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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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79158236315 · Jun 202019922001200920172026
48 results for flexible control

Randomized control methods improve asset pricing and performance analysis.

problem Challenges in drawing inferences from traditional random portfolios in performance evaluation.
method Geometric random walks and Markov chain Monte Carlo methods to construct flexible control groups.
result Captured premia associated with size, value, quality, and momentum in a constrained setting.

The recent success of raw audio waveform synthesis models like WaveNet motivates a new approach for music synthesis, in which the entire process --- creating audio samples from a score and instrument information --- is modeled using generative neural networks. This paper describes a neural music synthesis model with fl…

2018-11-01abs ↗pdf ↗

Flexible framework for bounding high-loss predictions using quantiles.

problem Need for rigorous guarantees in risk-sensitive applications.
method Order statistics of loss values, flexible quantile-based metrics.
result Ability to rigorously control loss quantiles on real-world datasets.

Paper proposes a deep RL approach for traffic signal control balancing efficiency and equity.

problem Inefficient and inflexible traffic signal controllers.
method Deep reinforcement learning with a novel reward function combining efficiency and equity.
result The proposed algorithm achieves state-of-the-art performance on various traffic scenarios.

New framework controls statistical dispersion for high-stakes applications.

problem Understanding and controlling the dispersion of loss distributions in high-stakes applications.
method Simple yet flexible framework for distribution-free control of statistical dispersion measures.
result Proposed methods control statistical dispersion measures with societal implications.

The paper introduces a limit version of multiple stopping options such that the holder selects dynamically a weight function that control the distribution of the payments (benefits) over time. In applications for commodities and energy trading, a control process can represent the quantity that can be purchased by a fix…

2010-12-07abs ↗pdf ↗

RNE provides a flexible framework for diffusion models, enabling inference-time control and energy-based training.

problem Insufficient knowledge of marginal densities in diffusion models.
method Introduces Radon-Nikodym Estimator (RNE) to reveal the connection between marginal densities and transition kernels.
result RNE delivers strong results in inference-time control and energy-based diffusion training.

DeepCTRL integrates rules into deep learning models, allowing flexible control at inference.

problem Lack of flexibility in incorporating rules into deep learning models.
method Integrates rule representations into deep neural networks, enabling flexible control at inference.
result Improves rule verification ratio and accuracy gains at downstream tasks.

Flexible deep learning framework controls FDR for feature selection.

problem Controlling Type-I error in feature selection for deep neural networks.
method Approximates FDR control for a wide range of deep architectures using gradient-based feature-importance vectors.
result Theoretical guarantee of FDR control for feature selection in deep learning models.

A new framework for adaptive behavior using reusable value profiles.

problem Adaptive behavior in changing environments requires switching among value-control regimes, but maintaining separate parameters for each situation is impractical.
method Introduces value profiles: reusable bundles of parameters assigned to hidden states, allowing for state-conditional strategy recruitment without independent parameters for each context.
result Profile-based models outperform simpler alternatives in probabilistic reversal learning, suggesting belief-dependent control of adaptive behavior.

We consider the problem of training generative models with deep neural networks as generators, i.e. to map latent codes to data points. Whereas the dominant paradigm combines simple priors over codes with complex deterministic models, we argue that it might be advantageous to use more flexible code distributions. We de…

2017-10-31abs ↗pdf ↗

Digital twins improve single-arm trials by providing robust treatment effect estimates.

problem Lack of control arms in single-arm trials limits their gold-standard evidence.
method Outcome-model-based synthetic controls using machine learning models trained on historical data.
result Digital twins offer more robust treatment effect estimates and principled corrections.

