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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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84168251335 · Jun 202019922001200920182026
48 results for ordering ambiguity

The paper uses EVT to improve tail risk measures under ambiguity sets.

problem Misspecification of tail risk measures leads to inflated risk estimates.
method Applies Extreme Value Theory to derive worst-case tail risk under ambiguity sets.
result Proposes a tail-calibrated ambiguity design that preserves nominal tail asymptotic scaling.

This paper solves a financial portfolio selection problem in incomplete markets.

problem Portfolio selection in incomplete financial markets with ambiguity.
method Constructing an efficient frontier, simplifying the problem, introducing a new distorted Legendre transformation, and proving the bipolar relation and distorted duality theorem.
result The existence and uniqueness of optimal strategies are shown for different utility functions under specific conditions.

Paper proposes monotonous NMF to handle scale and ordering ambiguities in nonnegative matrix factorization.

problem Scale and ordering ambiguities in nonnegative matrix factorization.
method Alternating least-squares algorithm for monotonous NMF, relaxed mixing matrix assumption.
result Monotonous NMF estimates monotonous signals better than standard NMF when sources are monotonous.

Agents learn state ambiguity from non-linear sensor data using Gaussian approximations.

problem Learning state representation from non-linear sensor data.
method Second-order Taylor approximation of Gaussian distribution for non-linear measurement functions.
result Induces a preference for states based on inferability from observations.

Characterizes preferences for decision-making under uncertainty using a leader-follower game model.

problem Decision-making under uncertainty and ambiguity aversion.
method Characterizes niveloidal preferences through a leader-follower game model, satisfying specific axioms.
result The leader's strategy space can serve as an ambiguity aversion index.

Expands newsvendor model with moment constraints using Wasserstein distance.

problem Optimizing order quantity under distributional ambiguity.
method Formulates infinite dimensional primal problem, derives finite dimensional dual problem using problem of moments duality.
result Distributional ambiguity affects optimal order quantity and profits/costs.

New method calibrates ambiguity sets for robust decision-making under contamination.

problem Minimizing worst-case expected loss over distributional shifts in out-of-sample environments.
method Bulk-calibrated credal ambiguity sets that learn a high-mass bulk set from data and bound tail contributions.
result Closed-form, finite robust objective and tractable optimization for various losses and geometries.

We generalize the Lagrangian-Hamiltonian formalism of Skinner and Rusk to higher order field theories on fiber bundles. As a byproduct we solve the long standing problem of defining, in a coordinate free manner, a Hamiltonian formalism for higher order Lagrangian field theories. Namely, our formalism does only depend o…

2009-05-28abs ↗pdf ↗

Speech emotion recognition improved with simpler machine learning models.

problem Identifying emotions from speech is ambiguous and challenging.
method Feature-engineering approach using hand-crafted audio features and text features. Comparison of traditional machine learning and deep learning models.
result Lighter machine learning models outperform deep learning models for emotion recognition.

Study optimal switching under ambiguity in finance.

problem Optimal switching problems under ambiguity in finance.
method Use multidimensional reflected backward stochastic differential equations (RBSDEs) to characterize the optimal switching.
result Value function of optimal switching under ambiguity coincides with solutions to multidimensional RBSDEs with negative switching costs.

New approach for optimal stopping under model ambiguity, considering agent's attitude towards ambiguity.

problem Optimal stopping under model ambiguity and varying levels of ambiguity aversion.
method Introduces a time-inconsistent stopping problem with an αα-maxmin nonlinear expectation and seeks subgame perfect equilibrium policies through fixed-point iterations.
result Equilibrium stopping policies can be obtained through fixed-point iteration and vary based on an agent's ambiguity attitude.

Optimal insurance strategy for maximizing RDEU under various premium principles.

problem Maximizing a risk-averse individual's RDEU with insurance priced by a distortion-deviation principle.
method Proved necessary and sufficient conditions for the optimal solution, considered ambiguity orders, and analyzed specific examples.
result Conditions for no insurance or deductible insurance to be optimal.

Deep RL model learns 2.5D fighting games with height ambiguity.

problem Ambiguity in character height/depth and sequential action orders in 2.5D fighting games.
method Modified A3C network with Recurrent Info network for combo skill observation.
result Successfully learned and played Little Fighter 2 (LF2) 2.5D fighting game.

A framework for robust exploration in reinforcement learning under ambiguity.

problem Optimal stopping under ambiguity in reinforcement learning.
method Continuous-time robust reinforcement learning framework using gg-expectation and backward stochastic differential equations.
result Constructs a robust exploratory stopping time approximating the optimal stopping time under ambiguity.

Study insurance pricing under correlation ambiguity without increasing prices or reducing utility.

problem Understanding the dependence structure between insurance and financial risks.
method Dynamic equilibrium analysis of insurance pricing with worst-case beliefs.
result Correlation ambiguity does not necessarily increase insurance prices or reduce insurers' utility.

New formulations capture aversion to ambiguity about volatility.

problem Capturing aversion to ambiguity about unknown and time-varying volatility.
method Introduces novel preference formulations and compares them with existing models.
result Illustrates the impact of ambiguity aversion in static and dynamic models.

