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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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51102152203 · Jun 202019922001200920172026
48 results for financial potential

The option is a financial derivative, which is regularly employed in reducing the risk of its underlying securities. However, investing in option is still risky. Such risk becomes much severer for speculators who utilize option as a means of leverage to increase their potential returns. In order to mitigate risk on the…

2017-08-07abs ↗pdf ↗

The 1/3 Financial Rule helps prevent household bankruptcy through balanced spending, savings, and debt repayment.

problem Reducing household bankruptcy risk through effective financial planning.
method Mathematical modeling, game theory, behavioral finance, and technological analysis.
result The 1/3 Financial Rule emerges as a robust solution for supporting household financial stability.

Proposes a method to model financial returns with extreme shocks using flexible tail transformations.

problem Capturing extreme shocks in financial return data.
method Introduces a transformation layer in normalizing flows to model heavy-tailed distributions.
result Trained models can generate synthetic sets of extreme returns.

The occurrence of aftershocks following a major financial crash manifests the critical dynamical response of financial markets. Aftershocks put additional stress on markets, with conceivable dramatic consequences. Such a phenomenon has been shown to be common to most financial assets, both at high and low frequency. It…

2012-03-27abs ↗pdf ↗

The study extends GBM to include stable nonzero prices and finds a pronounced potential well.

problem The standard GBM model cannot describe stable nonzero prices in financial dynamics.
method Generalized GBM with polynomial drift of order q, model selection, and Markov chain Monte Carlo ensembles of potential functions.
result The optimal model for financial data is q=2, indicating the existence of a stable price.

Adaptive Stress Testing detects financial fraud by simulating potential failures.

problem Detecting and mitigating vulnerabilities in financial systems.
method Developed a simplified model using historical data and reinforcement learning.
result Identified the most likely path to system failure and improved fraud detection.

Paper introduces a new index to measure financial and workplace resilience of firms.

problem Corporate resilience and its types in turbulent markets.
method Quantitative analysis of earnings expectations and implied discount rates.
result Evidence of workplace resilience amplification by financial status in the COVID-19 era.

This study connects financial volatility to quantum mechanics on hyperbolic manifolds.

problem Deriving a geometric interpretation of financial volatility.
method Mapping financial pricing to quantum Hamiltonians via transformations.
result Financial volatility is a diffusion process on a hyperbolic manifold.

This paper reviews transfer learning for financial data predictions, highlighting its potential.

problem Accurate stock price prediction in financial time series is challenging due to noise and non-linear relationships.
method Transfer Learning applied to financial market predictions.
result Transfer Learning can improve financial prediction capability.

Quantum computing offers financial industry new optimization and risk management tools.

problem Traditional computing limits financial industry's problem-solving capabilities.
method Structured review of quantum computing platforms, algorithms, and use cases.
result Quantum computing can enhance financial industry applications like optimization and risk management.

Regulating crypto and DeFi for inclusive economic advancement.

problem Innovative financial systems pose challenges to traditional regulatory frameworks.
method Formulating regulatory structures that balance innovation and consumer protection.
result Regulatory frameworks are essential for leveraging crypto and DeFi for inclusive economic growth.

Study compares financial and gambling markets, finding similarities and potential applications.

problem Lack of comprehensive study on gambling markets compared to financial markets.
method Comprehensive comparison of five aspects: platform, product, procedure, participant, and strategy.
result Well-established financial strategies can be applied to gambling markets, particularly in peer-to-peer betting exchanges.

The potential approach is a general and simple method for modelling interest rates, foreign exchange rates, and in principle other types of financial assets. This paper takes data on some liquid interest rate derivatives, and fits potential models using a small finite-state Markov chain as the base Markov process.

2012-04-25abs ↗pdf ↗

GNN improves financial risk detection in dynamic networks.

problem Complex, changing financial networks make traditional risk identification methods ineffective.
method Graph Neural Networks (GNN) for embedded representation learning of financial data.
result GNN enhances the detection of hidden risks and abnormal behaviors in financial networks.

LARA forecasts financial asset trends by refining noisy labels and extracting profitable samples.

problem Low signal-to-noise ratio and stochastic nature of financial data lead to poor predictions.
method LARA combines LA-Attention and RA-Labeling to refine and extract profitable samples.
result LARA significantly outperforms existing methods on Qlib platform.

The model describing market dynamics after a large financial crash is considered in terms of the stochastic differential equation of Ito. Physically, the model presents an overdamped Brownian particle moving in the nonstationary one-dimensional potential UU under the influence of the variable noise intensity, dependin…

2008-07-14abs ↗pdf ↗

Persistence norms explain financial uncertainty better than volatility.

problem Capturing financial instability and predictability.
method Applied topological data analysis to financial markets.
result Persistence norms are significant in explaining financial uncertainty, while volatility is less effective.

The paper introduces a US crime index to assess financial losses from property and cyber crimes.

problem Lack of indices evaluating crime's financial impact on investments.
method Developed an index-based insurance portfolio using FBI financial losses data.
result Real estate, ransomware, and government impersonation are major risk contributors.

Study uses Open Banking data to estimate customer value, showing potential 21% increase.

problem Limited CLV estimation using single-entity data.
method Introduces PCLV framework using Open Banking data for comprehensive customer value estimation.
result Open Banking data can estimate PCLV per competitor, showing a 21.06% increase over Actual CLV.

Quantum model captures rare financial events not seen by Gaussian statistics.

problem Underestimation of rare financial events by Gaussian statistics.
method Quantum Bohmian Mechanics applied to multifractal random walk (MRW) models.
result Rare financial events generate a potential barrier in quantum potentials.

CoCos can increase financial fragility in certain network structures.

problem The effectiveness of CoCos in enhancing financial stability depends on the network structure.
method Analysis of phase transitions in a network of interconnected banks.
result CoCos can increase financial fragility under certain network structures.

Financial models are studied where each asset may potentially lose value relative to any other. Conditioning on non-devaluation, each asset can serve as proper numéraire and classical valuation rules can be formulated. It is shown when and how these local valuation rules can be aggregated to obtain global arbitrage-fre…

2015-11-13abs ↗pdf ↗

Method identifies financial rogue waves close to their onset.

problem Identifying extreme financial events close to their onset.
method Analogy between rogue waves in optics and financial volatility, using Schrödinger equation with potential shaped by Kerr nonlinearity.
result Numerical gradient spikes at the onset of extreme financial events.

Study confirms complex crypto market dynamics via non-linear potentials.

problem Linear models fail to capture complex financial market dynamics.
method Analyzed high-frequency crypto currency data to confirm non-linear drift and potential functions.
result Markets exhibit either single-well or double-well potentials, indicating varying levels of uncertainty or stress.

Generative AI reduces herd behavior in trading, but can also lead to optimal herding.

problem Impact of generative AI on financial stability and herd behavior.
method Laboratory experiments with large language models replicating human trading behavior.
result AI agents make more rational decisions than humans, reducing herd behavior but also potentially leading to optimal herding.

AI helps assess nature-related financial risks for financial institutions.

problem Challenges in evaluating nature-related risks due to large data volume and complexity.
method Uses AI to address data gaps, uncertainty, and complex systems.
result Potential AI solutions for two use cases: beef supply and water utility.

New attacks inflate earnings while reducing fraud scores, potentially millions at stake.

problem Manipulating financial reports to hide distress and gain.
method Maximum Violated Multi-Objective (MVMO) attacks that adapt search direction.
result Inflation of earnings by 100-200% while reducing fraud scores by 15% in 50% of cases.