Research
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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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13274053 · May 202619922001200920182026
48 results for mainstream assets

Study finds significant but limited connections between cryptocurrencies and mainstream asset classes.

problem Investigating the relationship between cryptocurrencies and traditional asset classes.
method Granger-causality tests and forecast error variance decompositions to estimate connectedness.
result Less than 2.2% of cryptocurrency uncertainty is from non-crypto assets, and vice versa.

Study shows how crypto asset liquidity is affected by wash trading and proposes treatment to reduce liquidity diffusion.

problem Understanding and reducing crypto asset wash trading to improve liquidity.
method Proposed a two-component model for liquidity (jump and diffusion) and demonstrated the effectiveness of autoregressive models.
result Treatment on wash trading significantly reduces liquidity diffusion but not liquidity jump.

Study examines asset pricing using various attention models, finding global self-attention and sliding window sparse attention models perform well.

problem Traditional asset pricing models miss temporal dependency and short memory issues.
method Investigates RNN attention models with various attention mechanisms for large-cap US stocks.
result Global self-attention and sliding window sparse attention models outperform in deriving returns and hedging risks, especially during the pandemic.

Financial markets provide a natural quantitative lab for understanding some of the most advanced human behaviours. Among them is the use of mathematical tools known as financial instruments. Besides money, the two most fundamental financial instruments are bonds and equities. More than 30 years ago Mehra and Prescott f…

2015-07-26abs ↗pdf ↗

This work proposes a hybrid method for error detection in noisy Knowledge Graphs.

problem Error detection in noisy Knowledge Graphs.
method Hybrid and modular approach combining path ranking and representation learning.
result Hybrid method outperforms individual methods on benchmarks and real-world dataset.

Hybrid model simulates market dynamics using neural stochastic background traders.

problem Lack of realistic LOB simulations that combine historical data and dynamic interactions.
method Neural stochastic background trader trained on historical LOB data, embedded in multi-agent simulation.
result Hybrid model recreates stylised market facts and financial herding behaviors.

This research simplifies lending pools in decentralized finance for better understanding and security.

problem Complexity and lack of executable models make lending pools hard to understand and predict.
method Developed a formal model to reflect common features of lending pools and proved general properties.
result Proved correct handling of funds and described vulnerabilities and attacks.

This work tackles catastrophic forgetting in neural networks by mimicking brain's metaplasticity.

problem Catastrophic forgetting in neural networks, where new tasks erase previously learned ones.
method Interpreting binarized neural networks as metaplastic systems, adjusting their training technique.
result Training technique reduces catastrophic forgetting without needing previously presented data.

Study tests financial market efficiency using random number generator tests.

problem Check for informational efficiencies in financial markets.
method Analysed binary daily returns as random number generators, split analysis by annual and company levels, investigated longer-term efficiency over Nasdaq-listed companies.
result Information efficiency varies across years and reflects large-scale market impacts.

UniFinEval benchmarks financial models across text, images, and videos.

problem Challenges in evaluating financial multimodal models across text, images, and videos.
method Proposes UniFinEval, a unified multimodal benchmark for financial scenarios.
result Gemini-3-pro-preview achieves best performance but still lags behind experts.

We introduce trading fees into AMM models and analyze their impact on swap rates and profits.

problem The impact of trading fees on AMM models and users' trading strategies.
method We extend a foundational AMM model by introducing a trading fee parameter and analyze the model using economic and mathematical rigor.
result Trading fees affect the additivity of swap rates and can lead to greater profits from larger trades.

Survey of LLMs in finance tasks, highlighting progress and challenges.

problem Transforming financial practices with advanced LLMs.
method Exploration of various financial tasks, categorization, and analysis of methodologies.
result Unlocking novel opportunities for financial applications with LLMs.

We discuss superstatistics theory of labour productivity. Productivity distribution across workers, firms and industrial sectors are studied empirically and found to obey power-distributions, in sharp contrast to the equilibrium theories of mainstream economics. The Pareto index is found to decrease with the level of a…

2008-09-21abs ↗pdf ↗

MuSiCNet tackles irregularly sampled multivariate time series by treating them as a hierarchy of relatively regular series.

problem Irregularly sampled multivariate time series with missing values.
method Gradual coarse-to-fine approach with multi-scale and multi-correlation attention network.
result MuSiCNet improves ISMTS representation quality through hierarchical learning.

AI helps assess nature-related financial risks for financial institutions.

problem Challenges in evaluating nature-related risks due to large data volume and complexity.
method Uses AI to address data gaps, uncertainty, and complex systems.
result Potential AI solutions for two use cases: beef supply and water utility.

