical prior is placed on the underlying low-rank matrix to …

2018-11-05abs ↗pdf ↗

Estimates covariance matrices for matrix-variate data via core covariance geometry.

problem Estimating covariance matrices for matrix-variate data with partial isotropy.
method Fixed-rank core covariance geometry, partial-isotropy rank-r core shrinkage estimator.
result The geometry of the space of rank-r cores is a smooth manifold.

Compact parameterization improves Bayesian neural network performance.

problem Improving performance of Bayesian neural networks using variational methods.
method Restricting variational distribution to a k-tied Normal distribution with low-rank factorization.
result Compact parameterization improves signal-to-noise ratio and convergence speed.

Study on complexity of random polynomials with deterministic spikes, identifying phase transitions.

problem Complexity of random Gaussian polynomials with deterministic spikes on a sphere.
method Variational formulas, Kac-Rice formula, determinant asymptotics of finite-rank perturbation of Gaussian Wigner matrices.
result Identification of a topological phase transition in the complexity function.

Quantum state preparation framework speeds up basket option pricing.

problem Limited practical benefit of quantum amplitude estimation due to state-preparation depth.
method Structure-aware tensor-train rank-based variational state preparation.
result State-preparation depth scaling replaced with linear scaling, maintaining low basket-pricing errors.

In many applications that require matrix solutions of minimal rank, the underlying cost function is non-convex leading to an intractable, NP-hard optimization problem. Consequently, the convex nuclear norm is frequently used as a surrogate penalty term for matrix rank. The problem is that in many practical scenarios th…

2014-08-09abs ↗pdf ↗

In many applications that require matrix solutions of minimal rank, the underlying cost function is non-convex leading to an intractable, NP-hard optimization problem. Consequently, the convex nuclear norm is frequently used as a surrogate penalty term for matrix rank. The problem is that in many practical scenarios th…

2012-07-10abs ↗pdf ↗

New model accounts for scale variation and noise in pairwise comparisons.

problem Nonreciprocal pairwise comparisons in decision analysis.
method Additive model with structured matrix and random perturbation.
result Explicit estimators and probability assessments of admissible ranking regions.

A new method combines Laplace and Variational Bayes for scalable inference.

problem Complex models and large datasets make exact inference infeasible.
method Low-Rank Variational Bayes Correction (VBC) using Laplace method and Variational Bayes correction in a lower dimension.
result The method ensures scalability in both model complexity and data size.

Study trade-offs between statistical and computational efficiency in variational inference.

problem Optimizing statistical accuracy vs. computational efficiency in Bayesian inference.
method Case study on Gaussian inferential models with diagonal plus low-rank precision matrices, analyzing Bayesian posterior inference and frequentist uncertainty quantification errors.
result Lower-rank models reduce variance and accelerate convergence but increase posterior inference error.

New method reduces uncertainty in high-dimensional circuits by automatically determining tensor rank and adaptive sampling.

problem Uncertainty quantification in high-dimensional circuits due to fabrication process variations.
method Tensor regression with q/2\ell_{q}/ \ell_{2} group-sparsity regularization for rank determination and adaptive sampling.
result Captures uncertainty with only 100-600 simulation samples for 19-100 random variables.

Energy-based models (EBMs) are powerful probabilistic models, but suffer from intractable sampling and density evaluation due to the partition function. As a result, inference in EBMs relies on approximate sampling algorithms, leading to a mismatch between the model and inference. Motivated by this, we consider the sam…

2019-10-31abs ↗pdf ↗

Proposes a new model for image restoration combining deep learning and total variation.

problem Restoring images from limited data with low-rank constraints insufficient.
method Regularized Deep Matrix Factorized (RDMF) model using deep neural network's low-rank bias and total variation.
result Outperforms state-of-the-art models in image restoration from few observations.

AGCA approximates angular variation on the unit sphere, reducing extremal dependence problems to eigenanalysis.

problem Approximating angular variation in multivariate extremes.
method Anchored geodesic component analysis (AGCA) approximates angular variation by great subspheres constrained to pass through a chosen reference direction.
result AGCA finds concentrated tail directions in daily equity-portfolio losses, explaining about 91% of anchored variation.

The paper solves an insurance problem using mean-variance and rank-dependent utility theory.

problem Formulating and solving an insurance problem with rank-dependent utility and mean-variance premium principle.
method Formulated as a non-concave maximization problem, then turned into a concave quantile optimization problem, solved using calculus of variations.
result An optimal insurance contract is derived and numerically computed.

We study approximations of the partition function of dense graphical models. Partition functions of graphical models play a fundamental role is statistical physics, in statistics and in machine learning. Two of the main methods for approximating the partition function are Markov Chain Monte Carlo and Variational Method…

2017-11-05abs ↗pdf ↗

CoLoRA models predict PDE solutions quickly and accurately with minimal data.

problem Efficiently modeling PDE solutions with limited data.
method Continuous low-rank adaptation of neural networks trained on offline data.
result Predictions are orders of magnitude faster and more accurate than classical methods.

The paper studies K-stability of spherical varieties and their degenerations.

problem Understanding K-stability and degenerations of polarized spherical varieties.
method Reduction to a variational problem on the moment polytope, convexity constraint, and solving the HMA equation.
result Determines strict semistability and polystable degenerations for Fano spherical varieties of rank two.

New method uses model comparison signals to improve LLM evaluation accuracy.

problem Limited benchmark sizes and model stochasticity in evaluating LLMs' mathematical reasoning.
method Combines standard labeled outcomes with model comparison signals to design a statistically efficient evaluation framework.
result Semiparametric estimator achieves the semiparametric efficiency bound and substantially improves ranking accuracy.

TFB simplifies Bayesian LLM uncertainty estimation without extra training.

problem Estimating uncertainty in LLM responses remains challenging.
method Training-Free Bayesianization (TFB) that transforms low-rank adapters into Bayesian ones without additional training.
result TFB achieves superior uncertainty estimation and generalization compared to existing methods.

Tensor decomposition is an important technique for capturing the high-order interactions among multiway data. Multi-linear tensor composition methods, such as the Tucker decomposition and the CANDECOMP/PARAFAC (CP), assume that the complex interactions among objects are multi-linear, and are thus insufficient to repres…

2016-11-03abs ↗pdf ↗

A new estimator reduces bias and variance in ranking policy evaluation.

problem Estimating ranking policies using logged data in recommender systems.
method Cascade Doubly Robust estimator based on the cascade assumption.
result The estimator reduces bias and variance compared to existing methods.

TA-VAAL improves active learning by better utilizing task structures and overall data distribution.

problem High labeling cost limits deep learning applications; active learning selects informative samples.
method Task-aware variational adversarial active learning (TA-VAAL) modifies VAAL by relaxing task loss prediction and using ranking loss information.
result TA-VAAL outperforms state-of-the-arts on various datasets, including balanced and imbalanced labels.