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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,738 papers · 148 categories

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4283125166 · May 202619922001200920172026
48 results for gap phenomenon

Estimates scalar curvature without nonnegativity, showing gap phenomenon on manifolds.

problem Estimating scalar curvature without curvature nonnegativity assumption.
method Derive estimates for scalar curvature and mean curvature on manifolds and domains.
result Show that metrics on even dimensional manifolds with nonzero Euler characteristic are ε-gap distance extremal.

The infinitesimal symmetry algebra of any Cartan geometry has maximum dimension realized by the flat model, but often this dimension drops significantly when considering non-flat geometries, so a gap phenomenon arises. For general (regular, normal) parabolic geometries of type (G,P), we use Tanaka theory to derive a un…

2013-03-06abs ↗pdf ↗

For an immersed Lagrangian submanifold, let Aˇ\check{A} be the Lagrangian trace-free second fundamental form. In this note we consider the equation T=0\nabla^*T=0 on Lagrangian surfaces immersed in C2\mathbb{C}^2, where T=2(Aˇω)T=-2\nabla^*(\check{A}\lrcornerω), and we prove a gap theorem for the Whitney sphere as a solution …

2019-10-04abs ↗pdf ↗

In this paper several examples of gaps (lacunes) between dimensions of maximal and submaximal symmetric models are considered, which include investigation of number of independent linear and quadratic integrals of metrics and counting the symmetries of geometric structures and differential equations. A general result c…

2011-11-27abs ↗pdf ↗

Study rigidity of spectral gap on Finsler manifolds with specific curvature bounds.

problem Rigidity of spectral gap on Finsler manifolds with Ricci curvature bound.
method Analysis of spectral gap, splitting phenomena, and needle decomposition.
result Rigidity results for spectral gap, logarithmic Sobolev, and Bakry-Ledoux inequalities.

Hybrid regularization avoids double descent in random feature models.

problem Avoiding the double descent phenomenon in random feature models.
method Combines early stopping and weight decay, using GCV for hyperparameter selection.
result Hybrid method successfully avoids double descent and achieves comparable generalization.

Study reveals uniform spectral gaps for random hyperbolic surfaces with few cusps.

problem Investigating spectral gaps for random hyperbolic surfaces with limited cusps.
method Analyzing Weil-Petersson random hyperbolic surfaces, showing no eigenvalues in specific intervals.
result Uniform lower bounds on spectral gaps for Weil-Petersson random hyperbolic surfaces, revealing a critical phenomenon of 'second order cancellation'.

More data can widen the gap between robust and standard models against adversarial attacks.

problem The gap between adversarially robust and standard machine learning models' generalization error increases with more data.
method Theoretical analysis of Gaussian and Bernoulli models under \ell_\infty attacks, and experiments on linear regression models.
result Additional data can increase the generalization gap between adversarially robust and standard models.

New methods solve tensor-on-tensor regression with unknown rank, revealing benefits of over-parameterization.

problem Connecting tensor responses to tensor covariates with unknown intrinsic rank.
method Riemannian gradient descent and Riemannian Gauss-Newton methods for tensor-on-tensor regression.
result Riemannian optimization methods converge linearly and quadratically to a statistically optimal estimate in rank over-parameterized settings.

Graph pruning improves neural network performance by addressing squashing and smoothing issues.

problem Over-squashing and over-smoothing in Graph Neural Networks.
method Proposes edge deletions to simultaneously address over-squashing and over-smoothing, optimizing spectral gap.
result Edge deletions improve generalization and distinguishability of nodes of different classes.

