Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

Trend · papers per month

6121723 · Feb 202019922001200920172026
48 results for listwise retrieval

Linear memory stores associations up to a logarithmic scale, but listwise retrieval can handle a quadratic scale.

problem How many key-value associations can a linear memory store?
method Analyzed linear memory models for top-1 and listwise retrieval, proving phase transitions and developing asymptotic theories.
result Linear memory has a logarithmic capacity for top-1 retrieval and a quadratic capacity for listwise retrieval.

Unified transformer-based LT-TTD improves ranking efficiency and quality.

problem Decoupled L1 and L2 models in recommendation and search systems cause irreversible error propagation and suboptimal ranking.
method LT-TTD combines two-tower models with transformer expressivity in a unified listwise learning framework, providing theoretical guarantees and UPQE evaluation.
result LT-TTD reduces irretrievable relevant items and achieves better global optimization than disjoint training.

Listwise learning-to-rank methods form a powerful class of ranking algorithms that are widely adopted in applications such as information retrieval. These algorithms learn to rank a set of items by optimizing a loss that is a function of the entire set -- as a surrogate to a typically non-differentiable ranking metric.…

2019-11-22abs ↗pdf ↗

In this paper, we propose a listwise approach for constructing user-specific rankings in recommendation systems in a collaborative fashion. We contrast the listwise approach to previous pointwise and pairwise approaches, which are based on treating either each rating or each pairwise comparison as an independent instan…

2018-02-28abs ↗pdf ↗

We propose a new model for supervised learning to rank. In our model, the relevance labels are assumed to follow a categorical distribution whose probabilities are constructed based on a scoring function. We optimize the training objective with respect to the multivariate categorical variables with an unbiased and low-…

2019-11-01abs ↗pdf ↗

Perceptron is a classic online algorithm for learning a classification function. In this paper, we provide a novel extension of the perceptron algorithm to the learning to rank problem in information retrieval. We consider popular listwise performance measures such as Normalized Discounted Cumulative Gain (NDCG) and Av…

2015-08-04abs ↗pdf ↗

Proposes a deep learning model for timely and accurate recommendations.

problem Inability to provide timely recommendations and ranking issues with implicit feedback.
method Unified cross-network solution using listwise ranking for implicit data.
result Superior performance in accuracy, novelty, and diversity compared to baselines.

New algorithm improves asset ranking for better cross-sectional portfolios.

problem Sub-optimal ranking of assets in cross-sectional systematic strategies.
method Learning-to-rank algorithms to enhance portfolio construction.
result Modern machine learning ranking algorithms boost Sharpe Ratios by approximately threefold.

For many internet businesses, presenting a given list of items in an order that maximizes a certain metric of interest (e.g., click-through-rate, average engagement time etc.) is crucial. We approach the aforementioned task from a learning-to-rank perspective which reveals a new problem setup. In traditional learning-t…

2017-02-24abs ↗pdf ↗

Efficiently calculates PL model likelihood for partitioned preference data.

problem Computational infeasibility of calculating PL model likelihood for partitioned preference data.
method Random utility model formulation and efficient numerical integration approach.
result Proposed method outperforms existing LTR baselines and scales to real-world tasks.

We present an attention-based ranking framework for learning to order sentences given a paragraph. Our framework is built on a bidirectional sentence encoder and a self-attention based transformer network to obtain an input order invariant representation of paragraphs. Moreover, it allows seamless training using a vari…

2019-12-31abs ↗pdf ↗

In this paper, we propose new listwise learning-to-rank models that mitigate the shortcomings of existing ones. Existing listwise learning-to-rank models are generally derived from the classical Plackett-Luce model, which has three major limitations. (1) Its permutation probabilities overlook ties, i.e., a situation wh…

2020-01-07abs ↗pdf ↗

This paper evaluates various loss functions for Transformer models in stock ranking.

problem Evaluating loss functions for Transformer models in stock ranking.
method Systematic evaluation of advanced loss functions (pointwise, pairwise, listwise) on S&P 500 data.
result Different loss functions impact a model's ability to discern profitable relative orderings among assets.

New algorithm predicts ranked stock lists for long-short portfolios.

problem Constructing effective long-short stock portfolios using machine learning.
method Proposes a new listwise learn-to-rank loss function to emphasize top and bottom of a rank list.
result Demonstrates superior performance in constructing long-short portfolios with a 38% annual return.

In this dissertation, we cover some recent advances in collaborative filtering and ranking. In chapter 1, we give a brief introduction of the history and the current landscape of collaborative filtering and ranking; chapter 2 we first talk about pointwise collaborative filtering problem with graph information, and how …

2020-02-27abs ↗pdf ↗

Improved unsupervised probing for ranking tasks using Contrast-Consistent Ranking.

problem Improving self-consistency in language model rankings.
method Adapting Contrast-Consistent Search (CCS) to Contrast-Consistent Ranking (CCR) for ranking tasks.
result CCR probing outperforms prompting techniques across different models and datasets.

