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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,291 papers · 148 categories

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103205308410 · May 202619922001200920182026
48 results for multivariate conditional heteroskedasticity

Study GLS estimator properties in multivariate regression with heteroskedastic and autocorrelated errors.

problem Asymptotic properties of GLS estimator in multivariate regression with specific error structures.
method Derive Wald statistics for linear restrictions and assess their performance.
result Wald statistics remain robust to heteroskedasticity and autocorrelation.

The tail behavior of BEKK-ARCH processes is studied, showing geometric ergodicity and regular variation.

problem Understanding the tail behavior of multivariate conditionally heteroskedastic processes.
method Geometric ergodicity and vector scaling regular variation are used to characterize the tail behavior of BEKK-ARCH processes.
result The invariant distribution of BEKK-ARCH processes is regularly varying, with different tail indices possible.

Improved multivariate conformal prediction by standardizing residuals.

problem Weak conditional coverage in heteroskedastic multivariate settings.
method Natural extension of univariate normalization to multivariate setting, whitening residuals and standardizing local variance.
result Standardized residuals yield asymptotic conditional coverage under certain distributions.

Neural GARCH models financial time series with time-varying coefficients.

problem Modeling conditional heteroskedasticity in financial time series.
method Neural network adaptation of GARCH and BEKK models with time-varying coefficients parameterized by a recurrent neural network.
result Neural Students t model consistently outperforms other models on financial time series.

Proposes copulas for heteroskedastic time series with improved volatility measures.

problem Capturing serial dependence in stationary time series with varying volatility.
method Developed parametric copulas for Markov and multivariate series, derived volatility proxy copulas, and proposed new volatility dependence measures.
result Proposed copulas outperform GARCH models in capturing volatility and producing accurate risk forecasts.

ProbRes calibrates probabilistic forecasts by learning volatility dynamics.

problem Quantifying risk and uncertainty in time series forecasting.
method ProbRes learns conditional mean and volatility separately, generating well-calibrated prediction intervals.
result ProbRes accurately captures predictive distributions and produces well-calibrated prediction intervals.

We consider the Fractionally Integrated Exponential Generalized Autoregressive Conditional Heteroskedasticity process, denoted by FIEGARCH(p,d,q), introduced by Bollerslev and Mikkelsen (1996). We present a simulated study regarding the estimation of the risk measure VaRpVaR_p on FIEGARCH processes. We consider the distr…

2013-05-22abs ↗pdf ↗

The asymptotic distribution of the Markowitz portfolio is derived, for the general case (assuming fourth moments of returns exist), and for the case of multivariate normal returns. The derivation allows for inference which is robust to heteroskedasticity and autocorrelation of moments up to order four. As a side effect…

2013-12-02abs ↗pdf ↗

A new model integrates covariates with grade of membership analysis for better latent structure recovery.

problem Improving latent structure recovery in multivariate categorical data analysis.
method Covariate-assisted grade of membership model exploiting shared low-rank simplex geometry.
result Auxiliary covariates can provably improve latent structure recovery, leading to faster convergence rates.

The paper develops scalable Bayesian models for dynamic covariance matrices using Gaussian processes.

problem Modeling dynamic and heteroskedastic covariance matrices for multivariate time series.
method Gradient-based variational inference for Wishart and inverse Wishart processes, with modifications for scalability and factoring.
result The modified models can scale to high-dimensional covariance matrices and outperform multivariate GARCH in covariance forecasting.

Study finds GARCH (1,2) best model for forecasting PSEi volatilities.

problem Forecasting the volatilities of Philippine Stock Exchange Composite Index (PSEi).
method Used GARCH models to model log returns of PSEi, selecting GARCH (1,2) based on lowest AIC and highest LL values.
result GARCH (1,2) is the best model for forecasting PSEi volatilities.

The paper shows how sketching data can simplify regression inference even when errors are heteroskedastic.

problem Performing robust inference with heteroskedastic errors using sketched data.
method Using random projections to sketch data, the paper shows that sketched estimates behave as if errors are homoskedastic.
result Estimation by random sampling does not have the same property, and sketched estimates are asymptotically normal with homoskedastic variance.

Adaptive regularization tackles heteroskedastic and imbalanced datasets in deep learning.

problem Heteroskedastic and imbalanced datasets challenge deep learning due to varying label uncertainty and long-tailed label distributions.
method Data-dependent adaptive regularization that applies stronger regularization to higher-uncertainty, lower-density regions.
result Significant improvement in noise-robust deep learning over other methods on benchmark tasks.

The study evaluates financial risk using copulas and statistical tests.

problem Validating bivariate forecasts in risk evaluation.
method Using copulas to characterize dependencies, applying statistical tests to validate forecasts, removing heteroskedasticity.
result A Student copula accurately describes financial time series dependencies.

Paper relaxes factor analysis for noisy data, improving robustness.

problem Challenges in finding robust low dimensional approximations for data with heteroskedastic noise.
method Introduces a relaxed version of Minimum Trace Factor Analysis (MTFA) as a convex optimization method.
result Effective at not overfitting to heteroskedastic perturbations and addressing common issues in factor analysis.

Bayesian inference for stochastic differential equations using Wishart diffusions.

problem Inferring stochastic differential equations for regression and dynamical modeling.
method Bayesian non-parametric approach with semi-parametric Wishart processes.
result Modeling diffusion in stochastic differential equations improves performance and avoids overfitting.

Doubly-stochastic normalization improves robustness to heteroskedastic noise.

problem Robustness to heteroskedastic noise in affinity matrix construction.
method Doubly-stochastic normalization of the Gaussian kernel.
result Doubly-stochastic normalization converges to clean matrix with rate m1/2m^{-1/2} under heteroskedastic noise.

