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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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255075100 · May 202619922001200920172026
48 results for policy-change density

JPS improves joint policies for multi-agent collaboration in imperfect information games.

problem Learning good joint policies for multi-agent collaboration with imperfect information.
method Decomposes global changes to localized policy changes, iteratively improving joint policies without re-evaluating the entire game.
result JPS improves solutions provided by unilateral approaches and outperforms algorithms designed for collaborative policy learning.

Experience replay (ER) is a fundamental component of off-policy deep reinforcement learning (RL). ER recalls experiences from past iterations to compute gradient estimates for the current policy, increasing data-efficiency. However, the accuracy of such updates may deteriorate when the policy diverges from past behavio…

2018-07-16abs ↗pdf ↗

Paper constructs a CRRIX index to assess cryptocurrency market risks from regulatory changes.

problem Lack of indices quantifying regulatory risks in cryptocurrencies.
method CRRIX index based on news coverage frequency, using Latent Dirichlet Allocation and Hellinger distance.
result CRRIX successfully captures major policy-changing moments and synchronizes with market volatility.

CODA resolves coordination issues in offline multi-agent reinforcement learning.

problem Coordination failure in offline multi-agent reinforcement learning.
method Diffusion-based multi-agent trajectory generator for data augmentation.
result CODA resolves coordination pathologies in continuous polynomial games and complex benchmarks.

Study examines market response to concentrated policy communication using entropy measures.

problem Characterizing market response under concentrated policy communication.
method Jointly examines dispersion and information complexity (entropy) using sliding window cumulative entropy.
result Entropy captures both market volatility and narrative constraints, signaling coherent policy-driven moves.

In batch reinforcement learning (RL), one often constrains a learned policy to be close to the behavior (data-generating) policy, e.g., by constraining the learned action distribution to differ from the behavior policy by some maximum degree that is the same at each state. This can cause batch RL to be overly conservat…

2020-02-08abs ↗pdf ↗

Study finds stock selection ability of Chinese mutual funds is better than asset allocation ability.

problem Evaluating the performance of actively managed mutual funds in China.
method Developed performance measures for asset allocation and selection using holding-based models and compared them with Fama-French and Treynor-Mazuy models.
result Stock selection ability from holding-based models is positively correlated with Fama-French model, while industry allocation is positively correlated with Treynor-Mazuy model.

The paper optimizes DIA purchase policies using lifecycle models and asset allocation.

problem Determining the optimal allocation to Deferred Income Annuities (DIAs).
method Employed a lifecycle model with utility of consumption and bequest, formalized optimization process, analyzed results, and extended model to include asset allocation.
result Optimal DIA allocation varies based on refundability, asset allocation, and perceived longevity.

We consider a two-agent MDP framework where agents repeatedly solve a task in a collaborative setting. We study the problem of designing a learning algorithm for the first agent (A1) that facilitates a successful collaboration even in cases when the second agent (A2) is adapting its policy in an unknown way. The key ch…

2019-01-23abs ↗pdf ↗

We describe two recently proposed machine learning approaches for discovering emerging trends in fatal accidental drug overdoses. The Gaussian Process Subset Scan enables early detection of emerging patterns in spatio-temporal data, accounting for both the non-iid nature of the data and the fact that detecting subtle p…

2017-10-06abs ↗pdf ↗

This study analyzes EU ETS literature trends using bibliometric methods.

problem Understanding the evolving research landscape of EU ETS.
method Bibliometric analysis of Scopus database, focusing on publication trends, themes, influential authors, and journals.
result Notable increase in research activity over two decades, particularly during policy changes and economic events.

Batch Reinforcement Learning (Batch RL) consists in training a policy using trajectories collected with another policy, called the behavioural policy. Safe policy improvement (SPI) provides guarantees with high probability that the trained policy performs better than the behavioural policy, also called baseline in this…

2019-07-11abs ↗pdf ↗

Success conditioning optimizes policies by imitating successful trajectories, solving a trust-region optimization problem.

problem Improving policies through random actions that lead to desired outcomes.
method Success conditioning, which involves collecting and updating policies based on successful trajectories.
result Success conditioning solves a trust-region optimization problem, maximizing policy improvement with a χ2χ^2 divergence constraint.

