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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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3577141,0701,427 · Jun 202019922001200920172026
48 results for pricing model

The paper uncovers the impact of price and payoff autocorrelations in multi-period asset pricing models.

problem Hidden dependence of asset pricing models on price and payoff autocorrelations.
method Obtained approximations of the basic pricing equation describing various parameters.
result Valid results for other pricing models like ICAPM and APM.

Study utility indifference pricing in a Bachelier model with small linear price impact.

problem Utility indifference pricing in a model with linear price impact.
method Analyzes the Bachelier model with exponential utility indifference prices for vanilla European options.
result Computes the scaling limit of utility indifference prices for a vanishing price impact inversely proportional to risk aversion.

Unified model integrates Bachelier and Black-Scholes-Merton for asset pricing.

problem Study of asset pricing in a natural world with negative prices or riskless rates.
method Unified framework combining Bachelier and Black-Scholes-Merton models.
result Unified model shows different option pricing depending on riskless instruments used.

Introduces an unobservable intrinsic electricity price to link storage theory with risk premium.

problem Connecting storage theory with risk premium in electricity markets.
method Introduces an unobservable intrinsic electricity price and derives prices for various contracts.
result Finds an overall negative risk premium in empirical analysis.

The study introduces a new stickiness parameter for stock prices using a non-linear model.

problem Understanding how closely individual stocks follow a stock index's price movements.
method Developed a non-linear pricing model inspired by tectonic plate movements to measure stickiness.
result Defined a stickiness parameter for stock price returns using a novel model.

Paper proposes an analytical pricing model for puttable bonds with credit risk.

problem Analytical pricing of puttable bonds with credit risk.
method Developed a 2-factor structural PDE model and derived analytical pricing formula under specific conditions.
result Derived analytical pricing formula for puttable bonds with credit risk.

Study models illiquid stock prices and finds low correlation due to constant prices.

problem Modeling illiquid stock prices and measuring correlation accurately.
method Combined Markov model with Ornstein Uhlenbeck and geometric Brownian motion.
result Low correlation in USE stocks due to constant prices and illiquidity.

Revisits behavioral finance option pricing model to align with rational asset pricing theory.

problem Inconsistency between behavioral finance and rational asset pricing models in option pricing.
method Introduces arbitrage transaction costs to modify the behavioral finance option pricing formula.
result Modifies behavioral finance option pricing formula to be consistent with rational asset pricing theory.

We discuss the pricing methodology for Bonus Certificates and Barrier Reverse-Convertible Structured Products. Pricing for a European barrier condition is straightforward for products of both types and depends on an efficient interpolation of observed market option pricing. Pricing products We discuss the pricing metho…

2016-07-31abs ↗pdf ↗

How does dynamic price information flow among Northern European electricity spot prices and prices of major electricity generation fuel sources? We use time series models combined with new advances in causal inference to answer these questions. Applying our methods to weekly Nordic and German electricity prices, and oi…

2011-10-25abs ↗pdf ↗

Unified model for market dynamics, linking price and order flow.

problem Modeling market dynamics and order flow in a unified framework.
method Markovian market model driven by a hidden Brownian efficient price, signal-driven and queue-reactive models.
result Stability of mid-price around efficient price at macroscopic scale, behavior as diffusion.

Efficient method for pricing European and American options using Markov switching stochastic volatility model.

problem Modeling and pricing options under varying volatility and mean-reversion speeds.
method Discrete-time Markov switching stochastic volatility with co-jump model, computationally efficient approach for European options, and conversion to European option pricing for American options.
result Efficient and accurate methods for pricing options, including variance swap analysis.

This research improves option pricing models using Heston, GARCH, and jump diffusion models.

problem Inaccurate option pricing due to Black-Scholes assumptions.
method Monte Carlo simulation, GARCH model, Heston model, Merton jump-diffusion model.
result Heston model produces estimates closer to market prices, Merton model performs well for volatile assets, GARCH model improves volatility forecasts.

Fast probabilistic option price predictions using modular Bayesian inference.

problem Accurate probabilistic predictions of future option prices.
method Modular approximate Bayesian inference framework that combines multiple data sources.
result Accurate probabilistic option-price predictions in realistic scenarios.

The paper introduces a new price model based on entropy that better fits high-frequency market data.

problem Understanding fair prices in high-frequency markets with bid-ask imbalance.
method A parametrized family of prices derived from the Maximum Entropy Principle, minimizing bias given volume imbalance.
result The model can generate higher kurtosis and heavy-tailed distributions compared to standard models.

The paper uses a Hamiltonian method to price barrier options under Vasicek interest rate model.

problem Option pricing under Vasicek interest rate model with time-varying interest rates.
method Splitting time to maturity into infinite steps and using quantum mechanics methods for matrix elements, derived pricing kernel and integral expression.
result Numerical results of option prices as functions of underlying asset price, floating rate, and regression rate.

Machine learning models outperform traditional option pricing models.

problem Improving option pricing accuracy using complex models.
method Evaluation of machine learning (NN, RF, CatBoost) and traditional models (Black-Scholes, Heston) on synthetic and real data.
result Machine learning models outperform traditional models in predicting option prices.

