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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,181 papers · 148 categories

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48 results for optimality certification

Policy certificates improve reinforcement learning accountability and efficiency.

problem Lack of policy quality information in reinforcement learning algorithms.
method Propose and implement algorithms with policy certificates that bound sub-optimality and return.
result First algorithm achieves minimax-optimal PAC bounds and minimax regret bounds.

New method closes certification gap for adversarially trained models.

problem Certifying robustness of adversarially trained neural networks.
method Nonconvex low-rank SDP relaxation with polynomial-time optimization.
result Strong certifications comparable to SDP methods, but with fewer variables.

New framework improves adversarial robustness certification for various perturbations.

problem Certifying robustness against adversarial attacks in deep learning models.
method Unified functional optimization approach with non-Gaussian smoothing noise for multiple types of attacks.
result Achieves better certification results and identifies key trade-offs between accuracy and robustness.

Improved neural network robustness certification through tighter convex relaxations.

problem Certifying neural network robustness to perturbed and adversarial inputs.
method Exploiting ReLU network structure, novel partition-based certification procedure.
result Tightens existing linear programming relaxations to achieve zero relaxation error asymptotically.

Optimal solar energy production and trading strategies in SREC markets identified.

problem Optimizing solar energy production and trading in SREC markets.
method Formulated a stochastic control problem, accounting for generation and trading costs, and developed a numerical algorithm to solve the control problem.
result An optimal firm's generation and trading behavior can be separated into various regimes based on the marginal benefit of obtaining an additional SREC.

The paper introduces robustness certificates for ReLU networks to protect against adversarial perturbations.

problem The vulnerability of ReLU networks to small adversarial perturbations.
method The paper proposes two lower bounds for the distance of a given input sample to the classification decision boundary of a ReLU network.
result The proposed simplex certificate is a closed-form, differentiable, and computationally efficient robustness measure.

Paper provides efficient robustness certificates for neural networks.

problem Ensuring neural networks are robust against adversarial attacks.
method Two-step approach: 1) Efficient convex optimization for robustness certificates with bounded Hessian eigenvalues, 2) Curvature-based regularization during training.
result Significantly higher certified robust accuracy achieved compared to existing methods.

The paper improves risk certificate tightness for neural networks using PAC-Bayes bounds.

problem Improving the usability of risk certificates for neural networks based on PAC-Bayes bounds.
method Theoretical contributions including KL divergence bounds, efficient methodology for optimization, and methods for optimizing non-differentiable objectives.
result First non-vacuous generalization bounds on CIFAR-10 for neural networks.

New method certifies neural network robustness under random input noise.

problem Certifying neural network robustness against random input noise.
method Chance-constrained optimization problem reformulated with input-output samples, convex conditions developed.
result Proposed method certifies robustness against various input noise regimes over larger uncertainty regions.

New algorithms learn stability certificates from data, avoiding complex dynamics.

problem Synthesizing stability certificates from complex dynamical systems.
method Developed algorithms to learn certificate functions from trajectory data, establishing generalization error bounds.
result Efficiently learned certificates can be used for adaptive control.

Improved robustness for deep neural networks with tighter bounds and attacks.

problem Loose upper bounds and prohibitive computation in existing adversarial robustness methods.
method Primal approach with exact Lipschitz certificates for ReLU networks and modern architectures, and novel Wasserstein Distributional Attacks.
result Tighter upper bounds and greater flexibility in attack points compared to existing methods.

Develops certificates for local population-risk increments using cross-fitted ridge calibration.

problem Certifying local population-risk increments in statistical models.
method Cross-fitted ridge calibration for linear feature classes, separating Taylor fluctuations and remainders.
result Certifies measurable updates from the same sample with penalties dependent on empirical geometry.

Bayesian method synthesizes barrier certificates for unknown systems with latent states.

problem Certifying safety in systems with unknown dynamics and latent states.
method Bayesian inference with Metropolis-Hastings sampler and sum-of-squares program.
result Probabilistic validity of barrier certificates for unknown systems.

CITE algorithm provides anytime-valid certification of model outputs.

problem Challenges in controlling error levels in LLM self-consistency.
method Certification by Intersection-union Testing with E-processes (CITE) algorithm.
result Provable control of false certification at any prescribed level under arbitrary stopping rules.

Paper develops tighter risk certificates for contrastive learning models.

problem Statistical theory for contrastive learning is lacking, especially for practical models like SimCLR.
method Develops non-vacuous PAC-Bayesian risk certificates considering practical SimCLR factors.
result Risk certificates for contrastive loss and downstream prediction are much tighter than previous results.

