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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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48 results for measure estimation

Develops a statistical framework for coherent risk estimation.

problem Constructing coherent risk estimators with sound financial and statistical properties.
method Inspired by axiomatic risk measure theory, defines coherent risk estimators through robust representations linked to LL-estimators.
result Demonstrates that coherence of a risk measure does not necessarily carry over to its estimators and shows alternative weight structures can lead to different outcomes.

Paper tackles measure estimation in barycentric coding model.

problem Estimating an unknown measure in the barycentric coding model.
method Geometric, statistical, and computational insights; quadratic optimization problem; empirical i.i.d. samples algorithm.
result Proves precise rates of convergence for algorithm, ensuring statistical consistency.

Starting from the requirement that risk measures of financial portfolios should be based on their losses, not their gains, we define the notion of loss-based risk measure and study the properties of this class of risk measures. We characterize loss-based risk measures by a representation theorem and give examples of su…

2011-10-07abs ↗pdf ↗

Paper estimates spectral risk measures for insurance data with truncated and censored data.

problem Estimating spectral risk measures for insurance data with left truncation and right censoring.
method Proposes a non-parametric estimator using product limit estimator and establishes asymptotic normality.
result Proposed estimator outperforms existing methods for small k and small sample sizes.

Paper introduces a new risk measure for multivariate residual estimation.

problem Quantifying residual estimation risk in complex financial models.
method Developed a multivariate framework for residual estimation risk, defined using various risk measures, and proposed a back-testing criterion.
result Demonstrated the effectiveness of the new measure through back-testing on retail credit portfolios.

Spectral risk measures are attractive risk measures as they allow the user to obtain risk measures that reflect their subjective risk-aversion. This paper examines spectral risk measures based on an exponential utility function, and finds that these risk measures have nice intuitive properties. It also discusses how th…

2011-03-28abs ↗pdf ↗

The study examines methods to correct measurement error in nutritional epidemiology studies.

problem Measurement error in nutritional studies leads to biased and underconfident estimates.
method The article reviews various bias-correction models for exposure variables in nutritional epidemiology.
result Bias-correction methods are essential for accurate inference in nutritional studies.

The paper derives gradient estimates for solutions of certain equations on metric measure spaces.

problem Gradient estimates for solutions of specific nonlinear and elliptic equations on metric measure spaces.
method Derives Li-Yau and Hamilton's type gradient estimates for positive solutions.
result Gradient estimates for positive solutions of the equations on complete noncompact metric measure spaces.

The paper estimates variance of random sections on complex manifolds.

problem Estimating variance of random holomorphic sections on compact Kahler manifolds.
method Analyzes a sequence of smooth Hermitian holomorphic line bundles on a compact Kahler manifold X, considering specific probability measures.
result Provides variance estimates for various measures including Gaussian and Fubini-Study measures.

On a Riemannian metric-measure space, we establish an Alexandrov-Bakelman-Pucci type measure estimate connecting Bakry-Émery Ricci curvature lower bound, modified Laplacian and the measure of certain special sets. We apply this estimate to prove Harnack inequalities for the modified Laplacian operator and fully non-lin…

2011-02-28abs ↗pdf ↗

The paper derives gradient estimates for porous medium and fast diffusion equations on metric measure spaces.

problem Gradient estimates for porous medium and fast diffusion equations on metric measure spaces.
method Derives Li-Yau and Souplet-Zhang type gradient estimates for the given equations.
result Gradient estimates for the equations on complete noncompact metric measure spaces with compact boundary.

We estimate risk measures in Markov cost processes with lower and upper bounds.

problem Estimating risk measures in infinite-horizon discounted costs within Markov processes.
method Truncation scheme and lower/upper bounds for CVaR and variance estimation.
result Upper and lower bounds for CVaR and variance estimation match up to logarithmic factors.

Logistic regression is a widely used method in several fields. When applying logistic regression to imbalanced data, for which majority classes dominate over minority classes, all class labels are estimated as `majority class.' In this article, we use an F-measure optimization method to improve the performance of logis…

2019-05-07abs ↗pdf ↗

Global gradient estimates for Fisher-KPP equation on Finsler metric measure spaces.

problem Establishing gradient estimates for the Finslerian Fisher-KPP equation.
method Global gradient estimates on compact and noncompact Finsler metric measure spaces using the traditional CD(K,N)CD(K,N) condition and new comparison theorems.
result Global gradient estimates for positive solutions of the Finslerian Fisher-KPP equation.

The paper provides gradient estimates for nonlinear heat-type equations on smooth metric measure spaces.

problem Proving gradient estimates for nonlinear heat-type equations on smooth metric measure spaces.
method Using Hamilton type and Li-Yau type estimates, the paper proves gradient estimates on positive solutions to generalized nonlinear parabolic equations on smooth metric measure spaces with compact boundary.
result Gradient estimates for nonlinear heat-type equations on smooth metric measure spaces.

