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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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62124185247 · May 202619922001200920172026
48 results for monotonicity assumptions

The paper bounds and identifies joint probabilities in causal inference with monotonicity assumptions.

problem Bounding and identifying joint probabilities of potential outcomes and observed variables under monotonicity assumptions.
method Proposes new families of monotonicity assumptions, formulates bounding problem as linear programming, introduces new monotonicity assumption for identification.
result Validated methods through numerical experiments and applied to real-world datasets.

Under certain topological assumptions, we show that two monotone Lagrangian submanifolds embedded in the standard symplectic vector space with the same monotonicity constant cannot link one another and that, individually, their smooth knot type is determined entirely by the homotopy theoretic data which classifies the …

2012-11-28abs ↗pdf ↗

We prove monotonicity of a parabolic frequency on manifolds. This is a parabolic analog of Almgren's frequency function. Remarkably we get monotonicity on all manifolds and no curvature assumption is needed. When the manifold is Euclidean space and the drift operator is the Ornstein-Uhlenbeck operator this can been see…

2020-02-25abs ↗pdf ↗

Nonnegative matrix factorization (NMF) factorizes a non-negative matrix into product of two non-negative matrices, namely a signal matrix and a mixing matrix. NMF suffers from the scale and ordering ambiguities. Often, the source signals can be monotonous in nature. For example, in source separation problem, the source…

2015-05-01abs ↗pdf ↗

Improved analysis of extragradient methods for structured VIPs.

problem Efficiently solving large-scale VIPs with weaker conditions.
method Single-call stochastic extragradient methods with expected residual condition.
result Convergence guarantees for quasi-strongly monotone and weak Minty VIPs.

The study calculates Weyl entropy in spacetime regions and shows its monotonic behavior.

problem Calculating and understanding Weyl entropy in spacetime regions.
method Introducing a candidate density for Weyl entropy in perfect fluid regions and analyzing its behavior in compact spacetime regions.
result Weyl entropy is shown to be monotonic in time and maximal in vacuum static metrics.

In this paper, we mainly investigate continuity, monotonicity and differentiability for the first eigenvalue of the pp-Laplace operator along the Ricci flow on closed manifolds. We show that the first pp-eigenvalue is strictly increasing and differentiable almost everywhere along the Ricci flow under some curvature a…

2009-12-24abs ↗pdf ↗

New proof of Positive Mass Theorem using Green's function and monotonicity formula.

problem Proving the Positive Mass Theorem in Riemannian geometry.
method Established through a newly discovered monotonicity formula for Green's function.
result New proof of the Positive Mass Theorem and Riemannian Penrose Inequality.

Study learns a neuron with non-monotonic activation functions.

problem Learning a single neuron with non-monotonic activation functions.
method Gradient descent (GD) with conditions on activation function and input distribution.
result Learnability of non-monotonic activation functions is established without monotonicity assumption.

This work clarifies different transport map constructions and their causal interpretations.

problem Identifying distinct transport map constructions and their equivalence.
method Comparative analysis of three transport map constructions: cyclically monotone, quantile-preserving, and triangular monotone.
result Conditions for equivalence of different transport map constructions.

Study online monotone density estimation with expert aggregation and log-optimal calibration.

problem Online monotone density estimation and log-optimal calibration.
method Proposed two online estimators: Grenander estimator and expert aggregation estimator.
result Online estimators achieve O(n1/3)O(n^{1/3}) cumulative log-likelihood gap and nlogn\sqrt{n\log{n}} pathwise regret bound.

The paper addresses estimating long-term treatment effects with monotone missing data.

problem Estimating long-term treatment effects with missing data, especially monotone missing.
method The paper introduces the sequential missingness assumption for identification and proposes three novel estimation methods: inverse probability weighting, sequential regression imputation, and SeqMSM. It also introduces a balancing-enhanced approach, BalanceNet, to improve estimation accuracy.
result The proposed methods, including BalanceNet, effectively estimate long-term treatment effects with monotone missing data.

In this article, we introduce a new type of mean curvature flow for bounded star-shaped domains in space forms and prove its longtime existence, exponential convergence without any curvature assumption. Along this flow, the enclosed volume is a constant and the surface area evolves monotonically. Moreover, for a bounde…

2013-09-19abs ↗pdf ↗

Framework mitigates risk non-monotonicity in high-dimensional predictions.

problem Risk non-monotonicity in high-dimensional predictions.
method Model-agnostic framework using cross-validation and data-driven methodologies (zero- and one-step).
result Modified prediction procedures achieve monotonic asymptotic risk behavior.

This paper bounds the volume of singular and critical sets for elliptic equations with Hölder coefficients.

problem Bounding the volume of singular and critical sets for elliptic equations with Hölder coefficients.
method Proves explicit bounds for (n2)(n-2)-dimensional Minkowski estimates of singular and critical sets using Hölder continuity and new almost monotonicity formula.
result Optimal improvement on Cheeger-Naber-Valtorta's volume estimates on each quantitative stratum.

Study risk sharing among agents with varying risk preferences.

problem Risk sharing among agents with heterogeneous risk measures.
method Derive explicit solutions for inf-convolution and counter-monotonic inf-convolution under varying risk seeking.
result Explicit solutions for inf-convolution and counter-monotonic inf-convolution can be represented by a generalization of distortion risk measures.

The paper establishes general results in Lorentzian optimal transport theory.

problem Establishing strong duality and optimality conditions in Lorentzian optimal transport.
method Providing non-trivial assumptions on measures, characterizing optimality, and proving regularity results.
result Regularity results for cc-convex functions and (weak) Kantorovich potentials do not extend to the Lorentzian setting, but under suitable assumptions, they are locally semconvex.

