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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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4386129172 · Jun 202019922001200920172026
48 results for human accountability

Framework for responsible LLM deployment with human involvement and decentralized technologies.

problem Challenges in deploying LLMs for high-stakes decisions, including data security and accountability.
method Interactive human involvement through multiple iterations, decentralized technologies, and automated auditing.
result Enhanced security and accountability in LLM deployment for financial decisions.

Study causal effects on humans in mixed human-AI systems with unobserved unit types.

problem Estimating causal effects on humans in systems with unobserved unit types and interaction networks.
method Assumed human-AI prior, causal message passing (CMP) framework, subpopulation analysis.
result Consistently recover human-specific causal effects using subpopulations with varying expected human composition and treatment exposure.

Paper examines LLM capability benchmarks through construct validity, favoring nomological account.

problem Linking theoretical capabilities to empirical measurements in LLMs.
method Contrasts three frameworks: nomological, inferential, and causal.
result Nomological account provides best foundation for LLM research.

RLHF fails when humans only partially observe, leading to inflated or overjustified feedback.

problem Failure of reinforcement learning from human feedback in partially observable environments.
method Formal definition of failure cases, modeling human as Boltzmann rational, analyzing information provided by feedback.
result RLHF can deceptively inflate or overjustify feedback when humans have partial observations.

Nowadays, organizations collect vast quantities of accounting relevant transactions, referred to as 'journal entries', in 'Enterprise Resource Planning' (ERP) systems. The aggregation of those entries ultimately defines an organization's financial statement. To detect potential misstatements and fraud, international au…

2019-10-09abs ↗pdf ↗

The paper tackles AI advice giving by considering adherence levels and defer options.

problem Inadequate consideration of human adherence to AI recommendations.
method Sequential decision-making model that considers adherence levels and incorporates a defer option.
result Specialized learning algorithms provide better convergence and empirical performance.

It is inconceivable how chaotic the world would look to humans, faced with innumerable decisions a day to be made under uncertainty, had they been lacking the capacity to distinguish the relevant from the irrelevant---a capacity which computationally amounts to handling probabilistic independence relations. The highly …

2018-01-30abs ↗pdf ↗

Study assesses consistency and reproducibility of LLMs in finance and accounting tasks.

problem Consistency and reproducibility of LLM outputs in finance and accounting research.
method Extensive experimentation with 50 independent runs across 5 tasks using 3 OpenAI models.
result Task-specific patterns of consistency and reproducibility, with binary classification and sentiment analysis achieving near-perfect reproducibility.

New method accounts for hidden context in preference learning for RLHF models.

problem Incomplete data with hidden context affects RLHF model outcomes.
method Distributional Preference Learning (DPL) methods estimate hidden context distributions.
result DPL methods reduce RLHF vulnerabilities by accounting for hidden context.

Framework enhances AI explainability by aligning with human cognitive models.

problem Lack of explainability in AI models hinders trust and accountability.
method Integrates explainability techniques with Malle's five category model of behavior explanation.
result Demonstrates practical relevance in credit risk assessment and regulatory analysis.

Trust-aware MAB improves learning performance by accounting for human deviation.

problem Learning performance suffers when humans deviate from recommended policies due to lack of trust.
method Integrates a dynamic trust model into MAB framework, establishing minimax regret and proposing a two-stage trust-aware procedure.
result Proves near-optimal statistical guarantees for trust-aware MAB algorithms.

Subjective expected utility theory assumes that decision-makers possess unlimited computational resources to reason about their choices; however, virtually all decisions in everyday life are made under resource constraints - i.e. decision-makers are bounded in their rationality. Here we experimentally tested the predic…

2016-10-06abs ↗pdf ↗

Decoding strategies often exclude human-like tokens, creating a detectable gap in generated text.

problem Decoding strategies exclude contextually appropriate but statistically rare tokens, creating a detectable gap in generated text.
method Analysis of 1.8 million texts across 8 language models, 5 decoding strategies, and 53 hyperparameter configurations.
result 8-18% of human-selected tokens fall outside typical truncation boundaries, indicating a detectable gap.

Method tackles uncertainty in reward models for LLMs from heterogeneous human feedback.

problem Uncertainty in reward models for LLMs from heterogeneous human feedback.
method Heterogeneous preference framework and alternating gradient descent algorithm.
result Established theoretical guarantees for estimator convergence and asymptotic distribution.

