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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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112223335446 · Jun 202019922001200920172026
48 results for order constraint

The paper explores solving inverse problems for ODEs with and without constraints.

problem Understanding when second order ODEs can represent Lagrangian models with or without constraints.
method Geometric techniques to address the inverse problem for both constrained and unconstrained systems of second order ODEs.
result The constrained case presents more ambiguities and complexities than the unconstrained one.

Two algorithms solve nonconvex minimax problems with linear constraints, achieving complexity guarantees.

problem Nonconvex minimax problems with coupled linear constraints.
method Zeroth-order primal-dual alternating projected gradient (ZO-PDAPG) and zeroth-order regularized momentum primal-dual projected gradient (ZO-RMPDPG) algorithms.
result Iteration complexity guarantees for solving nonconvex-(strongly) concave minimax problems with coupled linear constraints.

First-order method solves stochastic bilevel optimization with linear constraints.

problem Stochastic bilevel optimization with linear constraints and noise.
method Developed a novel framework using gradient-based techniques and smoothed penalty functions.
result Achieved finite-time convergence guarantees for (δ,ε)(δ, ε)-Goldstein stationary points.

Comonotonic allocations are restored under certain constraints, improving risk-sharing.

problem Feasibility constraints can distort optimal risk-sharing allocations.
method Identified componentwise convex-order solidity as a sufficient condition to restore comonotonic allocations.
result Componentwise convex-order solidity ensures comonotonic improvements under feasible constraints.

Recent work in learning ontologies (hierarchical and partially-ordered structures) has leveraged the intrinsic geometry of spaces of learned representations to make predictions that automatically obey complex structural constraints. We explore two extensions of one such model, the order-embedding model for hierarchical…

2017-08-01abs ↗pdf ↗

New principle for optimal control with higher order differential constraints.

problem Optimal control problems with higher order differential constraints.
method Derivation of the Principle of Minimal Labour and generalization of Pontryagin Maximum Principle.
result Generalized Pontryagin Maximum Principle for higher order constraints.

We propose a mixed integer programming (MIP) model and iterative algorithms based on topological orders to solve optimization problems with acyclic constraints on a directed graph. The proposed MIP model has a significantly lower number of constraints compared to popular MIP models based on cycle elimination constraint…

2017-01-20abs ↗pdf ↗

Paper solves high-order portfolio optimization with cardinality constraint.

problem Solving non-convex cardinality constrained high-order portfolio optimization.
method Transformed cardinality constraint into penalty term, proposed pDCA, pDCAe, and SCA algorithms.
result Proposed algorithms achieve high utility and sparse solutions efficiently.

New methods reduce constraint violations to certainty in stochastic optimization.

problem Finding a point with certain constraint satisfaction and near-stationarity.
method Single-loop variance-reduced stochastic first-order methods with truncated momentum schemes.
result Achieves strong convergence guarantees for εε-stochastic stationary points with certain constraint satisfaction.

New algorithms optimize constrained problems faster, avoiding full set optimization.

problem Optimizing constrained problems efficiently and quickly.
method Designing accelerated first-order algorithms that avoid full set optimization.
result Proved convergence to stationary points in nonconvex settings and accelerated rates in convex settings.

Expands newsvendor model with moment constraints using Wasserstein distance.

problem Optimizing order quantity under distributional ambiguity.
method Formulates infinite dimensional primal problem, derives finite dimensional dual problem using problem of moments duality.
result Distributional ambiguity affects optimal order quantity and profits/costs.

Characterizes causal structure dominance for latent variables.

problem Determining dominance relations between causal structures with latent variables.
method Complete characterization for three visible variables, partial for four; uses nontrivial inequality constraints.
result Equivalence classes with nontrivial inequality constraints become ubiquitous as the number of visible variables increases.

We solve S-shaped utility portfolio selection with SD constraints using algorithms and neural networks.

problem Optimizing portfolios with S-shaped utility functions under SD constraints.
method First-order SD constraint solution, numerical algorithm for SSD, neural network approach.
result Effective numerical and neural network solutions for SSD constrained problems.

Develops a first-order interior-point method for solving constrained variational inequalities.

problem Solving constrained variational inequalities with nontrivial constraints.
method ADMM-based interior-point method for constrained VIs (ACVI).
result First-order interior-point method with global convergence guarantees for general cVI problems.

New method reduces total cost constraints in CBwK to sqrt(T) with fairness application.

problem Maximize rewards while adhering to total cost constraints in CBwK.
method Dual strategy based on projected-gradient-descent updates.
result Total cost constraints reduced to sqrt(T) with poly-logarithmic terms.

Study optimality conditions for interval-valued optimization problems on Riemannian manifolds.

problem Optimizing interval-valued functions on Riemannian manifolds under a total order relation.
method Generalized Hukuhara directional differentiability to derive KKT-type optimality conditions.
result Derives optimality conditions for interval-valued optimization problems on Riemannian manifolds.