Due to the insufficient measurements in the distribution system state estimation (DSSE), full observability and redundant measurements are difficult to achieve without using the pseudo measurements. The matrix completion state estimation (MCSE) combines the matrix completion and power system model to estimate voltage b…

2019-02-06abs ↗pdf ↗

The study examines how choice of risk measure and volatility estimator affects procyclicality.

problem Understanding the factors affecting procyclicality in risk measure estimation.
method Examined three risk measures (Value-at-Risk, Expected Shortfall, Expectile), realized volatility estimators (sample variance, mean absolute deviation), and two models (iid and GARCH).
result Procyclicality is always present regardless of the choice of risk measure and realized volatility estimator.

Improved nested simulation for financial risk measurement.

problem Efficiently estimating nested risk measures in financial engineering.
method Reusing inner simulation outputs to improve efficiency and accuracy.
result The proposed approach outperforms standard nested simulation and regression methods.

We propose a new multivariate dependency measure. It is obtained by considering a Gaussian kernel based distance between the copula transform of the given d-dimensional distribution and the uniform copula and then appropriately normalizing it. The resulting measure is shown to satisfy a number of desirable properties. …

2017-08-24abs ↗pdf ↗

We study the minimax optimal rate for estimating the Wasserstein-11 metric between two unknown probability measures based on nn i.i.d. empirical samples from them. We show that estimating the Wasserstein metric itself between probability measures, is not significantly easier than estimating the probability measures u…

2019-08-27abs ↗pdf ↗

The paper provides new gradient estimates for solutions to a nonlinear elliptic equation on smooth metric measure spaces.

problem Gradient estimates for solutions to a specific nonlinear elliptic equation on smooth metric measure spaces.
method Nash-Moser iteration technique to obtain local gradient estimates.
result New local gradient estimates for positive solutions to the equation.

New algorithms estimate Hessians using random directions for faster stochastic optimization.

problem Efficiently estimating Hessians for stochastic optimization.
method Generalized Hessian estimators using random directions and noisy function measurements.
result Asymptotically unbiased estimators with lower bias for more measurements.

The paper assesses quality measures for machine learning models using cross-validation.

problem Evaluating the accuracy and robustness of quality measures for machine learning models.
method Cross-validation approach to estimate prediction error and quantify explained variation. Confidence bounds and local quality measures derived from residuals.
result The reliability and robustness of quality measures are assessed through numerical examples and confidence bounds.

The paper proves gradient estimates for nonlinear parabolic equations on smooth metric measure spaces.

problem Proving gradient estimates for nonlinear parabolic equations on smooth metric measure spaces.
method Using Souplet-Zhang type estimates and properties of Bakry-Emery Ricci tensor and weighted mean curvature.
result Gradient estimates for nonlinear parabolic equations on smooth metric measure spaces with Dirichlet boundary condition.

We consider statistical estimation of superhedging prices using historical stock returns in a frictionless market with d traded assets. We introduce a plugin estimator based on empirical measures and show it is consistent but lacks suitable robustness. To address this we propose novel estimators which use a larger set …

2018-07-11abs ↗pdf ↗

The paper provides precise estimates for isoperimetric inequalities on weighted manifolds.

problem Quantitative isoperimetric inequalities on weighted Riemannian manifolds.
method Analyzes L1L^1, LpL^p, and W2W_2 estimates for the push-forward of measures.
result Close approximation of the guiding function's push-forward to Gaussian measure.

The paper establishes inequalities and gradient estimates for harmonic functions on Finsler measure spaces.

problem Functional and geometric inequalities on Finsler measure spaces.
method Local uniform Poincaré and Sobolev inequalities, mean value inequality, Harnack inequalities, and gradient estimates.
result Global gradient estimates for positive harmonic functions on Finsler measure spaces.

Risk is an inherent feature of agricultural production and marketing and accurate measurement of it helps inform more efficient use of resources. This paper examines three tail quantile-based risk measures applied to the estimation of extreme agricultural financial risk for corn and soybean production in the US: Value …

2011-03-30abs ↗pdf ↗

Study asymptotic properties of generalized shortfall risk measures for heavy-tailed risks.

problem Understanding risk measures for heavy-tailed risks.
method Derive asymptotic expansions for generalized shortfall risk measures.
result Unified theory for risk measures including distortion and utility-based measures.

This paper reformulates systemic risk measures and finds new properties and estimators.

problem Understanding and measuring systemic risk in financial networks.
method Representation of systemic risk measures in terms of univariate risk measures and quantiles determined by copulas. Empirical properties and estimators derived.
result MES is not suitable for measuring extreme risks. ES-based measures are more sensitive to power-law tails and large losses.

Paper proposes efficient method for estimating risk measures in complex models.

problem Accurately estimating distortion risk measures in computationally expensive models.
method Integrates importance sampling and machine learning for efficient Monte Carlo estimation.
result Demonstrates significant reduction in computational cost for estimating risk measures.

The paper proves geometric comparisons on metric measure spaces with integral Bakry-Émery Ricci tensor bounds.

problem Geometric comparisons on metric measure spaces with specific tensor bounds.
method Integral radial Bakry-Émery Ricci tensor bounds and potential function/gradient bounds.
result Diameter and eigenvalue estimates on smooth metric measure spaces.