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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,291 papers · 148 categories

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2965928881,184 · Jun 202019922001200920182026
48 results for plug-in methods

Optimal sample complexity analysis for plug-in approach in average-reward MDPs.

problem Learning optimal policies in average-reward MDPs with a generative model.
method Plug-in approach that constructs a model estimate and computes an optimal policy.
result Optimal sample complexities for the plug-in approach without prior knowledge of problem parameters.

The paper proves statistical consistency and fairness guarantees for a plug-in algorithm.

problem Establishing statistical guarantees for fairness-aware binary classification.
method Proves statistical consistency and derives finite sample guarantees for the plug-in algorithm.
result The plug-in algorithm is statistically consistent and guarantees fairness and differential privacy.

A new method debiases multiple target parameters without IFs.

problem Debiasing multiple target parameters in nonparametric models.
method Kernel Debiased Plug-in Estimation (KDPE) using TMLE and reproducing kernel Hilbert spaces.
result KDPE simultaneously debiases all pathwise differentiable target parameters.

A new method estimates Schrödinger bridges without iterative simulations or neural networks.

problem Estimating the time-dependent drift between two probability distributions.
method Solving the static entropic optimal transport problem and modifying the potentials.
result The Sinkhorn bridge method provably estimates Schrödinger bridges with a rate of convergence dependent on the target measure's intrinsic dimensionality.

Develops non-standard analysis for coherent risk estimation.

problem Estimating coherent risk measures in financial contexts.
method Non-standard analysis, hyperfinite representations, discrete Kusuoka formulae, plug-in asymptotics.
result Uniform almost sure consistency and asymptotic normality of spectral plug-in estimators.

Plug-in method decomposes latent representations into interpretable factors.

problem Decomposing latent representations in neural networks without altering the original models.
method Factors' Decomposer-Entangler Network (FDEN) that learns to decompose latent representations into mutually independent factors.
result FDEN framework effectively decomposes latent representations into interpretable factors, maintaining original model integrity.

The paper analyzes rates of convergence for optimal transport map estimators using barycentric projections.

problem Estimating optimal transport maps from data sampled according to two distributions.
method Comprehensive analysis of rates of convergence for plug-in estimators defined via barycentric projections.
result New stability estimate for barycentric projections under minimal smoothness assumptions.

New method optimizes portfolio weights as functions, outperforming traditional approaches.

problem Optimizing portfolio weights in mean-variance models.
method Functional optimization approach, treating weights as functions of past values.
result Gradient-ascent algorithms can solve functional optimization problems for mean-variance portfolio management.

ULFS-KDPE estimates parameters efficiently without influence functions.

problem Estimating pathwise differentiable parameters in nonparametric models.
method Kernel debiased plug-in estimator based on universal least favorable submodel.
result Semiparametric efficiency achieved without influence function derivation.

We formalize AURC and develop estimators for SC systems.

problem Evaluation of SC systems' performance.
method Formal statistical formulation, Monte Carlo methods, plug-in estimators.
result Plug-in estimators are consistent, with low bias and bounded MSE.

Semiparametric method removes bias in functional bilevel gradient estimation.

problem First-order bias in plug-in hypergradient when lower-level problem is nonparametric.
method Semiparametric debiasing theory based on efficient influence function leads to cross-fitted orthogonal hypergradient estimator.
result Asymptotic normality and uniform control over outer parameter established for the estimator.

Study minimax off-policy evaluation in multi-armed bandits with known and unknown behavior policies.

problem Evaluate policies in multi-armed bandits with unknown behavior policies.
method Develop minimax rate-optimal procedures for known and unknown behavior policies, including the Switch estimator and Chebyshev polynomial-based estimator.
result Plug-in estimator achieves optimal competitive ratio up to a logarithmic factor when behavior policy is unknown.

Develops a new method for statistical optimal allocation problems.

problem Statistical optimal allocation problems with constraints.
method Functional differentiability approach and Hadamard differentiability of value functions.
result Validates margin assumption for fast convergence rate of plug-in methods.

Develops robust estimators for high-frequency data with market microstructure noise.

problem Estimating prices in the presence of market microstructure noise.
method Plug-in versions of existing estimators, using raw price and limit order book data.
result Noise-robust estimators can be applied to various high-frequency data problems.

Study on reducing forgetting in neural networks using compression theory.

problem Catastrophic forgetting in neural networks.
method Defined forgetting as increased description lengths, compared variational posterior approaches to prequential coding methods.
result Proposed a new continual learning method combining ML plug-in and Bayesian mixture codes.

Proposes a classifier with bounded abstention rate for binary classification.

problem Binary classification with abstention rate constraints.
method Characterizes Bayes optimal classifier, proposes plug-in classifier with abstention region, and develops computationally efficient algorithm.
result Proposed classifier achieves high probability of satisfying abstention constraint and is minimax near-optimal.

