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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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48 results for kei theory

This paper describes several key discoveries in the 19th century that led to the modern theory of manifolds in the twentieth century: intrinsic differential geometry, projective geometry and higher dimensional manifolds and Riemannian geometry.

2013-01-03abs ↗pdf ↗

This paper uses MIS to identify key financial institutions with minimal risk contagion.

problem Mitigating systemic risk during extreme financial events.
method Applying extreme value theory and MIS from graph theory to identify diversified portfolios.
result Identified a subset of institutions with minimal extremal dependence for diversified portfolios.

A previous paper of the authors' contained an error in the proof of a key claim, that Rasmussen's knot-invariant s(K) is equal to its gauge-theory counterpart. The original paper is included here together with a corrigendum, indicating which parts still stand and which do not. In particular, the gauge-theory counterpar…

2011-10-06abs ↗pdf ↗

The study reveals the spectral structure of attention layers and its implications for generalization.

problem Understanding the spectral structure and generalization of trained attention layers.
method Empirical risk minimization in a single-head tied-attention layer, using random matrix theory, spin-glass theory, and approximate message passing.
result Exact high-dimensional characterization of training and test error, interpolation and recovery thresholds, and spectrum of the key and query matrices.

Classifies good involutions in conjugation subquandles and racks.

problem Classifying quandles with good involutions for applications in surface-knot theory.
method Study of subquandles of conjugation quandles, including core quandles; analysis of good involutions of faithful racks.
result Sharp bounds on the number of good involutions of racks in these families.

Statistical learning theory provides the theoretical basis for many of today's machine learning algorithms. In this article we attempt to give a gentle, non-technical overview over the key ideas and insights of statistical learning theory. We target at a broad audience, not necessarily machine learning researchers. Thi…

2008-10-27abs ↗pdf ↗

These notes constitute a sort of Crash Course in Optimal Transport Theory. The different features of the problem of Monge-Kantorovitch are treated, starting from convex duality issues. The main properties of space of probability measures endowed with the distances WpW_p induced by optimal transport are detailed. The ke…

2010-09-20abs ↗pdf ↗

Complex network theory has been applied to solving practical problems from different domains. In this paper, we present a general framework for complex network applications. The keys of a successful application are a thorough understanding of the real system and a correct mapping of complex network theory to practical …

2015-07-21abs ↗pdf ↗

Novel method uses information theory to measure causal influences during transient neural events.

problem Characterizing network interactions during transient neural events.
method Structural Causal Models, Information Theory, Transfer Entropy, Dynamic Causal Strength, Relative Dynamic Causal Strength.
result Introduced a novel measure, relative Dynamic Causal Strength, with theoretical and empirical support.

LaRT models LLMs' response accuracy and CoT length to evaluate reasoning ability and speed.

problem Valid evaluation of Large Language Models (LLMs) via response accuracy and chain-of-thought length.
method Introduces Latency-Response Theory (LaRT) to jointly model response accuracy and CoT length using latent ability and latent speed.
result LaRT yields higher estimation accuracy and shorter confidence intervals for latent traits compared to IRT.

We provide an introduction to the theory of calibrated submanifolds through the key examples related with special holonomy. We focus on calibrated geometry in Calabi-Yau, G2_2 and Spin(7) manifolds, and describe fundamental results and techniques in the field.

2018-10-19abs ↗pdf ↗

The paper analyzes frameworks for integrating sustainability into investment decisions.

problem Understanding how ESG factors influence investment choices.
method Examined and analyzed various theoretical frameworks including Behavioral Finance, Modern Portfolio, and Risk Management.
result Investors increasingly integrate ESG factors to optimize financial outcomes and societal goals.

Study examines infinite limits of transformer dynamics, identifying key parameterizations.

problem Understanding the training dynamics of transformer models in the feature learning regime.
method Analysis of infinite scaling limits using dynamical mean field theory.
result Identified parameterizations that admit well-defined infinite width and depth limits.

