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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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162325487649 · Jun 202019922001200920172026
48 results for path-dependent stochastic processes

Paper proposes method for generating paths of stochastic volatility CGMY process for option pricing.

problem Generating accurate sample paths for stochastic volatility models for option pricing.
method Monte-Carlo method for European and American options, least square regression for calibration.
result Calibrated model parameters to S\&P 100 index options market using path-dependent options.

Extend classical theory of affine processes to path-dependent setting

problem Path-dependent affine processes
method Introduce path-dependent coefficients and provide analytic formulas for their Fourier--Laplace transform
result Define path-dependent affine processes through their exponential-affine Fourier--Laplace transform and establish a characterization theorem

Path-dependent PDEs model VIX and Realised Variance options.

problem Modeling volatility derivatives with path-dependence.
method Continuous stochastic volatility model with Gaussian Volterra process, proving well-posedness of PDEs.
result Formulae for greeks and implied volatility provided, finite-dimensional pricing PDEs obtained in Markovian models.

New SDEs from affine and polynomial perspectives for path-dependent processes.

problem Characterizing path-dependent stochastic processes.
method Affine and polynomial processes, signature SDEs, Fourier-Laplace transform, Riccati and linear ODEs.
result Explicit formulas for the Fourier-Laplace transform and expected values of entire functions of signature processes.

The paper provides an efficient method to price path-dependent derivatives using multiscale stochastic volatility models.

problem Pricing path-dependent derivatives under multiscale stochastic volatility models.
method Derives a Malliavin representation for the first-order approximation of the price of path-dependent derivatives.
result An efficient Monte Carlo approximation for pricing path-dependent derivatives is derived.

New control theory for self-path-dependent problems solves unique constraints.

problem Optimal control with self-path-dependent constraints in stochastic systems.
method Introduces new HJB equations for variational inequalities with historical maximum controls.
result Value functions are viscosity solutions to HJB equations under Lipschitz conditions.

The study examines insurance demand under rough volatility and path-dependent shocks.

problem Optimal insurance and investment strategies under rough volatility and path-dependent shocks.
method Rough volatility model and Hawkes process with power kernel, Functional Ito formula extension.
result Individuals demand more catastrophe insurance when path-dependent effects are considered.

Paper introduces a new volatility model for natural gas markets and discusses swing option pricing.

problem Modeling price and storage dynamics in natural gas markets with path-dependent volatility.
method Developed a novel stochastic path-dependent volatility model and used deep learning for swing option pricing.
result Proposed a deep learning method for numerical approximations of swing option pricing.

This paper optimizes dividend payout rates with a drawdown constraint in a stochastic model.

problem Optimizing dividend payout rates while avoiding drawdowns in a stochastic model.
method Solving a path-dependent stochastic control problem using Hamilton-Jacobi-Bellman equations and PDE methods.
result Explicit characterization of an optimal feedback control strategy, including two free boundaries and the running maximum surplus process.

This paper studies a class of non-Markovian singular stochastic control problems, for which we provide a novel probabilistic representation. The solution of such control problem is proved to identify with the solution of a ZZ-constrained BSDE, with dynamics associated to a non singular underlying forward process. Du…

2017-01-30abs ↗pdf ↗

Study models market volatility with persistent and temporary impacts.

problem Microstructure of rough volatility models driven by Poisson measures.
method Existence and uniqueness of solutions for stochastic path-dependent Volterra equations.
result Volatility process converges to fractional Heston model with spikes.

Extends PD-NJ-ODE to noisy observations and dependent observation times.

problem Predicting continuous-time stochastic processes with irregular and noisy observations.
method Extends PD-NJ-ODE to handle conditional independence and noisy observations.
result Theoretical guarantees and empirical examples for handling noisy observations and dependent observation times.

Study rough volatility models using path-dependent PDEs and fractional Brownian motions.

problem Modeling and analyzing rough volatility in financial markets.
method Showed conditional expectations are unique classical solutions to path-dependent PDEs derived from functional Itô formula. Leverage these to study weak rates of convergence for discretized stochastic integrals.
result Obtained optimal weak error rates for approximating log-stock prices in rough volatility models.

Extends XVA valuation under stochastic volatility, characterizing value processes via mild solutions.

problem Valuation of contingent claims in presence of default, collateral, and funding under stochastic volatility.
method Characterizes pre-default value processes via mild solutions to parabolic semilinear PDEs under stochastic volatility.
result Characterizes pre-default value processes via mild solutions to parabolic semilinear PDEs under stochastic volatility, providing sufficient conditions for existence and uniqueness.

New IBP formulae for rough stochastic Volterra processes.

problem Deriving IBP formulae for path-dependent stochastic Volterra processes.
method Developed a new fractional IBP formula that interpolates between standard and Bismut-Elworthy-Li formulae.
result For rough noise, the expectation is differentiable along constant directions under certain Hölder continuity conditions.