Computer generated academic papers have been used to expose a lack of thorough human review at several computer science conferences. We assess the problem of classifying such documents. After identifying and evaluating several quantifiable features of academic papers, we apply methods from machine learning to build a b…

2010-08-04abs ↗pdf ↗

Predictive Q-learning algorithm for IoT networks with human operators.

problem Resilient and predictive actions for IoT networks with faulty components.
method Predictive and resilient Q-learning algorithm considering historical data and human operator feedback.
result Optimal scheduling policies avoiding attacked locations and faults.

Robots need models of human behavior for both inferring human goals and preferences, and predicting what people will do. A common model is the Boltzmann noisily-rational decision model, which assumes people approximately optimize a reward function and choose trajectories in proportion to their exponentiated reward. Whi…

2020-01-13abs ↗pdf ↗

New simulation model predicts financial market dynamics with high accuracy.

problem Extreme difficulty in financial market projections due to human behavioural complexity.
method Agent-based modeling with a hierarchical knowledge architecture to simulate diverse human groups.
result Simulator achieves 13.29% deviation in crisis scenarios and lower mean square error under normal conditions.

A human-in-the-loop ML framework for precision dosing reduces expert workload and removes bias.

problem High cost of data annotation and lack of appropriate data for ML models.
method Incorporates human experts into the model learning loop to improve interpretability and reduce bias.
result The approach learns interpretable rules from data and potentially lowers expert workload.

We tackle the task of diverse 3D human motion prediction, that is, forecasting multiple plausible future 3D poses given a sequence of observed 3D poses. In this context, a popular approach consists of using a Conditional Variational Autoencoder (CVAE). However, existing approaches that do so either fail to capture the …

2019-12-18abs ↗pdf ↗

Study examines the impact of employment benefit costs on firm profitability.

problem Impact of employment benefit costs on firm profitability.
method Panel data regression analysis using E-Views.
result There is a significant positive relationship between employment benefit costs and firm profitability.

Corrects bias in LLM-as-a-judge evaluations using adaptive calibration.

problem Bias in LLM evaluations due to imperfect sensitivity and specificity.
method Plug-in framework with confidence intervals accounting for test and calibration dataset uncertainties.
result LML-based evaluation yields more reliable estimates than human-only evaluation.

The human brain is able to learn, generalize, and predict crossmodal stimuli. Learning by expectation fine-tunes crossmodal processing at different levels, thus enhancing our power of generalization and adaptation in highly dynamic environments. In this paper, we propose a deep neural architecture trained by using expe…

2018-01-23abs ↗pdf ↗

New method pools labels from similar data items to improve learning from small samples.

problem Learning from small, human-annotated samples with potential disagreement among annotators.
method Proposes neighborhood-based pooling for sharing labels across similar data items.
result Improves learning from small, noisy samples by pooling labels from similar items.

Develops a new model for RLHF accounting for partially observed states and intermediate feedback.

problem Lack of models for partially observed states and intermediate feedback in RLHF.
method PORRL model with cardinal and dueling feedback methods.
result Demonstrates improved learning and alignment with new model-based and model-free methods.

Introduces lookahead counterfactual fairness to account for downstream effects of ML predictions.

problem Downstream effects of ML predictions on individuals not considered by counterfactual fairness.
method Introduces lookahead counterfactual fairness (LCF), a new fairness notion that considers future status. Proposes an algorithm based on theoretical conditions.
result Proposes an algorithm to achieve lookahead counterfactual fairness and validates it on synthetic and real data.

Develops new methods to create imperceptible image changes that fool classifiers.

problem Improving the robustness of image classifiers by creating subtle changes undetectable to humans.
method Two methods: Edge-Aware and Color-Aware, designed to reduce detectability of image perturbations.
result Demonstrated that the new methods effectively cause misclassification and are computationally efficient.

The ubiquity of systems using artificial intelligence or "AI" has brought increasing attention to how those systems should be regulated. The choice of how to regulate AI systems will require care. AI systems have the potential to synthesize large amounts of data, allowing for greater levels of personalization and preci…

2017-11-03abs ↗pdf ↗

Human motion prediction is a stochastic process: Given an observed sequence of poses, multiple future motions are plausible. Existing approaches to modeling this stochasticity typically combine a random noise vector with information about the previous poses. This combination, however, is done in a deterministic manner,…

2019-08-02abs ↗pdf ↗