New method learns SIMs with arbitrary monotone activations without strong distributional assumptions.

problem Learning Single-Index Models with arbitrary monotone activations.
method Based on omniprediction with calibrated multiaccuracy and Bregman divergences.
result First agnostic learning result for SIMs with arbitrary monotone activations.

Study non-monotonic loss functions in CRC, achieving valid risk control with large calibration samples.

problem Non-monotonic loss functions in CRC, violating existing theory's monotonicity assumption.
method Finite grid selection, calibration sample size analysis, Lipschitz continuity, monotonicity, distribution shift.
result Valid CRC achieved with large calibration samples, optimal excess risk rate of log(m)/n\sqrt{\log(m)/n}.

In machine learning and data mining, linear models have been widely used to model the response as parametric linear functions of the predictors. To relax such stringent assumptions made by parametric linear models, additive models consider the response to be a summation of unknown transformations applied on the predict…

2017-10-16abs ↗pdf ↗

The paper characterizes optimal dynamic portfolios for a modified mean-variance utility.

problem Optimal dynamic portfolio choice for a modified mean-variance utility.
method Complete characterization under minimal assumptions, no restrictions on asset return moments.
result Maximal MMV utility is linked to the monotone Sharpe ratio, with global squared MSR as the nominal yield.

Holomorphic maps are a special case of Hermitian pluriharmonic maps between almost Hermitian manifolds.

problem Characterizing maps between almost Hermitian manifolds.
method Introducing Hermitian pluriharmonic maps and proving their properties.
result Holomorphic or anti-holomorphic maps are Hermitian pluriharmonic.

New method learns low-dimensional representations of nonlinear time series without supervision.

problem Learning low-dimensional representations of nonlinear time series without supervision.
method Based on monotone variational inequality, the method learns representations by assuming sequences arise from a common domain.
result The method can learn the geometry for the entire domain and faithful representations for the dynamics of each individual sequence.

A convex surface contracting by a strictly monotone, homogeneous degree one function of curvature remains smooth until it contracts to a point in finite time, and is asymptotically spherical in shape. No assumptions are made on the concavity of the speed as a function of principal curvatures.

2004-02-17abs ↗pdf ↗

The paper studies nodal sets of solutions to parabolic equations, proving finiteness and monotonicity properties.

problem Analyzing nodal sets of solutions to parabolic equations with general coefficients.
method Generalized methods to handle time-dependent and Lipschitz continuous coefficients.
result Finiteness and monotonicity properties of the (n1)(n-1)-dimensional Hausdorff measure of nodal sets.

In this note we discuss how several results characterizing the qualitative behavior of solutions to the nonlinear Poisson equation can be generalized to harmonic maps with potential between complete Riemannian manifolds. This includes gradient estimates, monotonicity formulas and Liouville theorems under curvature and …

2016-09-23abs ↗pdf ↗

New algorithms solve monotone inclusions and convex-concave minimax problems.

problem Solving maximally monotone equations and inclusions.
method Developed new accelerated algorithms based on Halpern-type fixed-point iteration and Popov's past extra-gradient method.
result Achieved O(1/k)\mathcal{O}(1/k) convergence rates for various problems.

New method for optimizing risk in financial models using Fourier transforms.

problem Optimizing risk in financial models with multi-period mean-CVaR.
method Strictly monotone 2D integration scheme via Fourier-trained transition kernels.
result Established robust and accurate optimization method for financial models.

This paper uses neural networks to accurately model competing risks in survival analysis.

problem Ignoring competing risks leads to biased survival estimation in machine learning models.
method The paper introduces constrained monotonic neural networks to model each competing survival distribution.
result The method ensures exact likelihood maximization with reduced computational cost.

Paper proposes a method to estimate counterfactual outcomes without a known SCM.

problem Estimating counterfactual outcomes without a known structural causal model.
method Introduces rank preservation assumption and a novel ideal loss for unbiased learning of counterfactual outcomes.
result The proposed method is effective and unbiased, as shown by theoretical analysis and experiments.

Study applies Huisken formula to mean curvature flow in Ricci soliton background.

problem Analyzing mean curvature flow in Ricci soliton backgrounds.
method Applies Huisken's monotonicity formula to a shrinking self-similar solution of the extended Ricci flow.
result Establishes new results and solves noncompact case under natural geometric assumptions.

Study optimal stopping problems with finite-time horizon and proves continuity and strict monotonicity of the boundary.

problem Optimal stopping problems with finite-time horizon and state-dependent discounting.
method Linear diffusion process, time-homogeneous gain function, fine regularity properties, continuity and strict monotonicity proof.
result Proves continuity and strict monotonicity of the optimal stopping boundary under mild assumptions.

The paper improves heat equation estimates under weaker Ricci curvature conditions.

problem Improving heat equation estimates under weaker Ricci curvature conditions.
method Establishing Li-Yau-type and Hamilton-type estimates for positive solutions of the heat equation under generalized Ricci flow.
result Deriving Harnack-type inequalities and monotonicity of parabolic frequency.

No-regret learning fails to converge to Nash equilibria in mixed strategies.

problem Limiting behavior of mixed strategies in repeated games.
method Study of optimal no-regret learning algorithms for 2x2 competitive games.
result Limiting mixed strategies cannot converge to Nash equilibria under mean-based and monotonic updates.

Monotonic improvement in uncertainty estimation with Gaussian processes as dimension increases.

problem Uncertainty quantification in machine learning models, especially with Gaussian processes, is challenging and poorly understood.
method Analyzing the behavior of marginal likelihood and cross-validation metrics as input dimension increases, and exploring the effects of cold posteriors.
result The marginal likelihood improves monotonically with input dimension, while cross-validation metrics exhibit double descent behavior.