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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,786 papers · 148 categories

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48 results for large documents

Framework uses deep learning to analyze large documents and identify their logical structure.

problem Analyzing large, multi-themed documents with diverse topics.
method Deep learning techniques to model and extract logical and semantic structure.
result Framework effectively identifies and classifies different sections of documents.

A scalable topic model for large document collections using MapReduce.

problem Scalability issues in topic modeling for large document collections.
method Correlated Topic Model with variational Expectation-Maximization in MapReduce framework.
result Comparable topic coherences with LDA in MapReduce framework.

Transformer models improve query-document retrieval efficiency and accuracy.

problem Efficiently retrieve relevant documents from large corpora for query matching.
method Designed paragraph-level pre-training tasks to optimize embedding-based Transformer models.
result Transformer models significantly outperform BM-25 and non-Transformer embedding models.

MarlRank uses multi-agent reinforcement learning to improve document ranking.

problem Neglecting mutual information among documents in ranking models.
method Formulated as a multi-agent Markov Decision Process (MDP), each document predicts relevance considering its own and similar documents features and actions.
result Significant performance gains over state-of-the-art baselines on LETOR benchmark datasets.

Machine learning approaches to multi-label document classification have to date largely relied on discriminative modeling techniques such as support vector machines. A drawback of these approaches is that performance rapidly drops off as the total number of labels and the number of labels per document increase. This pr…

2011-07-13abs ↗pdf ↗

To date, there have been massive Semi-Structured Documents (SSDs) during the evolution of the Internet. These SSDs contain both unstructured features (e.g., plain text) and metadata (e.g., tags). Most previous works focused on modeling the unstructured text, and recently, some other methods have been proposed to model …

2015-07-30abs ↗pdf ↗

We introduce a Deep Boltzmann Machine model suitable for modeling and extracting latent semantic representations from a large unstructured collection of documents. We overcome the apparent difficulty of training a DBM with judicious parameter tying. This parameter tying enables an efficient pretraining algorithm and a …

2013-09-26abs ↗pdf ↗

The ability to measure similarity between documents enables intelligent summarization and analysis of large corpora. Past distances between documents suffer from either an inability to incorporate semantic similarities between words or from scalability issues. As an alternative, we introduce hierarchical optimal transp…

2019-06-26abs ↗pdf ↗

Topic modeling analyzes documents to learn meaningful patterns of words. However, existing topic models fail to learn interpretable topics when working with large and heavy-tailed vocabularies. To this end, we develop the Embedded Topic Model (ETM), a generative model of documents that marries traditional topic models …

2019-07-08abs ↗pdf ↗

Latent topic models have been successfully applied as an unsupervised topic discovery technique in large document collections. With the proliferation of hypertext document collection such as the Internet, there has also been great interest in extending these approaches to hypertext [6, 9]. These approaches typically mo…

2012-06-13abs ↗pdf ↗

This paper improves topic modeling by embedding words and topics together.

problem Topic models struggle with short documents and approximate inference.
method Model each document as a mixture of word embeddings and each topic as a mixture of topic embeddings.
result The method optimizes topic embeddings to minimize semantic differences between words and topics.

Top2Vec finds topic vectors from documents and words without needing stop words or custom settings.

problem Topic modeling weaknesses, including needing known topics, stop words, and custom settings.
method Joint document and word semantic embedding to find topic vectors automatically.
result Top2Vec finds more informative and representative topics than probabilistic models.

Study improves document processing in banking with multimodal analytics.

problem Raising operational efficiency in banking through document-intensive processes.
method Comparative analysis of text classifiers and multimodal model (LayoutXLM) on company register extracts.
result Incorporating layout information in a model substantially increases performance.

We investigate ways in which to improve the interpretability of LDA topic models by better analyzing and visualizing their outputs. We focus on examining what we refer to as topic similarity networks: graphs in which nodes represent latent topics in text collections and links represent similarity among topics. We descr…

2014-09-26abs ↗pdf ↗

Study uses LLMs to generate investor briefs from company reports and SEC filings.

problem Improving data analysis for individual investors.
method Preprocessed data, used gpt-4o model in RAG regime, evaluated by investors.
result LLMs can generate useful investor briefs from company reports and SEC filings.

Machine Learning community is recently exploring the implications of bias and fairness with respect to the AI applications. The definition of fairness for such applications varies based on their domain of application. The policies governing the use of such machine learning system in a given context are defined by the c…

2018-09-12abs ↗pdf ↗

AI helps simplify complex ship finance processes.

problem Complexity in ship finance due to data and regulatory requirements.
method Integrates large language models for document comprehension, information extraction, and workflow automation.
result AI-assisted systems can support maritime finance professionals in managing complex information and reporting requirements.