The paper introduces a new volatility model using Fourier techniques for pricing and hedging.

problem Pricing and hedging of financial derivatives with stochastic volatility.
method A Fourier-based approach to price and hedge European and path-dependent options in a stochastic volatility model.
result The model includes and extends popular volatility models like Stein-Stein, Bergomi, and Heston.

New method transforms complex stochastic equations into simpler ones for efficient simulation.

problem Efficient simulation of complex path-dependent stochastic processes.
method Transforms Volterra-type SDEs into standard diffusion processes using convolution kernels.
result Proposes a numerical simulation scheme with a strong convergence rate of 1/2.

Neural SVEs model complex systems with memory, outperforming traditional methods.

problem Modeling systems with memory effects and irregular behavior.
method Introducing neural stochastic Volterra equations as a physics-inspired architecture.
result Neural SVEs outperform neural SDEs and DeepONets in various applications.

The paper calculates option prices using Mellin transform for stochastic volatility models.

problem Calculating prices for path-dependent options under stochastic volatility.
method Asymptotic approach and Mellin transform for deriving closed-form formulas.
result Derives closed-form formulas for option prices with first-order approximation.

New numerical method for non-linear asset price model with CEV volatility.

problem Describing stochastic volatility in asset price dynamics.
method Proposes a mean-reverting theta-rho model with CEV volatility, constructs a truncated EM method.
result Truncated EM solutions can evaluate path-dependent financial products.

The paper tackles robust control for insurance contracts under uncertain transition rates.

problem Maximizing utility in insurance contracts with uncertain transition rates.
method Novel robust utility maximization problem under bounded cumulative transition rate uncertainty, using worst-case scenario analysis.
result Existence and uniqueness of worst-case and best-case reserves for insurance contracts.

In this paper, we give a numerical method for pricing long maturity, path dependent options by using the Markov property for each underlying asset. This enables us to approximate a path dependent option by using some kinds of plain vanillas. We give some examples whose underlying assets behave as some popular Levy proc…

2009-11-30abs ↗pdf ↗

In the setting of polynomial jump-diffusion dynamics, we provide an explicit formula for computing correlators, namely, cross-moments of the process at different time points along its path. The formula appears as a linear combination of exponentials of the generator matrix, extending the well-known moment formula for p…

2019-06-26abs ↗pdf ↗

Extends Itô's formula for path-dependent functions in finance.

problem Modeling and hedging of path-dependent financial options.
method Functional extension of Itô's formula for C^{0,1}-functions of continuous weak Dirichlet processes.
result Validates the hedging or superhedging problems for path-dependent options.

Quantum computing speeds up analysis of financial stochastic processes.

problem Challenging simulation and analysis of continuous time stochastic processes.
method Established a quantum framework for efficient state preparation and information extraction.
result Extraction of path-dependent and history-sensitive information from stochastic processes efficiently.

The paper solves optimal control problems for stochastic delay equations.

problem Optimal control of stochastic delay differential equations.
method Rewriting the problem in an infinite-dimensional Hilbert space, using dynamic programming and viscosity solutions.
result Characterizes the value function as the unique viscosity solution of the Hamilton-Jacobi-Bellman equation.

Novel signature approach for pricing and hedging path-dependent options with market frictions.

problem Pricing and hedging path-dependent options with market frictions.
method Signature approach, mean-quadratic variation criterion, non-standard infinite-dimensional Riccati equations, time-augmented signature, non-Markovian stochastic control problem.
result Effective hedging strategies in frictional markets with low-truncated signature approximations.

Develops new Markov processes with switching rates and past dependence.

problem Modeling processes with dynamic switching rates and path dependence.
method Introduces a new class of Markov jump processes with regime switching and path dependence. Derives distributional properties and maximum likelihood estimates.
result Maximum likelihood estimates of the process parameters are derived in closed form and have asymptotic normality.

Deep signature algorithm for pricing path-dependent options.

problem Pricing path-dependent options with complex payoff functions.
method Extended backward scheme for state-dependent FBSDEs with reflections, incorporating signature layer for path-dependent FBSDEs.
result Convergence analysis of the algorithm with explicit dependence on truncation order and neural network approximation errors.

The paper predicts cryptocurrency prices using a path-dependent Monte Carlo simulation.

problem Forecasting cryptocurrency prices with volatility and jumps.
method Merton's jump diffusion model with machine learning, traditional, and statistical methods.
result Introduced a path-dependent Monte Carlo simulation for cryptocurrency price prediction.

The dual representation of the martingale optimal transport problem in the Skorokhod space of multi dimensional cadlag processes is proved. The dual is a minimization problem with constraints involving stochastic integrals and is similar to the Kantorovich dual of the standard optimal transport problem. The constraints…

2014-04-05abs ↗pdf ↗