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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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121242363484 · Jun 202019922001200920172026
48 results for fitted value iteration

FVI method calculates bicausal OT with neural networks, outperforming other methods.

problem Computing bicausal optimal transport with adapted coupling structures.
method FVI method using multilayer neural networks to approximate value functions.
result FVI method outperforms linear programming and Sinkhorn methods in scalability.

We present the use of the fitted Q iteration in algorithmic trading. We show that the fitted Q iteration helps alleviate the dimension problem that the basic Q-learning algorithm faces in application to trading. Furthermore, we introduce a procedure including model fitting and data simulation to enrich training data as…

2018-05-18abs ↗pdf ↗

We propose a method for efficient training of Q-functions for continuous-state Markov Decision Processes (MDPs) such that the traces of the resulting policies satisfy a given Linear Temporal Logic (LTL) property. LTL, a modal logic, can express a wide range of time-dependent logical properties (including "safety") that…

2018-09-20abs ↗pdf ↗

A new method calibrates value predictions in offline RL to improve reliability.

problem Difficulty in long-horizon value prediction in offline reinforcement learning.
method Bellman calibration, a weak reliability criterion, and Iterated Bellman Calibration.
result Finite-sample guarantees show that Bellman calibration error is controlled at nonparametric rates.

VA-OPE improves OPE by incorporating variance information, achieving tighter error bounds.

problem Estimating value function of a target policy from offline data collected by a behavior policy.
method Proposes VA-OPE, an algorithm that reweights Bellman residual using estimated variance of the value function.
result Achieves a tighter error bound than the best-known result.

Optimal unimodal fitting for linear loss functions in a sequential, efficient manner.

problem Optimal unimodal transformation of univariate model scores under linear loss functions.
method Proposes a sequential approach to estimate the optimal rectangular fit for observed samples with each new sample.
result Sequential approach achieves optimal efficiency with logarithmic time complexity per iteration.

Kernel Multigrid accelerates Back-fitting for additive Gaussian Processes.

problem Slow convergence of Back-fitting in training additive Gaussian Processes.
method Kernel Packets (KP) and Sparse Gaussian Process Regression (GPR) to enhance Back-fitting.
result Kernel Multigrid reduces the required iterations to O(logn)\mathcal{O}(\log n).

Paper provides exponential convergence guarantees for Iterative Markovian Fitting.

problem Addressing the Schrödinger Bridge problem in computational optimal transport and generative modeling.
method Develops non-asymptotic exponential convergence guarantees for Iterative Markovian Fitting.
result First non-asymptotic exponential convergence guarantees for IMF under mild structural assumptions.

Stability result for a popular algorithm in optimal transport.

problem Stability of the Iterative Proportional Fitting Procedure in time and metric.
method Uniform stability analysis in the 1-Wasserstein metric.
result Quantitative stability result for entropy-regularized Optimal Transport and Schrödinger bridges.

New insights into using IPF for inferring dynamic networks from marginals.

problem Inferring dynamic networks from time-aggregated adjacency matrices and time-varying marginals.
method Identifying a generative network model and establishing its maximum likelihood estimates via IPF, with convergence guarantees for sparse data.
result IPF provides principled estimation of dynamic networks from marginals under certain conditions, with structure-dependent error bounds and guaranteed convergence for sparse data.

A fast method estimates Gaussian mixture components without iterative fitting.

problem Estimating the number of components in high-dimensional Gaussian mixtures.
method Center data, compute singular values, and count above a threshold.
result The estimator consistently recovers the true number of components under mild separation condition.

Develops fast approximations for conditional Shapley values in linear and polynomial models.

problem Estimating conditional Shapley values using regression models is computationally expensive.
method A new approximative estimation method for conditional Shapley values using linear and polynomial regression models.
result Our method significantly reduces computation time compared to existing methods.

Self-distillation improves model performance but can lead to underfitting.

problem Understanding why self-distillation improves model performance and its limitations.
method Theoretical analysis of self-distillation in Hilbert space with 2\ell_2 regularization.
result Self-distillation modifies regularization by limiting the number of basis functions, potentially leading to underfitting.

Wasserstein gradient boosting predicts probability distributions for supervised learning.

problem Distribution-valued supervised learning where outputs are probability distributions.
method Fits a new weak learner to Wasserstein gradients of loss functionals of probability distributions.
result Superior performance in probabilistic prediction compared to existing methods.

Gaussian processes (GPs) with derivatives are useful in many applications, including Bayesian optimization, implicit surface reconstruction, and terrain reconstruction. Fitting a GP to function values and derivatives at nn points in dd dimensions requires linear solves and log determinants with an ${n(d+1) \times n(d…

2018-10-29abs ↗pdf ↗

Ancestral graph models, introduced by Richardson and Spirtes (2002), generalize both Markov random fields and Bayesian networks to a class of graphs with a global Markov property that is closed under conditioning and marginalization. By design, ancestral graphs encode precisely the conditional independence structures t…

2012-07-11abs ↗pdf ↗

New RL algorithm explains why deep learning works in stochastic environments.

problem Why deep RL algorithms perform well in practice despite using random exploration.
method Introducing SQIRL, an iterative RL algorithm that separates exploration and learning.
result Effective horizon explains why deep RL works in stochastic environments.