Flexible estimator synthesizes noisy experiments and covariates for optimal effect estimation.

problem Simultaneous analysis of many noisy experiments with rich covariate information.
method Plug-in empirical Bayes estimator that synthesizes noisy experimental results and covariates.
result Within a constant factor of minimax for a simple data-generating model, and robust convergence guarantees hold under generality.

A method for fair binary classification using both labeled and unlabeled data.

problem Achieving fair binary classification with equal true positive rates across sensitive groups.
method Constructive expression for a group-dependent threshold, plug-in classification procedure using labeled and unlabeled data.
result Plug-in classification procedure is statistically consistent and often superior or competitive with state-of-the-art methods.

Estimates change point in high dimensional time series models.

problem Change point estimation in high dimensional time series.
method Plug-in least squares estimator with sufficient conditions for adaptivity.
result Optimal rate of convergence Op(ξ2)O_p(ξ^{-2}) in integer scale.

Simplified plug-in loss approximates EDL for reliable uncertainty estimation.

problem Efficient and reliable uncertainty estimation in real-world sensor-based learning systems.
method Approximate Dirichlet expected objectives with plug-in losses evaluated at the Dirichlet mean.
result Plug-in losses provide comparable predictive accuracy and selective prediction performance to classical EDL, while being simpler to implement.

We study the problem of detecting a change in the mean of one-dimensional Gaussian process data. This problem is investigated in the setting of increasing domain (customarily employed in time series analysis) and in the setting of fixed domain (typically arising in spatial data analysis). We propose a detection method …

2015-06-03abs ↗pdf ↗

A new method for sampling on manifolds reduces density estimation errors.

problem Sampling on implicitly defined manifolds in various applications.
method Polynomial-Maximization Moment (PMM) estimator replacing local k-nearest-neighbour density estimate.
result Reduces density estimation errors by 22--36% on asymmetric gamma and boundary-spacing regimes.

In the framework of supervised classification (discrimination) for functional data, it is shown that the optimal classification rule can be explicitly obtained for a class of Gaussian processes with "triangular" covariance functions. This explicit knowledge has two practical consequences. First, the consistency of the …

2010-04-28abs ↗pdf ↗

Contextual linear optimization shows naive plug-in methods can outperform direct optimization.

problem Optimizing decisions with side observations to reduce uncertainty.
method Using off-the-shelf machine learning methods to learn a predictive model and plug it in for optimization.
result The naive plug-in approach achieves faster regret convergence rates than direct optimization methods.

Study builds a classifier for diffusions with unknown diffusion but known drifts.

problem Multiclass classification of S.D.E. paths with unknown diffusion coefficient.
method Plug-in classifier using nonparametric estimators of drift and diffusion functions.
result Consistent classification procedure with rate of convergence under different assumptions.

Researchers develop a method to generate diffusion-based samples from a tilted distribution.

problem Generating samples from a distribution that has been tilted by a parameter.
method Developed a plug-in estimator and proved Wasserstein bounds and TV-accuracy under certain conditions.
result The method is minimax-optimal and can be applied in various domains like finance and climate modeling.

Develops fully Bayesian LVGP for better uncertainty quantification.

problem Uncertainty in qualitative inputs for GP models.
method Maps qualitative inputs to latent variables, uses standard GP over LVs, estimates LVs through ML, develops fully Bayesian approach.
result Significant improvements in prediction accuracy and uncertainty quantification over plug-in approach.

New method corrects risk estimation bias, improving backtesting results.

problem Underestimation of risk by existing methods, especially in small samples.
method Proposes a new algorithm for bias correction using generalized Pareto distributions.
result The new algorithm leads to improved efficiency in estimating risk with heavy tails or heteroscedasticity.

The paper develops a neural network-based classifier for diffusion process drifts.

problem Classifying diffusion processes with distinct drift functions from discrete observations.
method Derives a Bayes rule and constructs a plug-in classifier using neural networks to estimate drifts.
result Establishes convergence rates for misclassification risk, highlighting benefits of diffusion structure.

A method combines deep learning and G-estimation for causal mediation analysis.

problem Estimating structural mediation parameters under unmeasured confounding.
method UNIT method using TARNet for representation learning and G-estimation.
result Improved precision of structural parameter estimator through better representation learning.

Study shows plug-in model-based reinforcement learning is minimax optimal.

problem Finding optimal policies in MDPs with limited generative model access.
method Developed and analyzed a plug-in approach to model-based reinforcement learning.
result Plug-in approach yields minimax optimal policies with sublinear sample complexity.

Unified plug-in approach for estimating symmetric properties of distributions efficiently.

problem Estimating symmetric properties of distributions with high accuracy and efficiency.
method Profile-maximum-likelihood (PML) based estimator.
result Achieves theoretical limit for universal symmetric property estimation.