This work uses statistical mechanics to explain AI learning.

problem Understanding the statistical principles behind AI learning.
method Starting from sample concentration behaviors, the study applies statistical mechanics principles to AI and machine learning.
result Exponential families and statistical quantities are key in AI and machine learning.

In the late 1980s Witten used the Chern-Simons form of a connection to construct new invariants of 3-manifolds and knots, recovering in particular the Jones invariants. Since then the associated topological quantum field theory (TQFT) has served as a key example in understanding the structure of TQFTs in general. We su…

2008-08-19abs ↗pdf ↗

We prove that on a closed surface, for any c>0c>0, our min-max theory for prescribing mean curvature produces a solution given by a curve of constant geodesic curvature cc which is almost embedded, except for finitely many points, at which the solution is a stationary junction with integer density. Moreover, each smoot…

2018-11-09abs ↗pdf ↗

Solves modified Schouten tensor problems in conformal metric classes.

problem Prescribed problems for modified Schouten tensors in conformal classes of metrics.
method Uniform ellipticity confirmation under topological and functional constraints.
result Extends results from previous work on smooth complete metrics.

We present a systematic study of causality theory on Lorentzian manifolds with continuous metrics. Examples are given which show that some standard facts in smooth Lorentzian geometry, such as light-cones being hypersurfaces, are wrong when metrics which are merely continuous are considered. We show that existence of t…

2011-11-02abs ↗pdf ↗

Rule-based classifiers quantify uncertainty using Bernoulli random variables.

problem Quantifying the uncertainty of precision estimates for rule-based text classifiers.
method Treat partitions of sub-strings as Bernoulli random variables, compare means using statistical tests, and combine classifiers using Dempster-Shafer theory.
result The approach can be used to combine binary classifiers into a multi-label classifier.

GARIM theory explains how conscious manipulation of internal representations enhances goal-directed behavior.

problem Limited understanding of how consciousness supports flexible goal-directed cognition.
method Extending a three-component theory of flexible cognition, proposing GARIM theory.
result Conscious states actively manipulate internal representations to align with goals, enhancing flexibility.

It is well-known that an n-dimensional Poincaré complex XnX^n, n5n \ge 5, has the homotopy type of a compact topological nn-manifold if the total surgery obstruction s(Xn)s(X^n) vanishes. The present paper discusses recent attempts to prove analogous result in dimension 4. We begin by reviewing the necessary algebraic an…

2006-08-31abs ↗pdf ↗

The paper develops a theory of CC^\infty-superrings and their superschemes.

problem Developing a theory for CC^\infty-superrings and superschemes.
method Proving an equivalence between categories of fair affine CC^\infty-superschemes and fair CC^\infty-superrings.
result A key equivalence between fair affine CC^\infty-superschemes and fair CC^\infty-superrings.

Geometrically classifies maps from R^0|2 to any manifold, unifying theories.

problem Classifying maps from R^0|2 to any manifold without auxiliary structures.
method Relates maps to pullback of decomposable bivector bundle over S via algebraic constraints.
result Reduced manifold has fiber dimension dim(S) + 1, unifying topological and algebraic views.

Tangent categories are categories equipped with a tangent functor: an endofunctor with certain natural transformations which make it behave like the tangent bundle functor on the category of smooth manifolds. They provide an abstract setting for differential geometry by axiomatizing key aspects of the subject which all…

2016-06-27abs ↗pdf ↗

We characterize and study variable importance (VIMP) and pairwise variable associations in binary regression trees. A key component involves the node mean squared error for a quantity we refer to as a maximal subtree. The theory naturally extends from single trees to ensembles of trees and applies to methods like rando…

2007-11-15abs ↗pdf ↗

Paper extends variational formula for Bismut-Cheeger eta form, proving key theorems in K-theory.

problem Extending variational formula for Bismut-Cheeger eta form without kernel bundle assumption.
method Twisting spinc^c Dirac operators by isomorphic vector bundles, proving Z2\mathbb{Z}_2-graded additivity.
result Analytic index in differential K-theory is a well-defined group homomorphism, and Riemann-Roch-Grothendieck theorem in R/Z\mathbb{R}/\mathbb{Z} K-theory.