Fluctuation scaling is observed phenomenon from complex networks through finance to ecology. It means that the variance and the mean of a specific quantity are related as $\ev{σ^2|n}\propto \ev{n|A}^{2α}$ with 1/2α11/2\geq α\geq 1 when a parameter AA (usually the system size) is varied. AA can be the strength of the nod…

2007-03-12abs ↗pdf ↗

Let ΓΓ be a nondegenerate geodesic in a compact Riemannian manifold MM. We prove the existence of a partial foliation of a neighbourhood of ΓΓ by CMC surfaces which are small perturbations of the geodesic tubes about ΓΓ. There are gaps in this foliation, which correspond to a bifurcation phenomenon. Conversely, we …

2003-08-05abs ↗pdf ↗

Machine learning models are often susceptible to adversarial perturbations of their inputs. Even small perturbations can cause state-of-the-art classifiers with high "standard" accuracy to produce an incorrect prediction with high confidence. To better understand this phenomenon, we study adversarially robust learning …

2018-04-30abs ↗pdf ↗

New bound limits generalization gap for large models, independent of model complexity.

problem Understanding generalization gap in large-scale machine learning models.
method Established a model-independent upper bound for generalization gap using Rényi entropy.
result Generalization gap can be maintained with arbitrarily large models if data entropy is sufficient.

The paper analyzes the latent geometry of generative diffusion models.

problem The manifold overfitting phenomenon in generative models.
method Statistical physics approach to analyze the spectrum of eigenvalues and singular values of the Jacobian of the score function.
result Three distinct qualitative phases during the generative process: trivial, manifold coverage, and consolidation phases.

We define a new spectrum for compact length spaces and Riemannian manifolds called the "covering spectrum" which roughly measures the size of the one dimensional holes in the space. More specifically, the covering spectrum is a set of real numbers δ>0δ>0 which identify the distinct δδ covers of the space. We investigat…

2003-11-22abs ↗pdf ↗

Statistical-computational gap found in aligning multiple Gaussian graphs.

problem Aligning multiple Gaussian graphs with unknown signals.
method Generalized informational threshold and computational barrier analysis.
result Existence of a statistical-computational gap in multiple Gaussian graph alignment.

UCB algorithm's arm-sampling behavior is revealed, leading to new insights and proofs.

problem Optimizing multi-armed bandit algorithms for worst-case scenarios.
method Analysis of UCB algorithm's arm-sampling behavior and process-level characterization.
result UCB's arm-sampling rates are asymptotically deterministic, regardless of problem complexity.

The motivations for using variational inference (VI) in neural networks differ significantly from those in latent variable models. This has a counter-intuitive consequence; more expressive variational approximations can provide significantly worse predictions as compared to those with less expressive families. In this …

2018-01-18abs ↗pdf ↗

The paper explores how simplicity leads to better out-of-distribution generalization in models.

problem Understanding the theoretical principles behind out-of-distribution (OOD) generalization in modern models.
method Examining diffusion models in image generation to analyze compositional generalization abilities and develop a theoretical framework for simplicity-based OOD generalization.
result The true, generalizable model corresponds to the simplest among consistent models, and this simplicity can be quantified and used to establish sample complexity guarantees.

Adversarial training leads to clean data generalization with significant robust overfitting gap.

problem Significant robust generalization gap in adversarial training.
method Two theoretical views: representation complexity and training dynamics.
result ReLU nets with O(ND)O(N D) extra parameters can achieve CGRO.

Paper proves Łojasiewicz inequalities near simple bubble trees on surfaces.

problem Proving Łojasiewicz inequalities for critical points on surfaces.
method Deriving sufficient conditions for Łojasiewicz inequalities near almost-critical points in a Hilbert space.
result Sequences of almost critical points satisfy Łojasiewicz inequalities as they approach the first non-trivial bubble tree.

We extend Obata's rigidity theorem to free probability.

problem Establishing a free analogue of Obata's rigidity theorem.
method Analyzing self-adjoint nn-tuples with Lipschitz conjugate variables under a non-commutative curvature-dimension condition.
result The von Neumann algebra splits off a freely complemented semicircular component, revealing a rigidity mechanism under non-commutative curvature.