A new algorithm solves signed Fréchet regression on manifolds with bounded curvature.

problem Signed Fréchet regression on Riemannian manifolds with bounded curvature.
method Proximal DC algorithm (FRIDA) for computing signed Fréchet regression fits.
result Existence and interiority of minimizers, strong convexity of proximal subproblems, and convergence to stationary points.

The goal of dynamic time warping is to transform or warp time in order to approximately align two signals together. We pose the choice of warping function as an optimization problem with several terms in the objective. The first term measures the misalignment of the time-warped signals. Two additional regularization te…

2019-05-30abs ↗pdf ↗

Subset selection in multiple linear regression aims to choose a subset of candidate explanatory variables that tradeoff fitting error (explanatory power) and model complexity (number of variables selected). We build mathematical programming models for regression subset selection based on mean square and absolute errors…

2017-01-27abs ↗pdf ↗

The paper explores when and why value decomposition algorithms work in cooperative multi-agent reinforcement learning.

problem The applicability and convergence properties of value decomposition algorithms in cooperative multi-agent reinforcement learning are unclear.
method The paper introduces decomposable games and proves that applying the multi-agent fitted Q-Iteration algorithm leads to an optimal Q-function in these games.
result The paper offers theoretical insights into when and why value decomposition algorithms converge in cooperative multi-agent reinforcement learning.

New method stabilizes FQE by reweighting Bellman targets.

problem Stability guarantees for FQE often rely on Bellman completeness, which can fail with function approximation.
method Proposes stationary-weighted FQE, reweighting Bellman targets by stationary target-to-behavior density ratio.
result Proves finite-sample linear convergence to stationary projected Bellman fixed point without Bellman completeness.

The paper formalizes and analyzes multi-agent Q-learning with value factorization.

problem Understanding and improving the convergence of multi-agent Q-learning with value factorization.
method Formalized a multi-agent fitted Q-iteration framework for analyzing factorized multi-agent Q-learning.
result Multi-agent Q-learning with linear value factorization can converge under certain conditions.

New method solves tree-structured Schrödinger Bridge problems.

problem Computing Schrödinger Bridge between tree-structured distributions.
method Iterative Markovian Fitting (IMF) procedure for tree-structured costs.
result Extends IMF to tree-structured Schrödinger Bridge problems.

Value iteration is a fixed point iteration technique utilized to obtain the optimal value function and policy in a discounted reward Markov Decision Process (MDP). Here, a contraction operator is constructed and applied repeatedly to arrive at the optimal solution. Value iteration is a first order method and therefore …

2019-05-10abs ↗pdf ↗

When function approximation is deployed in reinforcement learning (RL), the same problem may be formulated in different ways, often by treating a pre-processing step as a part of the environment or as part of the agent. As a consequence, fundamental concepts in RL, such as (optimal) value functions, are not uniquely de…

2019-05-30abs ↗pdf ↗

We give a simple and effective two stage algorithm for approximating a point cloud SRm\mathcal{S}\subset\mathbb{R}^m by a simplicial complex KK. The first stage is an iterative fitting procedure that generalizes k-means clustering, while the second stage involves deleting redundant simplices. A form of dimension reduct…

2016-07-13abs ↗pdf ↗

Given a linear regression setting, Iterative Least Trimmed Squares (ILTS) involves alternating between (a) selecting the subset of samples with lowest current loss, and (b) re-fitting the linear model only on that subset. Both steps are very fast and simple. In this paper we analyze ILTS in the setting of mixed linear …

2019-02-10abs ↗pdf ↗

We propose a data aggregation-based algorithm with monotonic convergence to a global optimum for a generalized version of the L1-norm error fitting model with an assumption of the fitting function. The proposed algorithm generalizes the recent algorithm in the literature, aggregate and iterative disaggregate (AID), whi…

2017-03-15abs ↗pdf ↗

New algorithm learns value and advantage functions for continuous-time Markov processes without structural assumptions.

problem Learning value and advantage functions for continuous-time Markov processes without structural assumptions.
method Proposes Sobolev-prox fitted qq-learning algorithm based on Hilbert-space positive definiteness and boundedness properties of Bellman operators.
result Identifies ellipticity as a key structural property enabling reinforcement learning for Markov diffusions.

New findings show a balance between data fit and complexity in kernel hyperparameters.

problem Overcorrelation due to reparametrization of kernel hyperparameters.
method Reparametrization of kernel hyperparameters and analysis of marginal likelihood.
result Data fit term influences all other kernel hyperparameters, not just the complexity penalty.

We present an off-policy actor-critic algorithm for Reinforcement Learning (RL) that combines ideas from gradient-free optimization via stochastic search with learned action-value function. The result is a simple procedure consisting of three steps: i) policy evaluation by estimating a parametric action-value function;…

2018-12-05abs ↗pdf ↗