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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,291 papers · 148 categories

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12.5%25.0%37.5%50.0% · May 199319922001200920182026
48 results for martingale component

Study shows conditions for local martingales in SDEs with stochastic volatility.

problem Conditions for local martingales in stochastic differential equations with stochastic volatility.
method Examine sufficient conditions for components of SDEs to be strict local martingales or martingales.
result Components of SDEs can be strict local martingales or martingales under certain conditions.

Asset prices contain information about the probability distribution of future states and the stochastic discounting of those states as used by investors. To better understand the challenge in distinguishing investors' beliefs from risk-adjusted discounting, we use Perron-Frobenius Theory to isolate a positive martingal…

2014-11-28abs ↗pdf ↗

Novel framework for risk-sensitive reinforcement learning using martingale decomposition.

problem Risk sensitivity in sequential decision-making with uncertain rewards.
method Martingale decomposition and chaotic variation for reward uncertainty, integrated into model-free reinforcement learning algorithms.
result Demonstrated relevance of risk-sensitive reinforcement learning in grid world and portfolio optimization problems.

Maximal concentration bounds for stochastic approximation with heavy-tailed noise.

problem Analyzing the convergence of stochastic approximation algorithms under heavy-tailed Markovian noise.
method Novel Lyapunov function and black-box truncation argument.
result Tail behavior of the error can be sub-Gaussian, sub-Weibull, or lighter than any Pareto but heavier than any Weibull.

The paper studies martingales and super-martingales under a convex set of measures.

problem Understanding martingales and super-martingales in a convex set of equivalent measures.
method Introduced local regular super-martingales and proved necessary and sufficient conditions for their regularity.
result Generalized Doob's decomposition theorem for super-martingales under a convex set of measures.

Study uses G-BSDEs to decompose pricing kernels under robust G-expectation.

problem Long-term decomposition of robust pricing kernels under G-expectation.
method Proposes and analyzes three types of quadratic G-BSDEs to decompose pricing kernels.
result Pricing kernels decomposed into four components: discounting, transitory, symmetric martingale, and volatility uncertainty.

Extends martingale Schrödinger bridge to arbitrary dimensions and characterizes it.

problem Tackles the martingale Schrödinger bridge in arbitrary dimensions.
method Identifies continuous-time counterpart and relates to variational problems.
result Continuous martingale Schrödinger bridge coincides with Föllmer martingale in irreducible case.

Extends credit risky bond market models to include jumps and general semimartingales.

problem Modeling credit risky bonds with jumps and general semimartingales under minimal assumptions.
method Extends Heath-Jarrow-Morton approach to include jumps and generalizes recovery scheme.
result Derives generalized drift conditions for local martingale measures, ensuring no asymptotic free lunch.

Geometric Bass martingales linked to Brownian motion and geometric Brownian motion.

problem Modeling continuous martingales with prescribed initial and terminal distributions.
method Developed geometric Bass martingales and established their properties.
result Explicit bijection and representation of geometric Bass martingales.

Study finds optimal martingale coupling between two distributions with minimal entropy.

problem Finding the optimal martingale coupling between two distributions with minimal relative entropy.
method Solving a dual problem to find the log-density of the optimal coupling, which represents the marginal and martingale constraints.
result The log-density of the optimal coupling is given by a triplet of real functions representing the marginal and martingale constraints.

The paper studies projections of asset prices under equivalent martingale measures.

problem Understanding the impact of information on asset price bubbles and arbitrage opportunities.
method Analyzes optional projections of local martingales into a smaller filtration under equivalent martingale measures.
result Provides general results and specific examples like inverse Bessel process and stochastic volatility models.

This paper introduces an arbitrage-free conic martingale model for credit risk.

problem The lack of an arbitrage-free conic martingale model for credit risk.
method Developed an arbitrage-free conic martingale called Φ-martingale.
result The Φ-martingale model satisfies the immersion property and is suitable for practical applications in credit risk.