Agents acting in the natural world aim at selecting appropriate actions based on noisy and partial sensory observations. Many behaviors leading to decision mak- ing and action selection in a closed loop setting are naturally phrased within a control theoretic framework. Within the framework of optimal Control Theory, o…

2014-06-27abs ↗pdf ↗

MEC-Cox: A Machine-Learning-Assisted Generalized Entropy Calibration Method for Estimating ATT Marginal Hazard-Ratio

problem Estimating ATT marginal hazard-ratio in externally controlled survival trials
method Machine-learning-assisted generalized entropy calibration for IPW Cox regression
result Reduces bias, increases efficiency, and improves coverage

KQT-EWMA monitors multivariate data streams online with flexible and practical change detection.

problem Online monitoring of multivariate data streams for detecting changes.
method Combines Kernel-QuantTree histogram and EWMA statistic for non-parametric monitoring.
result Controls Average Run Length (ARL0) while achieving comparable detection delays.

Finding optimal feedback controllers for nonlinear dynamic systems from data is hard. Recently, Bayesian optimization (BO) has been proposed as a powerful framework for direct controller tuning from experimental trials. For selecting the next query point and finding the global optimum, BO relies on a probabilistic desc…

2017-09-20abs ↗pdf ↗

Develops a numerical algorithm for stochastic impulse control using regression surrogates.

problem Optimal impulse control in stochastic processes.
method Generates statistical surrogates for continuation and intervention functions, recursively trained over simulated state trajectories.
result Demonstrates flexibility and extensibility of the numerical scheme through case studies.

Develops a new model for controllable and realistic traffic simulation.

problem Lack of models that offer both controllability and realism in traffic simulation.
method Guided Conditional Diffusion (CTG) model using diffusion modeling and differentiable logic.
result Improves controllability-realism tradeoff over strong baselines.

Machine learning boosts RCT efficiency by controlling type I error and improving statistical power.

problem Improving statistical efficiency in RCTs with complex covariate adjustments.
method Machine learning-assisted adjustment under Rosenbaum's framework for exact tests.
result The proposed method robustly controls type I error and significantly boosts statistical efficiency.

NeurT-FDR controls FDR by incorporating feature hierarchy.

problem Controlling FDR in complex, large-scale hypothesis testing problems.
method NeurT-FDR uses a neural network to parametrize test-level covariates and a regression framework to adjust feature hierarchy.
result NeurT-FDR makes substantially more discoveries than competitive baselines.

Framework for estimating treatment effects using external control data.

problem Improving efficiency in estimating average treatment effects (ATE) in hybrid trials.
method Developed a formal causal inference framework based on exchangeability assumptions and graphical criteria. Proposed estimators and efficient doubly-robust methods.
result Established finite-sample performance and demonstrated application to spinal muscular atrophy trial.

Model captures system input variations in latent space for actionable dynamics.

problem Learning dynamical systems from data without prescribing a mathematical model.
method Structured latent ODE model with stochastic factors of variation for each input.
result Improves generation of time-series data and inference of system inputs over baselines.

Developed policy gradient methods for stochastic control with exit time, outperforming traditional techniques in share repurchase pricing.

problem Optimal control with exit time in stochastic models.
method Two types of algorithms: direct policy learning and alternately learning value function and control.
result Policy gradient methods outperform PDE or neural networks in share repurchase pricing.

New control methods improve dynamic measure transport paths.

problem Improving paths for dynamic measure transport.
method Connecting mean-field games to optimization problems for learning paths, advocating for smoothness of velocities.
result Our method recovers more efficient and smooth transport models compared to untilted paths.

Backward Conformal Prediction offers flexible control over prediction set sizes while ensuring coverage guarantees.

problem Providing reliable prediction sets with controlled sizes in applications like medical diagnosis.
method Defines a rule that constrains prediction set sizes based on observed data, adapting coverage levels.
result Maintains computable coverage guarantees while ensuring interpretable, well-controlled prediction set sizes.

Deep neural networks solve stochastic control problems with delay.

problem Challenges in stochastic control problems with delay due to path-dependence and high dimensions.
method Employing recurrent neural networks (RNNs) to parameterize policies and optimize objectives.
result RNNs, especially LSTMs, efficiently capture path-dependence and outperform feedforward networks in training and performance.