Quant 4.0 uses AI to automate, explain, and incorporate knowledge in investment.

problem Limitations of deep learning in quant investment.
method Automated AI, Explainable AI, Knowledge-driven AI.
result Improves investment decision-making through automation, interpretability, and prior knowledge integration.

The econophysics approach to socio-economic systems is based on the assumption of their complexity. Such assumption inevitably lead to another assumption, namely that underlying interconnections within socio-economic systems, particularly financial markets, are nonlinear, which is shown to be true even in mainstream ec…

2014-03-09abs ↗pdf ↗

Paper introduces a new gradient statistic to improve deep learning convergence.

problem Fluctuation effect of gradient updates between iterations.
method Introduces an unbiased stratified statistic \(\bar{G}_{mst}\) and a new algorithm MSSG.
result MSSG algorithm outperforms other sgd-like algorithms in training deep models.

We develop a scalable deep non-parametric generative model by augmenting deep Gaussian processes with a recognition model. Inference is performed in a novel scalable variational framework where the variational posterior distributions are reparametrized through a multilayer perceptron. The key aspect of this reformulati…

2015-11-19abs ↗pdf ↗

Investing is a compression problem, maximizing growth by minimizing divergence.

problem Maximizing long-term wealth and minimizing risk of ruin in investing.
method Decomposes investing into three terms: money, entropy, and divergence. Uses Kelly Criterion and universal portfolio theory.
result Investing can be seen as a compression problem, with optimal strategies minimizing divergence.

Enhances portfolio construction with tailored regime forecasts for individual assets.

problem Traditional portfolio construction methods fail to account for asset-specific market conditions.
method Hybrid framework combining unsupervised and supervised learning for regime identification and forecasting.
result Outperforms traditional portfolio models across various asset classes.

Combining neural networks and multiscale decomposition for financial market analysis.

problem Financial markets' complexity and mainstream models' limitations in capturing non-linear structures.
method Neural networks for non-linear associations combined with multiscale decomposition.
result Improved understanding of financial market data substructures.

Predicts financial asset dependencies using spatiotemporal patterns.

problem Complex dependency structures in financial assets for risk mitigation.
method Proposes Asset Dependency Matrix (ADM) and Asset Dependency Neural Network (ADNN) with ConvLSTM for spatiotemporal asset dependency prediction.
result ADNN outperforms baselines in predicting asset dependencies and their applications.

Paper proposes a new approach to predict power system asset class failures.

problem Predicting failures for different asset classes in power systems is critical for cost-effective asset management.
method Combines unsupervised (K-means clustering) and supervised (logistic regression) learning methods using asset condition data.
result The proposed approach outperforms standard methods in predicting asset class failures.

Investors prioritize ESG in crypto-assets, showing higher exposure than traditional assets.

problem Understanding ESG preferences in crypto-assets and their investment behavior.
method A representative household finance survey in Austria to examine ESG preferences and crypto-investment exposure.
result ESG-conscious investors have higher exposure to crypto-assets compared to traditional asset classes.

How to price and hedge claims on nontraded assets are becoming increasingly important matters in option pricing theory today. The most common practice to deal with these issues is to use another similar or "closely related" asset or index which is traded, for hedging purposes. Implicitly, traders assume here that the h…

2014-01-27abs ↗pdf ↗

New heuristic selects fewer assets for efficient portfolios, reducing costs.

problem High transaction costs and fees from including many assets in portfolios.
method Surrogate formulation to select assets, re-optimizes portfolio with fewer assets.
result Effective in constructing portfolios with fewer assets, reducing costs.

Study examines hedging options on asset portfolios against one underlying asset with transaction costs.

problem Hedging options on asset portfolios when one underlying asset is expensive to trade.
method Simulated data analysis with varying trading intervals, correlation coefficients, and transaction costs.
result Trading the wrong asset can be beneficial when correlation is high and transaction costs are low.

Enhanced synthetic dataset improves asset allocation analysis.

problem Lack of realistic synthetic data for fixed income portfolio construction.
method Improved CorrGAN model for synthetic correlation matrices and Encoder-Decoder model for additional data conditioning.
result Synthetic dataset enhances portfolio construction and asset allocation analysis.

We consider a portfolio allocation problem for trend following (TF) strategies on multiple correlated assets. Under simplifying assumptions of a Gaussian market and linear TF strategies, we derive analytical formulas for the mean and variance of the portfolio return. We construct then the optimal portfolio that maximiz…

2014-10-30abs ↗pdf ↗

Develops a dynamic latent-factor model for high-dimensional asset characteristics.

problem Estimating asset pricing tests with high-dimensional data.
method Dynamic latent-factor model with Double Selection Lasso regularization.
result The inflation-mimicking portfolio in the crypto asset class has positive risk compensation.