Paper develops methods for PCA inference with missing data and heteroskedastic noise.

problem Constructing confidence regions for PCA in high dimensions with missing data and heteroskedastic noise.
method Proposes HeteroPCA and develops non-asymptotic distributional guarantees for valid inference.
result Valid inference on principal subspace and spiked covariance matrix with missing data.

New algorithm broadens BART models applicability.

problem Limited applicability of Bayesian additive regression trees (BART) models due to conditional conjugacy.
method Introduces a reversible jump Markov chain Monte Carlo algorithm for generalized BART models.
result Extends BART models to arbitrary generalized BART models without conditional conjugacy.

Heteroskedasticity biases uplift model rankings, leading to inefficient treatment allocation.

problem Bias in uplift model rankings due to heteroskedasticity.
method Theoretical analysis and simulation on real-world data.
result Heteroskedasticity can cause individuals with high treatment effects to be ranked at the bottom, leading to inefficient treatment allocation.

New method estimates bidirectional causal effects in large-scale systems.

problem Estimating bidirectional causal effects in systems with mutual dependence and heteroskedasticity.
method Heteroskedasticity-based identification with online kernel learning and random Fourier features.
result Superior accuracy and stability compared to single equation and polynomial approximations.

A new algorithm reduces regret in bandit problems with adversarial corruptions.

problem Optimizing decision-making in bandit problems with variable uncertainties and adversarial interference.
method Proposes HCW-GLB-OMD, an OMD-based estimator with Hessian-based confidence weights for robustness.
result Achieves instance-wise minimax optimality with a κκ-factor in the corruption term.

In this paper, non-linear time series models are used to describe volatility in financial time series data. To describe volatility, two of the non-linear time series are combined into form TAR (Threshold Auto-Regressive Model) with AARCH (Asymmetric Auto-Regressive Conditional Heteroskedasticity) error term and its par…

2013-11-04abs ↗pdf ↗

Hybrid GARCH-LSTM models predict covariance matrices better than GARCH alone.

problem Predicting covariance matrices of high-dimensional asset returns.
method Combining GARCH processes with neural networks to forecast volatilities and correlations.
result The hybrid model outperforms both equally weighted portfolios and univariate GARCH models.

Deep neural network solves portfolio optimization with MGARCH and small transaction costs.

problem Optimizing portfolios with MGARCH and small transaction costs.
method Fixed-point RL algorithm using neural networks.
result NN algorithm shows positive testing performance.

Deep heteroskedastic models overfit, showing a phase transition with regularization strength.

problem Overfitting in deep heteroskedastic regression models.
method Theoretical framework based on statistical field theory, empirical verification, and hyperparameter simplification.
result A phase transition in model behavior with varying regularization strength.

Develops abstention procedure for nonparametric regression via variance testing.

problem Prediction with selective abstention in error-critical machine learning.
method Nonparametric heteroskedastic regression via testing hypothesis on conditional variance.
result Non-asymptotic risk bounds and convergence regimes for the estimator.

The study improves Monte Carlo simulations for long-term investments using advanced financial models.

problem Improving the accuracy of long-term investment simulations.
method Developed a multivariate process incorporating recent financial models and probabilistic forecasts.
result Increased accuracy in predicting portfolio values over decades.

A new method improves treatment effect inferences in RCTs by adjusting for covariates and heteroskedasticity.

problem Improving treatment effect inferences in RCTs with efficient and powerful methods.
method Weighted Prognostic Covariate Adjustment Method (Weighted PROCOVA) for heteroskedasticity.
result The method reduces variance, maintains Type I error rate, and increases test power for treatment effect.

A new estimator improves financial econometrics by providing reliable inference.

problem Poor performance of standard regression methods in financial economics with thick-tailed predictors.
method Developed an unbiased, consistent, and asymptotically normal estimator for linear regression.
result The new method delivers reliable inference under heteroskedasticity and quantile regression.

Paper proposes a new method for estimating conditional densities using logistic regressions.

problem Estimating conditional densities for complex distributions.
method Parametric conditional density estimation via weighted logistic regressions.
result Maximum likelihood estimates can be obtained efficiently via a block-wise alternating maximization scheme and local case-control sampling.

An algorithm for efficient experimentation in a dynamic environment with personalized preferences and context drifts.

problem Efficiently recommending decisions to users with personalized preferences in a context where the environment is changing over time.
method Dri-MED, inspired from the linear version of the MED strategy, adapted to handle non-stationary heteroskedastic noise.
result The instance-dependent regret scales as $ ilde{\mathcal O}\left(\fracκ{ ildeΔ}d^2(\log(T) ight)$, with ildeΔ ildeΔ being the constraint-aware sub-optimality gap.

Truncated Lévy flights are random walks in which the arbitrarily large steps of a Lévy flight are eliminated. Since this makes the variance finite, the central limit theorem applies, and as time increases the probability distribution of the increments becomes Gaussian. Here, truncated Lévy flights with correlated fluct…

1999-06-28abs ↗pdf ↗

This paper uses multivariate probability models to assess financial system risks.

problem Assessing systemic risk in financial systems.
method Computes multivariate conditional probability distributions for elliptical distributions, focusing on Student-t and Normal models.
result Proposes measures of stress impact and systemic risk.

Study LASSO for high-dimensional VAR models with weakly dependent innovations.

problem Understanding sparse regularization in high-dimensional VAR models with weakly dependent innovations.
method LASSO estimation for weakly sparse VAR models with heavy tailed innovations, under L1L^1 mixingale condition.
result Oracle properties of LASSO estimation in high-dimensional VAR models with weakly dependent innovations.