We develop a pricing model for Sovereign Contingent Convertible bonds (S-CoCo) with payment standstills triggered by a sovereign's Credit Default Swap (CDS) spread. We model CDS spread regime switching, which is prevalent during crises, as a hidden Markov process, coupled with a mean-reverting stochastic process of spr…

2018-04-04abs ↗pdf ↗

New models optimize quotes for automated market makers considering various price dynamics and demand variability.

problem Optimizing quotes for automated market makers in volatile price environments.
method Advanced models incorporating stochastic volatility, jumps, Hawkes processes, and Markov-modulated Poisson processes.
result Optimal quotes can be computed using numerical methods tailored to each model.

The paper compares three option pricing models with varying volatility dynamics.

problem Comparing the accuracy and efficiency of different option pricing models with changing volatility.
method Used stochastic volatility models including Heston and MSV, and compared them with existing models on 15 index option datasets.
result Stochastic volatility models achieve comparable accuracy to existing models and are faster to calibrate.

This paper proposes a novel model of financial prices where: (i) prices are discrete; (ii) prices change in continuous time; (iii) a high proportion of price changes are reversed in a fraction of a second. Our model is analytically tractable and directly formulated in terms of the calendar time and price impact curve. …

2014-10-27abs ↗pdf ↗

Study compares LSTM models with sentiment analysis for stock price prediction.

problem Efficient stock price prediction models using LSTM with sentiment analysis.
method Various types of LSTM models combined with sentiment analysis.
result Identifies the most effective model for short and long-term stock price prediction.

A new model predicts price concavity and reversion after metaorder execution.

problem Modeling market response to exogenous trades on limit order books.
method Developed a Non-Markovian Zero Intelligence model with a time-weighted mid-price return function.
result The model predicts concave price paths and price reversion after metaorder execution.

We construct models for the pricing and risk management of inflation-linked derivatives. The models are rational in the sense that linear payoffs written on the consumer price index have prices that are rational functions of the state variables. The nominal pricing kernel is constructed in a multiplicative manner that …

2018-01-26abs ↗pdf ↗

Modeling price clustering in financial markets using discrete distributions.

problem Price clustering phenomenon in financial markets.
method Discrete price model based on mixture of double Poisson distributions with dynamic volatility and proportions.
result Higher instantaneous volatility weakens price clustering at ultra-high frequencies.

We develop an empirical behavioural order-driven (EBOD) model, which consists of an order placement process and an order cancellation process. Price limit rules are introduced in the definition of relative price. The order placement process is determined by several empirical regularities: the long memory in order direc…

2017-04-14abs ↗pdf ↗

Extended Jarrow-Rudd model with skewness and kurtosis for option pricing.

problem Valuation of options with non-normal market dynamics.
method Introduced a generalized Jarrow-Rudd (GJR) model with skewness and kurtosis, incorporating transaction costs and market driver influences.
result Demonstrated the GJR pricing model's effectiveness in fitting market data.

Modeling market makers' quoting strategies to understand price impact.

problem Understanding how price impact arises from market makers' quoting strategies.
method Modeling market making as a dynamic auction using Stochastic Differential Games and finding Nash Equilibrium.
result The price impact function derived from market makers' strategies matches the Almgren-Chriss model.

New volatility model for option pricing with time-varying risk premium.

problem Volatility risk premium is time-varying and not well captured by existing models.
method Combines Markov switching with Realized GARCH framework to derive a state-dependent pricing kernel.
result The model reduces option pricing errors by 15% or more compared to competing models.

Generative model simulates financial market price variations from order flow.

problem Simulating intra-day price variations driven by order flow.
method Sequence Generative Adversarial Networks framework applied to model order flow.
result Generated price sequences from generative model better match real price variations.

Proposes ML methods for robust price-sensitivity estimation in dynamic pricing.

problem Estimating price elasticities robustly in the presence of feature-dependent sensitivity.
method Poisson semi-parametric model with two-stage estimation: first-stage ML for observed purchases, second-stage Bayesian GLM for price-sensitivity.
result Reduces estimation error in price-sensitivity parameters from 25% to 4%.

Study compares price limit and circuit breaker effects in stock markets.

problem Preventing rapid and steep price drops in stock exchanges.
method Agent-based model for financial market simulation.
result Price limit and circuit breaker have similar effects under same conditions, but price limit less effective with shorter limit time range.

The price of a stock will rarely follow the assumed model and a curious investor or a Regulatory Authority may wish to obtain a probability model the prices support. A risk neutral probability P{\cal P}^* for the stock's price at time TT is determined in closed form from the prices before TT without assuming a price…

2015-01-24abs ↗pdf ↗

A statistical decision problem is hidden in the core of option pricing. A simple form for the price C of a European call option is obtained via the minimum Bayes risk, R_B, of a 2-parameter estimation problem, thus justifying calling C Bayes (B-)price. The result provides new insight in option pricing, among others obt…

2013-04-18abs ↗pdf ↗