Exact partitioning of high-order planted models achieved through convex optimization.

problem Efficiently partitioning hypergraphs generated by high-order planted models.
method Solving a computationally efficient convex optimization problem with a tensor nuclear norm constraint.
result Exact recovery of true underlying cluster structures with high probability.

Develops an algorithm for bilevel optimization with coupled constraints.

problem Challenges in bilevel optimization with coupled constraints.
method Primal-dual-assisted penalty approach and a fully first-order algorithm (BLOCC).
result Established rigorous convergence theory and demonstrated effectiveness on real-world applications.

New inequality criterion for a mean field equation on spheres.

problem Finding uniqueness in a mean field equation on spheres.
method Established a new Moser-Trudinger-Onofri inequality with a constraint on moments deviation.
result A threshold for deviation is a uniqueness criterion for the mean field equation.

The jet bundle description of time-dependent mechanics is revisited. The constraint algorithm for singular Lagrangians is discussed and an exhaustive description of the constraint functions is given. By means of auxiliary connections we give a basis of constraint functions in the Lagrangian and Hamiltonian sides. An ad…

2001-05-10abs ↗pdf ↗

Study callable convertible bonds with liquidity constraints, generalizing previous work.

problem Callable convertible bond problem with liquidity constraints.
method Introduced a new technique to handle non-ordered payoff situations.
result Complete solution to callable convertible bond problem with liquidity constraint.

Solves second-order PDEs using quotients and differential invariants.

problem Solving second-order PDEs with first-order quotients.
method Solve the quotient PDE using differential invariants, then add new constraints to solve the original PDE.
result New method for solving second-order scalar PDEs with infinite-dimensional symmetry algebras.

Paper proposes a modified fairness constraint to address shortcomings of counterfactual fairness.

problem Counterfactual fairness is not a necessary condition for algorithmic fairness.
method Analyzed hypothetical scenario and explicated discrimination to develop causal relevance fairness.
result Causal relevance fairness is a modified constraint that circumvents shortcomings of counterfactual fairness.

The paper solves a consumption-investment problem with state-dependent lower bounds.

problem A life-time consumption-investment problem with a state-dependent lower bound on consumption.
method Transformed the problem into a state-independent control problem to apply standard theory.
result Explicit optimal strategies provided for both homogeneous and non-homogeneous constraints.

Paper introduces second-order Esscher densities for continuous-time models.

problem Modeling continuous-time market models with second-order Esscher densities.
method Introduced linear and exponential classes of second-order Esscher densities, characterized using semimartingale characteristics and pointwise equations.
result Characterized the relationship between linear and exponential classes for one-dimensional case and showed their connection in compound Poisson and jump-diffusion models.

The paper tackles online resource allocation with uncertain coefficients and chance constraints.

problem Online stochastic resource allocation problem with chance constraints.
method Linearization and primal-dual algorithms with heuristic corrections.
result Optimality gap and constraint violation are on the order of √n.

New conic quadratic formulations improve outlier detection in regression models.

problem Detecting outliers in regression models with corrupted data.
method Deriving stronger second-order conic relaxations without big-M constraints.
result Proposed formulations are significantly faster than existing methods.

New method solves stochastic optimization problems with random models.

problem Optimizing stochastic objectives with deterministic constraints.
method Trust-Region Sequential Quadratic Programming with random model.
result Global convergence guarantees for first- and second-order stationary points.

We consider regression scenarios where it is natural to impose an order constraint on the coefficients. We propose an order-constrained version of L1-regularized regression for this problem, and show how to solve it efficiently using the well-known Pool Adjacent Violators Algorithm as its proximal operator. The main ap…

2014-05-26abs ↗pdf ↗

In reinforcement learning, an agent attempts to learn high-performing behaviors through interacting with the environment, such behaviors are often quantified in the form of a reward function. However some aspects of behavior-such as ones which are deemed unsafe and to be avoided-are best captured through constraints. W…

2020-02-16abs ↗pdf ↗

We show that, for generative classifiers, conditional independence corresponds to linear constraints for the induced discrimination functions. Discrimination functions of undirected Markov network classifiers can thus be characterized by sets of linear constraints. These constraints are represented by a second order fi…

2018-11-12abs ↗pdf ↗

New method improves DAG learning by using large coefficients for higher-order terms.

problem Recovering DAG structures from observational data is challenging due to combinatorial optimization.
method Proposes truncated matrix power iteration to approximate DAG constraints efficiently.
result Empirically outperforms previous methods by a factor of 3 or more in structural Hamming distance.

In the last two decades, significant effort has been put in understanding and designing so-called structure-preserving numerical methods for the simulation of mechanical systems. Geometric integrators attempt to preserve the geometry associated to the original system as much as possible, such as the structure of the co…

2018-10-25abs ↗pdf ↗