Extends optimal transport to dynamic and martingale settings.

problem Dynamic and martingale relaxation of optimal transport problems.
method Extends Benamou-Brenier formula to weak optimal transport and introduces barycentric optimal transport.
result Relates barycentric optimal transport to martingale Benamou-Brenier formula.

A strict local martingale is a local martingale which is not a martingale. There are few explicit examples of "naturally occurring" strict local martingales with jumps available in the literature. The purpose of this paper is to provide such examples, and to illustrate how they might arise via filtration shrinkage, a p…

2013-07-09abs ↗pdf ↗

Extends martingale theory to non-monotone information in jump processes.

problem Non-monotone information dynamics in financial and insurance applications.
method Develops a general theory of martingale representations for non-monotone filtrations.
result Introduces a symmetric counterpart to martingale representations that quantifies information loss.

In this paper we introduce the concept of conic martingales}. This class refers to stochastic processes having the martingale property, but that evolve within given (possibly time-dependent) boundaries. We first review some results about the martingale property of solution to driftless stochastic differential equations…

2016-03-24abs ↗pdf ↗

Authors prove the existence of a martingale measure in credit risk models.

problem Existence of an equivalent martingale measure in hazard process models of credit risk.
method By identifying a no-arbitrage condition, the authors construct a measure that turns discounted stock and bond prices into martingales.
result The existence of a martingale measure is demonstrated in credit risk models.

A concept of martingale-fair index of return, consistent with Arbitrage Free Pricing Theory, is introduced. An explicit formula for the average rate of return of a group of investment/pension funds in a discrete time stochastic model is derived and several properties of this index are shown. In particular, it is proven…

2015-01-15abs ↗pdf ↗

We study strict local martingales via h-transforms, a method which first appeared in Delbaen-Schachermayer. We show that strict local martingales arise whenever there is a consistent family of change of measures where the two measures are not equivalent to one another. Several old and new strict local martingales are i…

2007-11-07abs ↗pdf ↗

Derives conditions for no arbitrage in financial markets with stochastic or diffusion models.

problem Existence and absence of arbitrage in financial markets with stochastic or diffusion models.
method Integral tests, martingale and strict local martingale properties of stochastic exponentials, Markov switching models.
result Conditions for the existence of minimal martingale measure and its preservation under Markov switching.

Proves existence and uniqueness of SDE solutions with Lipschitz coefficients driven by continuous martingales.

problem Existence and uniqueness of solutions for SDEs with Lipschitz coefficients.
method Picard's iterative procedure and model-free Burkholder-Davis-Gundy inequality.
result Existence and uniqueness of solutions for SDEs with Lipschitz coefficients driven by continuous, model-free martingales.

The stochastic exponential Zt=exp{MtM0(1/2)<M,M>t}Z_t=\exp\{M_t-M_0-(1/2) <M,M>_t\} of a continuous local martingale MM is itself a continuous local martingale. We give a necessary and sufficient condition for the process ZZ to be a true martingale in the case where Mt=0tb(Yu)dWuM_t=\int_0^t b(Y_u)\,dW_u and YY is a one-dimensional diffusion drive…

2009-05-22abs ↗pdf ↗

Efficiently computes robust option prices using multi-marginal martingale transport.

problem Computing robust option prices under martingale constraints.
method Extending state space, sequential martingale structure, entropic regularisation.
result Fast computation of optimal solutions for large problems.

The paper studies incomplete financial markets and risk assets.

problem Incomplete financial markets and risk assets.
method Study of martingales and super-martingales, introduction of local regular super-martingales, and presentation of all local regular super-martingales.
result A new formula for the fair price of super-hedge is founded for the discrete geometric Brownian motion.

New computational methods solve martingale optimal transport problems.

problem Solving martingale optimal transport problems with additional dynamics constraints.
method Discretization of marginal distributions combined with linear programming and entropic regularisation.
result Approximation of the MOT value using linear programming problems.