Study on missing data mechanisms and simple imputation methods in fairness of machine learning algorithms.

problem Impact of missing data mechanisms and simple imputation methods on fairness of machine learning algorithms.
method Three popular datasets for classification fairness were used. Missing values were generated using three missing data mechanisms. Various missing data handling techniques (listwise deletion, mean imputation, mode imputation, multiple imputation) were applied to the datasets. Fairness was assessed using classification algorithms (random forests).
result Missing data mechanism does not significantly impact fairness; listwise deletion gives highest fairness on average.

Improves retrieval accuracy for hierarchical documents, especially for distant matches.

problem Limited expressive power of dual encoder models in hierarchical retrieval.
method Proves feasibility of DEs for HR, introduces pretrain-finetune recipe to improve long-distance retrieval.
result Pretrain-finetune boosts recall on long-distance pairs from 19% to 76%.

This paper improves image retrieval accuracy through novel relevance feedback methods.

problem Improving image retrieval accuracy in Content-Based Image Retrieval (CBIR).
method Novel addition to feature re-weighting and classification techniques, focusing on 0-th iteration improvement.
result Significantly improved retrieval accuracy from relevance feedback.

A new method, VIF, calculates influence for non-decomposable losses efficiently.

problem Efficiently calculating influence for complex machine learning models with non-decomposable losses.
method Revisiting influence function from robust statistics, proposing Versatile Influence Function (VIF) for any non-decomposable loss.
result VIF method is up to 10^3 times faster than brute-force methods and closely matches influence results.

Introduces MPR to measure and optimize representation across intersectional groups in retrieval.

problem Harmful stereotypes, cultural erasure, and social disparities in image search and retrieval.
method Develops MPR metric, practical estimation methods, theoretical guarantees, and optimization algorithms.
result Optimizing MPR yields more proportional representation across multiple intersectional groups, often with minimal retrieval accuracy compromise.

GMC benchmark isolates retrieval in Transformers, revealing max-margin alignment.

problem Understanding how Transformers develop match-and-copy behavior on natural data.
method Introducing Gaussian Match-and-Copy (GMC) as a minimalist benchmark.
result Gradient descent drives parameters to diverge while aligning with max-margin separator.

BERT model improves cross-lingual document retrieval.

problem Improving cross-lingual information retrieval between English queries and foreign documents.
method Introduced a deep relevance matching model based on BERT, trained with weak supervision using CLIR data.
result Model outperforms competitive baseline approaches in retrieving Lithuanian documents against short English queries.

Most content-based image retrieval systems consider either one single query, or multiple queries that include the same object or represent the same semantic information. In this paper we consider the content-based image retrieval problem for multiple query images corresponding to different image semantics. We propose a…

2014-02-21abs ↗pdf ↗

For the task of generating complex outputs such as source code, editing existing outputs can be easier than generating complex outputs from scratch. With this motivation, we propose an approach that first retrieves a training example based on the input (e.g., natural language description) and then edits it to the desir…

2018-12-04abs ↗pdf ↗

HybridRAG combines KGs and vector retrieval for financial document Q&A.

problem Challenges in extracting and interpreting financial text data.
method Integrates Knowledge Graphs and Vector Retrieval Augmented Generation.
result HybridRAG outperforms traditional methods in Q&A systems for financial documents.

This paper improves retrieval for LLMs in financial document Q&A.

problem Suboptimal text chunk retrieval by RAG causes inaccuracies in LLM responses.
method Sophisticated chunking techniques, query expansion, metadata annotations, re-ranking algorithms, and embedding fine-tuning.
result Enhanced retrieval quality improves LLM performance and reliability.

We study the task of retrieving relevant experiments given a query experiment. By experiment, we mean a collection of measurements from a set of `covariates' and the associated `outcomes'. While similar experiments can be retrieved by comparing available `annotations', this approach ignores the valuable information ava…

2014-02-19abs ↗pdf ↗

DINOSAUR improves retrieval by accounting for embedding uncertainty in recommender systems.

problem Retrieval bias towards popular items due to noisy embeddings.
method Samples multiple embeddings per item and queries with sampled embeddings to account for uncertainty.
result Improves coverage of long-tail niche content without sacrificing recall.

Study compares methods for improving document retrieval accuracy.

problem Improving document retrieval accuracy from large corpora.
method Comparison of query expansion, topic models, and active learning.
result Active learning outperforms keyword lists in most settings.

RNNs struggle with in-context retrieval, while Transformers excel.

problem In-context retrieval capability of RNNs.
method Theoretical analysis and experimental techniques (CoT, RAG, Transformer layer).
result Enhancing RNNs with techniques improves their in-context retrieval capability, closing the representation gap with Transformers.

Deep Retrieval learns a retrievable structure for efficient large-scale recommendations.

problem Efficiently retrieving top relevant candidates in large-scale recommendation systems.
method Deep Retrieval learns a retrievable structure directly from user-item interaction data, encoding candidates into a discrete latent space and optimizing a model to maximize accuracy.
result Deep Retrieval achieves almost the same accuracy as brute-force baseline and significantly outperforms ANN baselines in a live production system.