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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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4793140186 · Jun 202019922001200920172026
48 results for one-layer transformers

This study analyzes how one-layer transformers learn regular language recognition tasks.

problem Understanding how one-layer transformers solve regular language recognition tasks like even pairs and parity check.
method Theoretical analysis of training dynamics and gradient descent for a one-layer transformer.
result A one-layer transformer can solve even pairs directly but needs CoT for parity check. Training phases show rapid growth in attention layer followed by logarithmic growth in linear layer.

Transformers can learn optimal variable selection in group-sparse classification.

problem Understanding how transformers leverage attention to select relevant variables in group-sparse classification.
method Training a one-layer transformer using gradient descent to select variables from one group of input variables.
result A one-layer transformer can correctly leverage the attention mechanism to select variables, disregarding irrelevant ones.

This paper compares Transformers and RNNs in various tasks, showing size differences.

problem Comparing representational capabilities of Transformers and RNNs across tasks.
method Analysis of differences in tasks like index lookup, nearest neighbor, and string equality.
result Size differences in Transformers and RNNs for various tasks.

This paper explores how Transformers predict next tokens in autoregressive tasks.

problem Understanding the success of Transformers in autoregressive learning.
method Trained a Transformer on a next-token prediction task, focusing on commuting orthogonal matrices.
result Trained Transformers can be seen as implementing gradient descent for a specific objective function.

Randomly initialized neural networks can linearly separate arbitrary sets.

problem Mapping two arbitrary sets to linearly separable sets.
method Randomly initialized one-layer neural networks with sufficient width.
result With high probability, these networks can transform two sets into linearly separable sets.

This paper investigates how transformers can learn to generalize to unseen examples in context.

problem Understanding how transformers can generalize to unseen examples in a prompt.
method Gradient descent analysis of one-layer multi-head transformers for in-context learning.
result The training loss for a one-layer multi-head transformer converges linearly to a global minimum, effectively learning ridge regression over basis functions.

Study explores how neural networks and Transformers learn modular arithmetic with multiple inputs.

problem Understanding how neural networks and Transformers learn modular arithmetic with multiple inputs.
method Analytical characterization of features learned by neural networks and Transformers, focusing on margin maximization and Fourier spectra.
result Neural networks and Transformers require a minimum neuron count of \( m \geq 2^{2k-2} \cdot (p-1) \) to solve modular addition problems with \( k \) inputs and modulus \( p \).

LLMs can be tricked into recalling facts based on context clues.

problem Manipulation of LLMs' factual recall through context changes.
method Mathematical exploration of transformers' associative memory properties.
result Transformers use self-attention and value matrix for associative memory.

Transformers struggle to learn Markovian dynamics, showing NP-hard optimization challenges.

problem Understanding transformers' limitations in learning Markovian dynamical functions.
method Investigated through a structured ICL setup, analyzing loss landscapes and parameter optimization.
result Recovering optimal transformer parameters for Markovian functions is NP-hard.

Generative adversarial networks (GANs) are a widely used framework for learning generative models. Wasserstein GANs (WGANs), one of the most successful variants of GANs, require solving a minmax optimization problem to global optimality, but are in practice successfully trained using stochastic gradient descent-ascent.…

2019-10-15abs ↗pdf ↗

The Transformer is widely used in natural language processing tasks. To train a Transformer however, one usually needs a carefully designed learning rate warm-up stage, which is shown to be crucial to the final performance but will slow down the optimization and bring more hyper-parameter tunings. In this paper, we fir…

2020-02-12abs ↗pdf ↗

Transformers solve parity problems efficiently with step-by-step reasoning.

problem Training transformers to solve complex, recursive problems like parity.
method Training a one-layer transformer to solve kk-parity, incorporating intermediate parities into the loss function, and using teacher forcing or augmented data.
result Transformers can learn parity in one gradient update with intermediate supervision or self-consistency checks.

Minimalistic unsupervised learning with sparse manifold transform achieves SOTA performance.

problem Achieving state-of-the-art unsupervised learning performance without complex engineering.
method Sparse manifold transform, leveraging sparse coding, manifold learning, and slow feature analysis.
result 99.3% KNN top-1 accuracy on MNIST, 81.1% on CIFAR-10, and 53.2% on CIFAR-100.

Transformer models perform slower than convolutional networks in learning hierarchical language structures.

problem Understanding how neural networks learn hierarchical language structures.
method Theoretical scaling laws and empirical validation of neural network performance.
result Convolutional networks outperform transformers in learning hierarchical language structures.

Transformers learn multi-step reasoning through gradient descent.

problem Understanding how transformers solve symbolic multi-step reasoning tasks.
method Theoretical analysis of gradient descent dynamics and multi-phase training.
result Trained one-layer transformers can solve both backward and forward reasoning tasks with generalization guarantees.

Softmax attention approximates complex functions and subsumes many known universal approximators.

problem Universal approximation of continuous sequence-to-sequence functions.
method Interpolation-based analysis of attention's internal mechanism, showing its ability to approximate ReLU functions.
result Softmax attention is a universal approximator for continuous sequence-to-sequence functions.

The paper analyzes the training dynamics of a transformer for next-token prediction.

problem Understanding the non-asymptotic performance of transformers in next-token prediction.
method Characterizes training dataset properties, designs a two-stage training algorithm, and analyzes attention gradient properties.
result Trained transformers converge sub-linearly to max-margin solutions and exhibit linear convergence in cross-entropy loss.

