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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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306191121 · Jun 202019922001200920172026
48 results for polynomial interpolation

Unified framework explains why overfitting is benign in interpolating learning.

problem Understanding why overfitting is benign in highly overparameterized models.
method Spectral-transport stability framework.
result Sharp benign-overfitting criterion and explicit phase-transition rates.

Neural networks can interpolate random data but still generalize well, studied in the NT regime.

problem Understanding how neural networks interpolate random labels and generalize well in the overparametrized regime.
method Characterization of the eigenstructure of the empirical NT kernel and generalization error of NT ridge regression.
result The generalization error is well approximated by polynomial ridge regression with an increased regularization parameter.

Accelerates ERM problems with LPI-GD and improved oracle complexity.

problem Empirical Risk Minimization (ERM) problems with strong convexity and smoothness.
method Local Polynomial Interpolation-based Gradient Descent (LPI-GD) and accelerated methods.
result Oracle complexity improved to $ ilde{O}\left(\sqrtσ m^d \log(1/\varepsilon) ight)$.

Exact universal interpolation property for landmark configurations in Euclidean space.

problem Representing and deforming landmark configurations through flows of vector fields.
method Explicitly describe vector fields for exact universal interpolation property in all dimensions.
result Achieve controllability by combining constant and polynomial vector fields.

Deep networks can interpolate noisy data without losing generalization.

problem Characterizing the relationship between interpolation and generalization in overparameterized deep networks.
method Analyzing the loss landscape of neural network functions over volumes around training data points, varying model parameters and training epochs.
result Loss sharpness in the input space follows a double descent, with large models predicting noisy targets over larger volumes around training data points.

We seek to improve the data efficiency of neural networks and present novel implementations of parameterized piece-wise polynomial activation functions. The parameters are the y-coordinates of n+1 Chebyshev nodes per hidden unit and Lagrangian interpolation between the nodes produces the polynomial on [-1, 1]. We show …

2019-06-24abs ↗pdf ↗

A new tradeoff between regularization and sharpness improves model performance in overparameterized settings.

problem Improving model performance in overparameterized settings with minimum-norm interpolators.
method Proposes a regularization-sharpness tradeoff for overparameterized linear regression with an ℓ^p penalty.
result Empirical validation shows the tradeoff terms can distinguish performant linear interpolators.

Noise affects the effectiveness of interpolating models, especially those with strong inductive biases.

problem The impact of noise on interpolating models with strong inductive biases.
method Analyzing linear and classification models with sparse ground truths, proving fast rates for interpolators.
result Strong inductive biases can lead to faster but noisier interpolators, contrary to intuition.

Finite element method approximates scalar curvature in arbitrary dimensions.

problem Approximating scalar curvature using finite elements in arbitrary dimensions.
method Piecewise polynomial interpolants of a smooth Riemannian metric on a triangulated polyhedral domain.
result Finite element interpolants converge to scalar curvature with rate O(hr+1)O(h^{r+1}) in H2(Ω)H^{-2}(Ω) norm.

Globalizes Jones and Alexander polynomials using topological intersections.

problem Link invariants from graded intersections of Lagrangians.
method Topological model proving the Jones polynomial's well-definedness and constructing globalizations.
result Proves the Jones polynomial and constructs globalizations of Jones and Alexander polynomials.

The implied volatility is a crucial element of any financial toolbox, since it is used for quoting and the hedging of options as well as for model calibration. In contrast to the Black-Scholes formula its inverse, the implied volatility, is not explicitly available and numerical approximation is required. We propose a …

2017-10-04abs ↗pdf ↗

Recurrent tasks such as pricing, calibration and risk assessment need to be executed accurately and in real-time. Simultaneously we observe an increase in model sophistication on the one hand and growing demands on the quality of risk management on the other. To address the resulting computational challenges, it is nat…

2015-05-18abs ↗pdf ↗

Sample- and computationally-efficient distribution estimation is a fundamental tenet in statistics and machine learning. We present SURF, an algorithm for approximating distributions by piecewise polynomials. SURF is: simple, replacing prior complex optimization techniques by straight-forward {empirical probability} ap…

2020-02-22abs ↗pdf ↗

Efficiently prices American options with multiple assets using sparse grids.

problem Pricing American options with multiple underlying assets efficiently.
method Dynamic programming formulation followed by sparse grid interpolation.
result Sparse grids reduce the number of interpolation points and maintain function smoothness.