Study inert and ambiguous classes in modular group using combinatorial methods.

problem Counting inert and ambiguous conjugacy classes in modular group.
method Purely combinatorial approach using word length in free product representation.
result Exact counting formulas and asymptotic growth rates for inert and ambiguous classes.

New method optimizes ambiguity sets for robust MDPs, improving policy robustness.

problem Sensitivity of optimal policies to model misspecification in MDPs.
method Proposes a new approach to optimize the shape of ambiguity sets, departing from norm-bounded uniform and symmetric sets.
result Empirical results show practical promise of weighted near-optimal ambiguity sets.

Paper develops online learning-based risk-averse MPC for uncertain systems.

problem Designing robust MPC for systems with unknown but inferable stochastic disturbances.
method Proposes a novel online learning framework using CVaR constraints and Dirichlet process mixture models.
result Demonstrates improved robustness and adaptability of MPC in handling time-varying disturbance distributions.

The paper investigates how ambiguous data and cognitive biases affect machine learning in humanitarian decision making.

problem Ambiguous data and cognitive biases impact the interpretability of machine learning models in humanitarian decision making.
method The study will explore the effects of data ambiguity and cognitive biases on machine learning algorithms in humanitarian contexts.
result The research aims to uncover the specific ways in which ambiguous data and cognitive biases influence the interpretability of machine learning models in humanitarian decision making.

Study shows ambiguity affects optimal timing in a two-dimensional model.

problem Understanding how ambiguity influences optimal timing in a two-dimensional setting.
method Analyzes a two-dimensional optimal stopping problem with ambiguity in a multifactor model.
result Ambiguity affects the rate at which the problem is discounted, not just the growth rate of underlying processes.

Paper investigates Lambda Value-at-Risk under ambiguity and risk sharing.

problem Investigates Lambda Value-at-Risk under ambiguity and risk sharing.
method Establishes equivalence of robust ΛΛVaR and traditional ΛΛVaR under ambiguity sets, analyzes properties, derives explicit formulas, and explores risk sharing.
result Unified and extended the concept of Value-at-Risk under ambiguity, derived explicit formulas for specific ambiguity sets, and explored risk sharing.

Improves DRO with Bayesian Ambiguity Sets for model misspecification.

problem Overly conservative decisions due to misspecified models in DRO.
method Introduces DRO-RoBAS with robust posterior predictive distribution.
result Outperforms other Bayesian and empirical DRO approaches in out-of-sample performance.

Study optimal timing to divest from assets with uncertain future scenarios.

problem Optimal timing to divest from assets with uncertain future scenarios.
method Smooth model of decision making under ambiguity aversion, optimal stopping problem with learning.
result Proves a minimax result reducing the problem to standard optimal stopping problems with learning.

RSVF improves robust MDPs by relaxing ambiguity set constraints.

problem Computing robust policies with provable worst-case guarantees in uncertain environments.
method RSVF uses a Bayesian prior to optimize ambiguity set size and location, relaxing the requirement that the set be a confidence interval.
result RSVF achieves less conservative solutions with the same worst-case guarantees.

New classifiers handle ambiguous labels with set-valued outputs, balancing confidence and ambiguity.

problem Handling ambiguous labels in classification tasks.
method Developed a framework for multiclass set-valued classification with oracle and estimator approaches.
result Optimal classifiers can output empty sets, but solutions are provided for practical needs.

This paper compares different DRO formulations for pension fund management.

problem Navigating uncertainty in asset liability management for pension funds.
method Three DRO formulations: mixture, box, and Wasserstein ambiguity sets.
result Wasserstein and box ambiguity sets outperform traditional approaches in fund performance.

Train policies in simulators with varying ambiguity to maintain robustness over time.

problem Robust control policies optimized in simulators perform poorly in real systems due to parameter uncertainty.
method Train policies in simulators where ambiguity varies with the system's state, ensuring a stationary filter process over latent state.
result Policies trained under stationary ambiguity preserve robustness to latent factors over time, leading to strong performance on real market data.

CoSCA improves unsupervised domain adaptation by better aligning ambiguous target samples.

problem Missing alignment of ambiguous target samples in unsupervised domain adaptation.
method CoSCA explicitly incorporates intra- and inter-class domain discrepancy, estimating label hypotheses and optimizing a contrastive loss with MMD for better global alignment.
result CoSCA outperforms state-of-the-art approaches in producing more discriminative features.

Adapts AUM to identify ambiguous tasks in crowdsourced learning, improving generalization.

problem Discerning ambiguous tasks in crowdsourced labels to prevent mislabeling.
method Introduces Weighted Areas Under the Margin (WAUM) to average AUMs weighted by task-specific scores.
result Improves generalization performance by discarding ambiguous tasks.

Paper tackles robust control of SDEs with ambiguity, proving value function existence and applying to investment problems.

problem Robust control of SDEs with ambiguity parameters and non-Lipschitz coefficients.
method Existence and uniqueness of value function established through BSDEs with non-linear growth conditions.
result Existence and uniqueness of value function in proper space, verified through BSDEs.