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169,181 papers · 148 categories

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100200300400 · Jun 202019922001200920182026
48 results for legal requirements

Hybrid approach combines topic and graph embeddings for legal document clustering.

problem Challenges in classifying legal texts due to domain-specific language and limited labeled data.
method Combines unsupervised topic and graph embeddings with a supervised model.
result Improves clustering quality over text-only or graph-only embeddings.

This work examines the legal requirement for AI systems to provide explanations.

problem The need for accountability in AI systems that can have significant impacts on individuals.
method Review of legal contexts requiring explanation from AI systems and technical considerations for providing such explanations.
result Technical challenges in providing explanations that align with legal requirements for AI systems.

What does it mean for an algorithm to be biased? In U.S. law, unintentional bias is encoded via disparate impact, which occurs when a selection process has widely different outcomes for different groups, even as it appears to be neutral. This legal determination hinges on a definition of a protected class (ethnicity, g…

2014-12-11abs ↗pdf ↗

Causal discovery algorithms can help generate legal arguments.

problem Leveraging causal discovery algorithms in legal decision-making.
method Prepared a legal dataset, annotated with 17 legal concepts, applied causal discovery algorithms, and quantified degrees of belief.
result Some causal relationships help generate viable legal arguments.

This paper predicts legal proceedings status using NLP and machine learning.

problem Classify Brazilian legal proceedings into archived, active, and suspended categories.
method Combined NLP techniques with machine learning to classify legal proceedings sequences.
result Achieved maximum accuracy of 93% and top average F1 Scores of 89% (macro) and 93% (weighted).

This study identifies sentence relationships in legal transcripts.

problem Improving understanding of legal case proceedings through sentence relationships.
method Combining machine learning and rule-based approach to classify sentence relationships.
result First study to use discourse relationships for legal court case transcripts.

Examines AI regulation in finance, highlighting risks and gaps in current laws.

problem Rapid AI adoption in finance introduces risks and compliance challenges.
method Reviews current legislation, industry guidelines, and real-world use cases.
result Need for adaptive, technology-neutral policies to balance innovation and consumer protection.

LexNLP processes legal and regulatory texts for structured information.

problem Processing structured information from legal and regulatory texts.
method Natural language processing and machine learning for legal and regulatory text.
result LexNLP extracts over eighteen types of structured information from legal and regulatory texts.

Smart Close-out Netting aims to automate close-out netting processes.

problem Inefficiencies in close-out netting processes for financial institutions.
method Standardisation and automation of legal and regulatory processes using a data-driven framework and controlled natural language.
result Standardisation and automation can improve close-out netting processes for prudentially regulated financial institutions.

Insider trading is reduced when penalized, affecting expected penalties in a non-monotone way.

problem Reducing insider trading behavior when insiders face legal penalties.
method Characterized via a backward stochastic differential equation (BSDE) with a non-linear operator.
result The insider's expected penalties are non-monotone in the fee structure and determined by relative entropy.

This study categorizes RWA tokenization challenges and solutions.

problem Navigating the gap between on-chain deterministic code and off-chain probabilistic reality.
method Taxonomy and comparative analysis of RWA protocols, legal and technical standards.
result RWA tokenization requires overcoming legal and technical interoperability issues.

ClauseLens uses reinforcement learning to price reinsurance treaties transparently and auditably.

problem Opaque and difficult-to-audit reinsurance treaty pricing practices.
method ClauseLens models treaty pricing as a Risk-Aware Constrained Markov Decision Process (RA-CMDP), incorporating legal clauses and generating interpretable explanations.
result ClauseLens reduces solvency violations and improves tail-risk performance, achieving 88.2% accuracy in clause-grounded explanations.

Proposes a method to enforce fairness in machine learning models without sensitive data.

problem Bias in machine learning models from historical data.
method Infers sensitive attributes from auxiliary features and integrates fairness constraints into model training.
result Mitigates bias while preserving predictive accuracy.

GPT learns a causal world model from token predictions, validated in game sequences.

problem Does GPT implicitly learn a causal world model from token predictions?
method Derived a causal interpretation of GPT's attention mechanism and proposed zero-shot causal structure learning.
result GPT can generate legal next moves with high confidence for sequences with encoded causal structures, but fails for illegal moves.

Proposes a method to generate counterfactual and contrastive explanations using SHAP.

problem Need for explainable AI and legal requirement for model interpretability.
method Model agnostic method using SHAP to generate contrastive and counterfactual explanations.
result Demonstrates effectiveness of the method on various datasets.

Study shows federated learning can segment brain tumors without data sharing.

problem Lack of sufficient medical data for deep learning models.
method Federated learning for multi-institutional collaboration without sharing patient data.
result Federated semantic segmentation models perform similarly to those trained with shared data.

New AI framework without networks outperforms traditional models.

problem The role of artificial neural networks (ANNs) in AI is unclear and raises ethical and legal concerns.
method Developed a parameter-free, statistically consistent data interpolation method for AI.
result Framework outperforms traditional mathematical models and ANN-based models in various applications.

This paper develops a structural credit risk model to characterize the difference between the economic and recorded default times for a firm. Recorded default occurs when default is recorded in the legal system. The economic default time is the last time when the firm is able to pay off its debt prior to the legal defa…

2010-12-03abs ↗pdf ↗

New framework for contesting algorithmic decisions, not just explaining them.

problem Helping individuals review and correct erroneous algorithmic decisions.
method Operationalized contestability as a natural complement to explainable AI (XAI), identifying three types of evidence for reversal.
result Existing EU legislation already grants individuals legal rights to contest algorithmic decisions.

Proposes a deep learning model for probabilistic forecasting that is also interpretable.

problem Inability to explain predictions of neural network-based time series forecasting methods.
method Deep Autoregressive Networks (DANLIP) for locally interpretable probabilistic forecasting.
result DANLIP provides interpretable predictions with comparable performance to state-of-the-art methods.

Framework achieves fairness in predictions using partially known causal graph over clusters of variables.

problem Achieving fairness in algorithmic decisions when causal graph knowledge is limited.
method Leverages a causal graph over clusters of variables to train a prediction model, reducing interventional distribution discrepancies.
result Framework strikes a better balance between fairness and accuracy than existing approaches under limited causal graph knowledge.