SemSentSum uses embeddings to link facts across documents efficiently.

problem Linking facts across documents is challenging due to language variability.
method Develops SemSentSum, a fully data-driven model using universal and domain-specific sentence embeddings to build a semantic relation graph.
result SemSentSum achieves competitive results on multi-document summarization tasks.

Study compares methods for improving document retrieval accuracy.

problem Improving document retrieval accuracy from large corpora.
method Comparison of query expansion, topic models, and active learning.
result Active learning outperforms keyword lists in most settings.

Automatic summarisation is a popular approach to reduce a document to its main arguments. Recent research in the area has focused on neural approaches to summarisation, which can be very data-hungry. However, few large datasets exist and none for the traditionally popular domain of scientific publications, which opens …

2017-06-13abs ↗pdf ↗

New method uses imperfect LLM annotations for valid statistical inference in social science.

problem Inaccurate large language model annotations in social science research.
method Design-based supervised learning (DSL) combining imperfect LLM surrogates with gold-standard labels.
result DSL provides valid statistical inference with comparable predictive accuracy to existing methods.

Synthetic continued pretraining enhances model performance with synthetic data.

problem Data inefficiency in pretrained models when adapting to domain-specific documents.
method Synthetic data augmentation using EntiGraph to create a large synthetic corpus.
result Language models can answer questions and follow instructions without access to domain-specific documents.

A new test assesses text similarity between two groups of documents.

problem Comparing similarity between two groups of documents.
method Neural network-based language models estimate entropy, and a test statistic derived from an estimation-and-inference framework is used.
result The proposed test maintains the nominal Type one error rate while offering greater power compared to existing methods.

SAE-FiRE extracts key financial info from long documents, improving earnings surprise predictions.

problem Predicting earnings surprises from long, redundant financial documents.
method Sparse Autoencoder feature selection to filter out noise and identify key dimensions.
result SAE-FiRE significantly outperforms baseline approaches in financial datasets.

This paper improves retrieval for LLMs in financial document Q&A.

problem Suboptimal text chunk retrieval by RAG causes inaccuracies in LLM responses.
method Sophisticated chunking techniques, query expansion, metadata annotations, re-ranking algorithms, and embedding fine-tuning.
result Enhanced retrieval quality improves LLM performance and reliability.

HybridRAG combines KGs and vector retrieval for financial document Q&A.

problem Challenges in extracting and interpreting financial text data.
method Integrates Knowledge Graphs and Vector Retrieval Augmented Generation.
result HybridRAG outperforms traditional methods in Q&A systems for financial documents.

Novel ML approach optimizes large portfolios without covariance matrix issues.

problem Static and dynamic portfolio optimization for many assets.
method Machine learning for constrained optimization, avoiding covariance matrix computation.
result Significant excess returns in U.S. and China equity markets.

In a context of document co-clustering, we define a new similarity measure which iteratively computes similarity while combining fuzzy sets in a three-partite graph. The fuzzy triadic similarity (FT-Sim) model can deal with uncertainty offers by the fuzzy sets. Moreover, with the development of the Web and the high ava…

2013-12-21abs ↗pdf ↗

This paper improves topic model estimation for sparse distributions and applies it to Wasserstein distances.

problem Estimating sparse topic distributions in topic models with high-dimensional data.
method MLE for topic weights when AA is known, plug-in estimator for unknown AA.
result MLE can be exactly sparse and contain true zero pattern of topic weights.

In dynamic topic modeling, the proportional contribution of a topic to a document depends on the temporal dynamics of that topic's overall prevalence in the corpus. We extend the Dynamic Topic Model of Blei and Lafferty (2006) by explicitly modeling document level topic proportions with covariates and dynamic structure…

2015-11-12abs ↗pdf ↗

A novel multilayer network approach for text analysis.

problem Clustering documents and finding topics in large collections with metadata and hyperlinks.
method Multilayer Networks and Stochastic Block Models applied to multiple data types.
result Taking into account multiple types of information improves topic and document clustering.

A new method for document network embedding interprets and generalizes well.

problem Lack of interpretability and generalization to new documents in existing methods.
method Introduces Topic-Word Attention (TWA) and Inductive Document Network Embedding (IDNE) to generate document representations.
result Achieves state-of-the-art performance on various networks and produces meaningful representations.