The aim of this work is to address the description of hyperinflation regimes in economy. The spirals of hyperinflation developed in Brazil, Israel, and Nicaragua are revisited. This new analysis of data indicates that the episodes occurred in Brazil and Nicaragua can be understood within the frame of the model availabl…

2016-01-01abs ↗pdf ↗

SARSA is an on-policy algorithm to learn a Markov decision process policy in reinforcement learning. We investigate the SARSA algorithm with linear function approximation under the non-i.i.d.\ data, where a single sample trajectory is available. With a Lipschitz continuous policy improvement operator that is smooth eno…

2019-02-06abs ↗pdf ↗

This work shifts focus from prediction to intervention in social systems.

problem The limitations of focusing solely on prediction in automated decision systems.
method Shift from prediction-focused paradigm to intervention-oriented approach.
result A new perspective unifies statistical frameworks and tools for ADS design, implementation, and evaluation.

MCD reformulates conditional density estimation into binary classification.

problem Conditional density estimation in statistical and machine learning.
method Marginal Contrastive Discrimination, reformulating into marginal and ratio density functions for binary classification.
result Significantly outperforms existing methods on most density models and regression datasets.

Paper proposes MMC to avoid high-density bias in clustering.

problem High-density bias in density-based clustering.
method Introduces mass distribution as a better foundation for clustering, proposing mass-maximization clustering (MMC).
result MMC avoids high-density bias and discovers clusters of arbitrary shapes, sizes, and densities.

New method minimizes robust density power-based divergences for general parametric densities.

problem Computational complexity of minimizing DPD for general parametric densities.
method Stochastic approach to minimize DPD for general parametric density models.
result Proposed method can be applied to minimize other density power-based γ-divergences.

Paper presents an efficient algorithm for linear MDP with low switching cost.

problem Large state space reinforcement learning problems with low switching cost.
method First algorithm for linear MDP with low switching cost, achieving near-optimal regret and switching cost.
result Regret bound of $\widetilde{O}\left(\sqrt{d^3H^4K} ight)$ and near-optimal switching cost of $O\left(d H\log K ight)$.

This study evaluates prewar Japanese financial market efficiency using time-varying models.

problem Determining when prewar Japanese financial market lost its price formation function.
method Time-varying parameter model, generalized least squares-based time-varying vector autoregressive model.
result The prewar Japanese financial market lost its price formation function in 1932.

Study exact minimax rates for density estimation over convex classes, extending previous work.

problem Deriving minimax rates for density estimation over convex density classes.
method Building on Le Cam's work, determine exact minimax rates using local metric entropy.
result Exact minimax rates derived for any convex density class, including nonparametric and parametric cases.

New method uses SoS densities and α-divergences for efficient sequential transport maps.

problem Efficiently generating samples from approximated densities.
method Sequential transport maps using Sum-of-Squares (SoS) densities and α-divergences.
result Convex optimization problems with efficient semidefinite programming solutions.

The volume density of a hyperbolic link is defined as the ratio of hyperbolic volume to crossing number. We study its properties and a closely-related invariant called the determinant density. It is known that the sets of volume densities and determinant densities of links are dense in the interval [0,v_{oct}]. We cons…

2015-10-20abs ↗pdf ↗

TAKDE optimizes kernel density estimation for real-time dynamic processes.

problem Real-time density estimation in applications like computer vision and signal processing.
method Derives asymptotic mean integrated squared error (AMISE) upper bound for 'sliding window' kernel density estimator and proposes TAKDE as a novel, theoretically optimal estimator.
result TAKDE outperforms other dynamic density estimators in terms of test log-likelihood and runtime.

Study shows Lula's Zero Hunger program reduced income inequality in Brazil.

problem Income inequality in Brazil during Lula's administration.
method Breakpoint regression analysis using detailed descriptive statistics.
result The Zero Hunger program substantially reduced income inequality and provided income security for the poor.

Optimizes kernel density ratios for better predictions and information measures.

problem Improving accuracy of kernel density estimates for density ratios.
method Derives an optimal weight function using calculus of variations.
result Reduces bias in kernel density estimates, leading to improved prediction posteriors and information-theoretic measures.

FACMAC combines deep policy gradients with factored critic for multi-agent reinforcement learning.

problem Cooperative multi-agent reinforcement learning in discrete and continuous action spaces.
method FACMAC uses a centralised but factored critic, combining per-agent utilities into a joint action-value function.
result FACMAC outperforms MADDPG and other baselines on multi-agent particle environments and StarCraft II tasks.

We introduce a novel conditional density estimation model termed the conditional density operator (CDO). It naturally captures multivariate, multimodal output densities and shows performance that is competitive with recent neural conditional density models and Gaussian processes. The proposed model is based on a novel …

2019-05-27abs ↗pdf ↗

Quantum method improves neural density estimation in high dimensions.

problem High-dimensional density estimation with poor performance and high computational complexity.
method Adaptive Fourier features based on quantum density matrices, integrated with neural networks.
result Competitive performance compared to state-of-the-art methods in various datasets.