MadNet uses MAD optimization to enhance deep model robustness against adversarial attacks.

problem Defending deep models against adversarial attacks.
method Inspired by certificate defense, MAD optimization increases separability of class clusters and decreases sensitivity to small distortions.
result MadNet improves adversarial robustness compared to state-of-the-art methods.

The study identifies conditions under which algorithmic stability explains generalization in interpolating learning systems.

problem Understanding when algorithmic stability explains generalization in interpolating learning systems.
method Modeling training as a function-space trajectory and measuring sensitivity to single-sample perturbations.
result There exist interpolating regimes with small risk where contractive sensitivity cannot hold, showing that stability is not a universal explanation.

New method provides tighter robustness guarantees for adversarial attacks.

problem Ensuring robustness against adversarial attacks in machine learning models.
method Developed a Second-order Smoothing (SoS) robustness certificate using Gaussian random smoothing.
result SoS certificates are tighter and provide improved robustness on high-dimensional datasets.

Study certifies missed relevant items in candidate generation with audit labels.

problem Certify missed relevant items in candidate generation with audit labels.
method Characterizes label complexity, develops exact finite-sample toolkit.
result Excluded-pool auditing is minimax rate-optimal for missed-mass certification.

Paper tackles fairness issues in GNNs by proposing ELEGANT for certification.

problem Fairness issues in GNN predictions due to graph data perturbations.
method Proposes ELEGANT framework for certifying fairness of any GNN without assumptions or re-training.
result The fairness of any GNN backbone is impossible to be corrupted under certain perturbation budgets.

Improves safety region certification for smoothed classifiers without changing smoothing scheme.

problem Certified safety regions for smoothed classifiers are often small compared to optimal.
method Generalizes certified radius calculation as nested optimization problem, uses 0th-1st order information, and designs efficient estimators.
result Certified safety regions are significantly larger than current methods, achieving significant improvements on various metrics.

Paper develops robust Bayesian models for linear regression under adversarial perturbations.

problem Ensuring reliable machine learning models under data perturbations.
method Formulates adversarial Bregman divergence loss, computes adversarial perturbation, introduces adversarially robust posteriors, derives generalization certificates.
result Derives first rigorous generalization certificates for adversarially robust Bayesian linear regression.

TUV Austria proposes certification for ML applications to ensure reliability.

problem Ensuring trust in AI applications to meet societal reliance requirements.
method Holistic approach analyzing security, functionality, data quality, ethics, and criticality levels.
result Certification process for low-risk ML applications in supervised learning.

FORCE efficiently solves complex clustering problems with guaranteed optimality.

problem Efficiently clustering variables or points into groups using SDP relaxations.
method Combines primal first-order method with dual optimality certificate search.
result Guaranteed to find optimal solution for certain variable clustering problems.

New robustness certificates for streaming models with a sliding window.

problem Applying robustness certificates to streaming data with correlated inputs.
method Deriving robustness certificates for models using a sliding window over a sequence of potentially correlated inputs.
result Guarantees hold for the average model performance across the entire stream, independent of stream size.

Study adversarial perturbations in classification, analyzing learning and certification.

problem Formal study of classification under adversarial perturbations from both learner and third-party perspectives.
method PAC-type semi-supervised learning framework, black-box certification under limited query budget, adversary analysis.
result Existence of a polynomial query complexity adversary implies the existence of a sample efficient robust learner.

New method improves robustness of smoothed classifiers against adversarial attacks.

problem Improving robustness of smoothed classifiers against adversarial attacks.
method Proposes worst-case adversarial loss over input distributions as a robustness certificate, and uses duality and smoothness properties to provide an easy-to-compute upper bound.
result Shows superior robustness performance over state-of-the-art certified or heuristic methods.

New reinforcement learning bound improves generalization for sequential data.

problem Challenges in obtaining generalization guarantees for reinforcement learning due to sequential data.
method PAC-Bayesian reinforcement learning with consideration of Markov dependencies and mixing time.
result Demonstrated practical utility through PB-SAC, providing meaningful confidence certificates.

New method certifies robustness to sparse adversarial attacks.

problem Ensuring robustness of classifiers to sparse adversarial attacks.
method Randomized ablation of input features to provide robustness guarantees.
result Certifies robustness to sparse adversarial attacks with up to 31 pixels of distortion.