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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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10192938 · May 202619922001200920172026
48 results for nonparametric sieve

Paper develops methods for inference on time series data using neural networks and sieves.

problem Inference on time series data with nonparametric conditional moment restrictions.
method GN-QLR based inference using general nonlinear sieves and multilayer neural networks.
result Optimally weighted GN-QLR statistic is asymptotically Chi-square distributed.

Develops a nonparametric method to estimate isotropic covariance functions efficiently.

problem Estimating isotropic covariance functions without assuming a specific parametric form.
method Uses Bernstein polynomials and sieve maximum likelihood estimation.
result Consistent estimator with improved performance compared to parametric and nonparametric alternatives.

Paper optimizes estimation of quadratic functionals in nonparametric IV models.

problem Optimal estimation of a nonlinear functional in ill-posed inverse regression.
method Adaptive, minimax estimation using leave-one-out, sieve NPIV estimator with data-driven sieve dimension selection.
result Adaptive estimator achieves minimax optimal rate in various ill-posed cases.

The paper uses deep neural networks to estimate economic models without separability restrictions.

problem Estimating economic models with complex interaction effects and non-separable restrictions.
method Uses deep neural networks as a nonparametric sieve to approximate regression functions from nonlinear latent variable models.
result Economic shape, sparsity, or separability restrictions are imposed more straightforwardly when a flexible latent variable model is used.

Develops methods for estimating and providing confidence bands in sparse high-dimensional additive models.

problem Estimating and providing reliable confidence bands for nonparametric components in high-dimensional additive models.
method Integrates sieve estimation into a high-dimensional Z-estimation framework, employing a multiplier bootstrap procedure.
result Constructs uniformly valid confidence bands for the target component f1f_1 in sparse high-dimensional additive models.

The study evaluates the performance of ANNs in financial forecasting.

problem Mixed evidence on the predictive performance of ANNs for financial time-series data.
method Proposes a flexible nonparametric model and compares its performance to other estimators.
result The proposed model shows better performance than basic benchmarks in estimating Value-at-Risk.

New methods for estimating and inferring nonparametric structural functions and elasticities.

problem Estimating and inferring nonparametric structural functions and their derivatives.
method Data-driven sieve dimension choice and uniform confidence bands construction.
result Optimal estimation and inference procedures with minimax rates of convergence.

Method constructs nonparametric prediction intervals with finite-sample guarantees.

problem Nonparametric instrumental variable regression with finite-sample coverage.
method Conformal inference framework applied to NPIV, combining with various estimators.
result Distribution-free, finite-sample coverage over chosen IV shifts.

Study on QQ-function estimation for continuous state-action MDPs, deriving rates and conditions.

problem Estimating QQ-function in off-policy evaluation for continuous state-action Markov decision processes.
method Reformulated as nonparametric instrumental variables (NPIV) problem, derived minimax lower bounds, proposed sieve two-stage least squares estimator.
result First minimax lower bounds for QQ-function and its derivatives in sup-norm and L2L^2-norm, same as classical nonparametric regression.

New adaptive test for NPIV models controls size and has superior power.

problem Testing inequality and equality restrictions in nonparametric IV models.
method Adaptive hypothesis test based on modified leave-one-out sample quadratic distance.
result Adaptive test attains the adaptive minimax rate of testing in L2L^{2}.

A new model explains asset returns with a single factor, improving cross-sectional performance.

problem Understanding the cross-section of asset returns with complex models.
method Proposes a non-linear single-factor asset pricing model with a nonparametric link function estimated jointly with sieve-based estimators.
result The model delivers superior cross-sectional performance with a low-dimensional approximation of the link function.

Estimates personalized treatment response curves using covariates.

problem Flexible estimation of personalized treatment response curves.
method Sieve based nonparametric estimator of smoothed regimen-response curve function.
result Asymptotic linearity and undersmoothing criteria for efficient estimation.

Paper analyzes deep neural networks with dependent data, establishing convergence rates and error bounds.

problem Statistical analysis of deep neural networks under dependent data.
method Establishes rates of convergence and L2\mathcal{L}^{2}-error bounds for nonparametric sieve estimators of DNNs.
result Non-asymptotic probability bounds on L2\mathcal{L}^{2}-errors for DNN estimators under stationary β\beta-mixing data.

AR-Sieve Bootstrap improves Random Forest time series prediction accuracy.

problem Inaccurate time series prediction due to inadequate resampling methods.
method Combines Random Forest with AR-Sieve Bootstrap for better resampling.
result AR-Sieve Bootstrap leads to more accurate predictions compared to other methods.

Optimizes treatment duration to maximize quality-adjusted lifetime.

problem Balancing risks and benefits in clinical decision making.
method Proposes a weighted estimating equation to adjust for confounding and informative censoring, and a nonparametric estimator for mean counterfactual quality-adjusted lifetime.
result Shows the optimal time for percutaneous endoscopic gastrostomy insertion in ALS patients.

The two most extended density-based approaches to clustering are surely mixture model clustering and modal clustering. In the mixture model approach, the density is represented as a mixture and clusters are associated to the different mixture components. In modal clustering, clusters are understood as regions of high d…

2016-09-15abs ↗pdf ↗

We introduce a new framework for unsupervised learning of representations based on a novel hierarchical decomposition of information. Intuitively, data is passed through a series of progressively fine-grained sieves. Each layer of the sieve recovers a single latent factor that is maximally informative about multivariat…

2015-07-08abs ↗pdf ↗

Unified framework for automatic debiased machine learning for various statistical parameters.

problem Inference on smooth functionals of nonparametric M-estimands.
method Unified framework using gradient, Hessian, and linear approximation; solves two risk minimization problems.
result Efficient autoDML estimators with double robustness and robustness to misspecification.