Lower bound proves ridgeless regression performs poorly near interpolation threshold.

problem Proving performance of ridgeless regression near interpolation threshold.
method Distribution-independent lower bound for mean squared error in noisy ridgeless linear regression.
result Lower bound implies ridgeless regression performs poorly near interpolation threshold.

Paper finds instantons for Kapustin-Witten equations on a specific manifold.

problem Existence of solutions to Kapustin-Witten equations on (0,)imesR2imesR(0,\infty) imes \mathbb{R}^2 imes \mathbb{R}.
method Explains existence of solutions interpolating between two model solutions.
result Interpolation solutions exist with specific label constraints.

Study on RF regression with SGD shows double descent phenomenon.

problem Understanding generalization in RF models trained with SGD.
method Precise non-asymptotic error bounds derived for RF regression under constant and polynomial-decay step-size SGD.
result RF regression generalizes well for interpolation learning and exhibits double descent behavior.

New quantum knot invariants derived from Verma modules.

problem Constructing universal quantum knot invariants from Verma modules.
method Defining level N universal invariants from finite quotients of Verma modules over quotient rings.
result Maximal universal invariants for prime N, interpolating Jones and ADO polynomials.

The study approximates option prices using Hermite polynomials without assuming a specific distribution.

problem Approximating option prices without assuming a specific distribution of returns.
method Approximating the logarithmic return's density by a linear combination of rescaled Hermite polynomials.
result Empirical results suggest reasonable performance for options with moderate strike prices.

New method uses higher-order Langevin dynamics for efficient parallel sampling.

problem Efficient parallel sampling from high-dimensional log-concave distributions.
method Combines higher-order Langevin dynamics with blockwise Lagrange polynomial interpolation.
result Reduces the number of parallel points required for a target accuracy.

We prove constrained trace, matrix and constrained matrix Harnack inequalities for the nonlinear heat equation ωt=Δω+aωlnωω_t=Δω+aω\ln ω on closed manifolds. We also derive a new interpolated Harnack inequality for the equation ωt=Δωωlnω+εRωω_t=Δω-ω\lnω+\varepsilon Rω on closed surfaces under the ε\varepsilon-Ricci flow. Finally we prove…

2018-03-28abs ↗pdf ↗

Let R\R be a real closed field, QR[Y1,...,Y,X1,...,Xk], {\mathcal Q} \subset \R[Y_1,...,Y_\ell,X_1,...,X_k], with $ °_{Y}(Q) \leq 2, °_{X}(Q) \leq d, Q \in {\mathcal Q}, #({\mathcal Q})=m$, and PR[X1,...,Xk] {\mathcal P} \subset \R[X_1,...,X_k] with $°_{X}(P) \leq d, P \in {\mathcal P}, #({\mathcal P})=s$. Let SR+kS \subset \R^{\ell+k} be a semi-alg…

2008-06-24abs ↗pdf ↗

The paper compares machine learning methods with traditional techniques for pricing and sensitivities of financial products with path-dependent structures.

problem Evaluating financial products with early-termination clauses, especially those with path-dependent structures.
method The paper compares regression methods including randomized recurrent and feed-forward neural networks, and a novel approach using signatures of the underlying price process, with traditional polynomial basis functions for pricing and sensitivities.
result Machine learning algorithms often match the accuracy and efficiency of traditional methods for Asian and look-back options, while randomized neural networks are best for callable certificates.

This paper shows how forward rate interpolations are equivalent to discount factor interpolations in yield curve construction.

problem The challenge of choosing between different interpolation methods for yield curve construction.
method Demonstrates the equivalence between forward rate interpolations and discount factor interpolations.
result Some popular interpolation methods on forward rates are equivalent to classical interpolation methods on discount factors.

We consider the pseudo-Anosov elements of the mapping class group of a surface of genus g that fix a rank k subgroup of the first homology of the surface. We show that the smallest entropy among these is comparable to (k+1)/g. This interpolates between results of Penner and of Farb and the second and third authors, who…

2014-09-24abs ↗pdf ↗

Near-interpolating models grow norms quickly, affecting generalization.

problem Understanding the trade-off between interpolation and generalization in near-interpolating models.
method Random matrix theory and eigendecay analysis of data covariance matrix.
result Near-interpolating models exhibit rapid norm growth and worse generalization trade-offs.