GD with large init shows incremental learning in matrix factorization.

problem Understanding GD's behavior with large initial values in matrix factorization.
method Signal-to-noise ratio concepts and inductive arguments.
result Uncovering an incremental learning phenomenon in GD with large initialization.

The study uses Ricci flow to prove flatness of certain Riemannian manifolds.

problem Proving the flatness of Riemannian manifolds with specific curvature properties.
method Ricci flow approach, quantitative existence theory, curvature estimates, and regularization.
result Manifolds with non-negative curvature and specific decay rates are necessarily flat.

Proves product metrics are Yamabe metrics under small flat torus conditions.

problem Yamabe metrics on product spaces with small flat tori.
method Extends earlier results to Type~I and Type~II Yamabe constants, QQ-curvature problems, and isoperimetric-ratio type problems.
result Product metrics are Yamabe metrics for sufficiently small flat tori.

Deep learning models can generalize well even when they fit training data perfectly.

problem Generalization in over-parameterized deep learning models.
method Combining empirical risk minimization with capacity control, exploring inductive biases and smooth empirical risk minimizers.
result Double descent phenomenon: test error can decrease after interpolation point.

In many environments, only a relatively small subset of the complete state space is necessary in order to accomplish a given task. We develop a simple technique using emergency stops (e-stops) to exploit this phenomenon. Using e-stops significantly improves sample complexity by reducing the amount of required explorati…

2019-12-03abs ↗pdf ↗

We compare correlations and coherent structures in nuclei and financial markets. In the nuclear physics part we review giant resonances which can be interpreted as a coherent structure embedded in chaos. With similar methods we investigate the financial empirical correlation matrix of the DAX and Dow Jones. We will sho…

2009-10-22abs ↗pdf ↗

Cluster analysis is a fundamental tool for pattern discovery of complex heterogeneous data. Prevalent clustering methods mainly focus on vector or matrix-variate data and are not applicable to general-order tensors, which arise frequently in modern scientific and business applications. Moreover, there is a gap between …

2018-03-17abs ↗pdf ↗

New method explains computational barriers in high-dimensional statistical models.

problem Understanding detection-recovery gaps in high-dimensional inference.
method Combining algorithmic contiguity and cross-validation reduction to obtain conditional computational lower bounds.
result Mild control of low-degree advantage is sufficient to explain computational barriers for recovery.

New method estimates precision matrices without models, achieving dense, consistent, and model-free properties.

problem Lack of methods that are dense, consistent, and model-free for precision matrix estimation.
method General class of estimators that unify dense, consistent, and model-free properties within a nonasymptotic framework.
result Ridgeless regression exhibits the double descent phenomenon, establishing a precision matrix analogue to linear regression's double descent.

This paper explains why double descent sometimes occurs weakly or not at all from an optimization perspective.

problem Understanding the role of optimization in the phenomenon of double descent.
method Investigates model-wise double descent from an optimization perspective, proposing a unified explanation for its occurrence.
result Model-wise double descent is observed if and only if the optimizer can find a sufficiently low-loss minimum.

Fossil power firms have recently profited more than renewables, but this may be a temporary phenomenon.

problem The profitability gap between renewable and fossil power firms in Europe.
method Machine-learning clustering and Bayesian model averaging.
result Renewable power firms are becoming more profitable, while fossil power firms are becoming less so.

This work extends implicit bias analysis to multiclass classification using a new loss framework.

problem The implicit bias of gradient descent on multiclass data without explicit regularization.
method Employing the PERM framework to introduce a multiclass extension of the exponential tail property.
result Extended implicit bias result to multiclass classification using a new loss framework.

Sparse attention model reduces long-context inference time with exponential accuracy guarantees.

problem Efficiently processing long-context queries in large language models.
method Formalizes attention as a projection onto key vectors, analyzes entropic relaxation, and introduces Vashista Sparse Attention.
result Sparse attention concentrates on a constant-size active face, leading to exponential decay of inactive tokens' mass and linear scaling of active face error.