This work analyzes the statistical properties of neural ODEs for distribution learning.

problem Statistical properties of neural ODEs for distribution learning.
method General nonparametric statistical convergence analysis for distribution learning via neural ODE models.
result Established nearly minimax-optimal convergence rates for neural ODEs.

ADML combines debiased learning with data-driven model selection for efficient inference.

problem Debiased machine learning estimators can be unstable and biased in nonparametric models.
method Data-driven model selection techniques combined with debiased machine learning.
result ADML estimators yield superefficient inference for pathwise differentiable parameters.

A test for neural networks identifies genetic associations.

problem Testing complex associations in neural networks.
method Sieve quasi-likelihood ratio test for neural networks with one hidden layer.
result The test statistic has an asymptotic chi-squared distribution.

Two approaches to directly estimating Riesz representer are shown to be numerically equivalent under certain conditions.

problem Estimating Riesz representer in semiparametric statistics.
method Two distinct optimization problems solved by automatic debiased machine learning and sieve methods for conditional moment models.
result Numerical equivalence of estimators under specific regularization schemes, but not for others.

Measuring the relationship between any pair of variables is a rich and active area of research that is central to scientific practice. In contrast, characterizing the common information among any group of variables is typically a theoretical exercise with few practical methods for high-dimensional data. A promising sol…

2016-06-07abs ↗pdf ↗

Study exact minimax rates for density estimation over convex classes, extending previous work.

problem Deriving minimax rates for density estimation over convex density classes.
method Building on Le Cam's work, determine exact minimax rates using local metric entropy.
result Exact minimax rates derived for any convex density class, including nonparametric and parametric cases.

tsbootstrap handles time series uncertainty without assuming independence.

problem Time series data violate IID assumptions, leading to undercoverage in traditional methods.
method Provides various resampling and bootstrap methods, including classical and adaptive conformal calibration.
result Dependence-aware methods reduce coverage deficits, with sieve resampling performing best.

Efficiently calculates privacy guarantees for 2020 Census data.

problem Evaluate privacy guarantees for 2020 U.S. Census data releases.
method Sieve-accelerated quadrature method to evaluate tail probabilities of high-dimensional convolutions.
result Achieves 1,824-fold speedup over prior methods while maintaining error tolerances.

New method constructs synthetic treatment groups without mean exchangeability assumption.

problem Violations of mean exchangeability assumption in randomized controlled trials.
method Weighted mixture of treatment groups from source populations, minimizing conditional maximum mean discrepancy.
result Asymptotic normality of synthetic treatment group estimator established.

The main result of this paper is an effective count for Apollonian circle packings that are either bounded or contain two parallel lines. We obtain this by proving an effective equidistribution of closed horospheres in the unit tangent bundle of a geometrically finite hyperbolic 3-manifold of infinite volume, whose fun…

2012-02-06abs ↗pdf ↗

For a geometrically finite group Gamma of G=SO(n,1), we survey recent developments on counting and equidistribution problems for orbits of Gamma in a homogeneous space H\G where H is trivial, symmetric or horospherical. Main applications are found in an affine sieve on orbits of thin groups as well as in sphere countin…

2012-08-21abs ↗pdf ↗

The paper develops methods for causal function estimation and inference with multiway clustered data.

problem Estimation and inference for causal functions under multiway clustering.
method Two-step procedure using machine learning for nuisance parameters and projection onto basis functions.
result Rejects the null hypothesis of uniformly zero effects and reveals heterogeneous treatment effects.

NP-iMCMC algorithm for nonparametric models in universal PPLs.

problem Developing inference algorithms for arbitrary nonparametric models in universal PPLs.
method Unifying involutive MCMC framework with a general procedure for state movement.
result Proves the correctness of the NP-iMCMC sampler and shows significant performance improvements.

A boosting method improves nonparametric density estimation without smoothing assumptions.

problem Overfitting in nonparametric data fitting.
method Introduces a boosting algorithm for univariate nonparametric maximum likelihood estimation.
result Demonstrates the effectiveness of the boosting approach through simulations and real data experiments.

The study examines Fisher-Riemann geodesics for nonparametric probability densities.

problem Understanding nonparametric probability densities using Fisher-Riemann geometry.
method Obtaining Fisher-Riemann geodesics as a limit of parametric cases with increasing parameters.
result The weak limit approach for nonparametric probability densities.

Paper identifies and estimates CAPCEs in continuous treatment settings.

problem Estimating heterogeneous causal effects of continuous treatments.
method Instrumental variable approach to identify CAPCEs under weaker conditions.
result Developed three families of CAPCE estimators with statistical properties analyzed.

Bayesian nonparametric models improve OOD detection, especially with complex covariance structures.

problem Improving out-of-distribution detection methods, especially in complex scenarios.
method Proposes Bayesian nonparametric mixture models with hierarchical priors that generalize the Mahalanobis distance score.
result Bayesian nonparametric methods outperform existing OOD methods, especially in complex scenarios.

We propose to use nonparametric Bernstein copulas as bivariate pair-copulas in high-dimensional vine models. The resulting smooth and nonparametric vine copulas completely obviate the error-prone need for choosing the pair-copulas from parametric copula families. By means of a simulation study and an empirical analysis…

2012-10-07abs ↗pdf ↗

A debiasing method improves nonparametric regression's statistical properties.

problem Lack of theoretical guarantees for modern nonparametric regression methods.
method Model-free debiasing method incorporating a correction term.
result Debiased estimator satisfies pointwise and uniform risk convergence, asymptotic normality.