Transformers learn sparse Boolean functions through RL and SFT, revealing distinct learning behaviors.

problem Learning sparse Boolean functions with Transformers.
method Reinforcement Learning (RL) with process rewards and Supervised Fine-Tuning (SFT).
result RL learns the whole CoT chain simultaneously, while SFT learns step by step.

Stability of non-abelian X-ray transform proven in higher dimensions.

problem Recovering matrix potentials from scattering data in higher dimensions.
method Injectivity proof using a novel method by Uhlmann-Vasy, with quantitative improvements.
result Hölder-type stability estimate established for non-abelian X-ray transform.

The study estimates the expressiveness of GCNs with bounds on the number of linear regions.

problem Characterizing the expressiveness of graph convolutional networks (GCNs).
method Estimates the number of linear regions for one-layer and multi-layer GCNs.
result GCNs with multiple layers have exponentially more expressivity per parameter than one-layer GCNs.

Algorithm learns polynomial transformations of Gaussian distributions.

problem Learning high-dimensional polynomial transformations of Gaussian distributions.
method Polynomial-time algorithms for smoothed settings, tensor ring decomposition.
result First end-to-end guarantees for learning pushforwards under neural networks.

Transformers learn a mesa-optimizer to implement in-context learning.

problem Understanding the convergence of autoregressive training to a mesa-optimizer.
method Investigated a one-layer linear causal self-attention model autoregressively trained by gradient flow.
result Proved that autoregressive training converges to a gradient descent step for an OLS problem, validating the mesa-optimizer hypothesis.

Theoretical analysis of vision transformers' performance with MAE and CL objectives.

problem Understanding the distinct representations learned by vision transformers with MAE and CL objectives.
method Modeling visual data distribution and analyzing ViTs training dynamics with gradient descent.
result ViTs trained with MAE objectives learn both global and local features, while CL-trained ViTs favor global features.

RNNs solve modular addition tasks using low rank and sparse Fourier structures.

problem Solving modular addition tasks with recurrent neural networks.
method Identified low rank structures and sparse Fourier representations in RNN weights.
result RNNs robust to removing individual frequencies but degrade with more ablation.

It is often hypothesized that a crucial role for recurrent connections in the brain is to constrain the set of possible response patterns, thereby shaping the neural code. This implies the existence of neural codes that cannot arise solely from feedforward processing. We set out to find such codes in the context of one…

2013-10-14abs ↗pdf ↗

We introduce a new method for training deep Boltzmann machines jointly. Prior methods require an initial learning pass that trains the deep Boltzmann machine greedily, one layer at a time, or do not perform well on classifi- cation tasks.

2012-12-12abs ↗pdf ↗

Layer-wise networks have a closed-form solution and a stopping criterion.

problem Training networks one layer at a time without backpropagation.
method Proved the closed-form solution using the kernel Mean Embedding and Neural Indicator Kernel.
result Layer-wise networks have a closed-form solution and a stopping criterion.

Study on calibration and consistency of adversarial surrogate losses.

problem Designing robust classifiers with theoretical guarantees.
method Extensive analysis of H-calibration and H-consistency of adversarial surrogate losses.
result Some convex loss functions and supremum-based convex losses are not H-calibrated for important hypothesis sets.

Study shows efficient neural network approach for stochastic bandits.

problem Optimizing decisions in uncertain environments with neural network models.
method OFU-ReLU algorithm that balances exploration and exploitation, using a transformed feature space.
result Achieves ildeO(T) ilde{O}(\sqrt{T}) regret guarantee for stochastic bandits with ReLU neural networks.

An efficient way to learn deep density models that have many layers of latent variables is to learn one layer at a time using a model that has only one layer of latent variables. After learning each layer, samples from the posterior distributions for that layer are used as training data for learning the next layer. Thi…

2012-06-18abs ↗pdf ↗

FLoE adapts LLMs by selectively deploying LoRA adapters based on layer importance and task requirements.

problem Uniform LoRA deployment across all layers leads to inefficient and redundant parameter allocation.
method FLoE uses Fisher information to dynamically identify task-critical layers and optimizes LoRA ranks.
result FLoE achieves significant efficiency-accuracy trade-offs, especially in resource-constrained environments.

New approach to deeper graph neural networks to avoid performance degradation.

problem Performance degradation of graph neural networks when going deeper.
method Decoupling representation transformation and propagation in graph convolution operations.
result Deeper graph neural networks can be used to learn graph node representations from larger receptive fields.

GIBLy adds geometric priors to 3D segmentation models, improving performance with minimal overhead.

problem Lack of explicit geometric information in 3D semantic segmentation models.
method Introduces GIBLy, a lightweight geometric inductive bias layer that integrates learnable geometric priors into existing 3D segmentation pipelines.
result Consistent performance gains across multiple benchmarks, including up to +11.5% mIoU on TS40K with PTV3.

Interpolators -- estimators that achieve zero training error -- have attracted growing attention in machine learning, mainly because state-of-the art neural networks appear to be models of this type. In this paper, we study minimum 2\ell_2 norm ("ridgeless") interpolation in high-dimensional least squares regression. …

2019-03-19abs ↗pdf ↗

Gradient flow on softmax attention minimizes nuclear norm of weight matrices.

problem Classification with separate key and query weight matrices.
method Gradient flow on exponential loss, separability assumption, reparameterization, approximate KKT conditions.
result Gradient flow implicitly minimizes nuclear norm of weight matrices, contrasting with Frobenius norm minimization.

The success of deep neural networks has inspired many to wonder whether other learners could benefit from deep, layered architectures. We present a general framework called forward thinking for deep learning that generalizes the architectural flexibility and sophistication of deep neural networks while also allowing fo…

2017-05-20abs ↗pdf ↗