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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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63125188250 · Jun 202019922001200920172026
48 results for factor sparsity

New method enforces encoder sparsity in HPF for more interpretable feature selection.

problem Lack of encoder sparsity in HPF leads to lack of column-clustering property.
method Enforces encoder sparsity using a generalized additive model (GAM).
result Gains ability to perform feature selection and relates each representation to original features.

TATD predicts missing entries in time-evolving tensors by exploiting temporal dependency and sparsity.

problem Predict missing entries in time-evolving tensors with temporal dependency and sparsity issues.
method TATD (Time-Aware Tensor Decomposition) integrates temporal dependency and time-varying sparsity through a smoothing regularization with Gaussian kernel and alternating optimization.
result TATD achieves state-of-the-art accuracy for decomposing temporal tensors.

New method for disentangling latent factors with sparse dependencies.

problem Disentangling latent factors from observed variables and past factors.
method Mechanism sparsity regularization and sparse causal graphical model.
result Identifiability of latent factors up to a sparse causal graph.

Non-negative matrix factorization models based on a hierarchical Gamma-Poisson structure capture user and item behavior effectively in extremely sparse data sets, making them the ideal choice for collaborative filtering applications. Hierarchical Poisson factorization (HPF) in particular has proved successful for scala…

2016-04-13abs ↗pdf ↗

Sparse APCA identifies sparse factors in financial returns over time.

problem Analyzing co-movements of high-dimensional panel data over time.
method Sparse asymptotic PCA with truncated power method for sparse factors and sequential deflation for multi-factor cases.
result Identification of nine risk factors influencing the S&P 500 stock market.

Proposes Robust Matrix Factorization with Grouping Effect (GRMF) for better performance and robustness.

problem Improves matrix factorization by incorporating grouping effect for better performance and robustness.
method Integrates grouping effect into matrix factorization, using an efficient alternating minimization framework with DC programming and ADMM.
result Demonstrates improved performance and robustness compared to five benchmark algorithms on real-world data sets with outliers and noise.

This paper studies activation sparsity in large language models, finding key trends and implications.

problem Activation sparsity in large language models (LLMs) can be improved for efficiency and interpretability.
method Proposes PPL-p%p\% sparsity, analyzes trends with training data, width-depth ratio, and parameter scale.
result ReLU is more efficient for sparsity than SiLU, and deeper architectures can improve sparsity.

Dynamic risk factor model improves portfolio performance in high dimensions.

problem Dynamic portfolio allocation in high-dimensional financial markets.
method Time-varying sparsity on factor loadings, sequential learning of parameters and volatilities.
result Significant portfolio performance improvements and higher utility gains.

Bayesian model infers factor dimensionality and sparse loading matrix adaptively.

problem Inference of high-dimensional sparse factor model with varying sparsity and factor dimensions.
method Adaptive Bayesian sparse factor model with posterior concentration.
result Posterior distribution asymptotically concentrates on true factor dimensionality and sparsity.

This work shows how penalising bias terms in norm regularisation leads to sparse solutions.

problem Understanding the relation between parameter norm regularization and the sparsity of neural network solutions.
method Analyzes one hidden ReLU layer networks with unidimensional data, showing the norm required for function representation and the importance of the bias term's norm.
result Penalising the bias terms in regularisation leads to sparse solutions, enforcing the uniqueness and sparsity of the minimal norm interpolator.

Latent factor models are the canonical statistical tool for exploratory analyses of low-dimensional linear structure for an observation matrix with p features across n samples. We develop a structured Bayesian group factor analysis model that extends the factor model to multiple coupled observation matrices; in the cas…

2014-11-11abs ↗pdf ↗

Develops FGL for better portfolio allocation under common factor influence.

problem Sparsity assumption fails for stock returns driven by common factors.
method Integrates graphical models with factor structure to estimate portfolio weights and risk exposure robust to heavy-tailed distributions.
result FGL-based portfolios outperform equal-weighted and Index portfolios in empirical applications.

MuVI models multi-view data with structured sparsity, integrating domain knowledge.

problem Disentangling variation across multiple data views in complex systems.
method Multi-view latent variable model with structured sparsity using a modified horseshoe prior.
result MuVI outperforms state-of-the-art methods in structured sparsity modeling and integrates noisy domain expertise.

New algorithm for online tensor factorization with provable guarantees.

problem Factorizing structured tensors with unknown factors and non-convex optimization.
method Online CP/PARAFAC decomposition via dictionary learning with incoherence and sparsity constraints.
result Exact recovery of tensor factors at a linear rate under mild conditions.

Paper studies nonnegative Tucker decomposition identifiability with sparsity conditions.

problem Identify nonnegative Tucker decomposition factors uniquely.
method Adapting NMF identifiability results, derive procedures using tensor unfoldings or slices.
result Nonnegative Tucker decomposition factors are identifiable under certain sparsity conditions.

The paper explores partial identifiability in nonnegative matrix factorization under specific conditions.

problem Identifying specific columns of the matrices in nonnegative matrix factorization.
method Mathematical rigor and geometric interpretation to analyze partial identifiability of columns in nonnegative matrix factorization.
result The partial uniqueness of a single column of CC or SS can be guaranteed under certain sparsity and algebraic conditions.

The use of L1 regularisation for sparse learning has generated immense research interest, with successful application in such diverse areas as signal acquisition, image coding, genomics and collaborative filtering. While existing work highlights the many advantages of L1 methods, in this paper we find that L1 regularis…

2011-06-06abs ↗pdf ↗

A new NMF variant tackles underdetermined problems with sparse and separable assumptions.

problem Underdetermined blind source separation, especially multispectral image unmixing.
method Sparse Separable Nonnegative Matrix Factorization (SSNMF) combining separability and sparsity assumptions. Algorithm based on SNPA and sparse nonnegative least squares.
result In noiseless settings, the algorithm recovers true underlying sources.

2L-FUSE enhances feature sparsity through kernel learning.

problem Sparsity and feature selection in regression tasks.
method 2-Layered kernel machines for learning a shape matrix and feature direction identification.
result Minimal yet informative feature sets are identified without losing predictive performance.

This paper studies simultaneous feature selection and extraction in supervised and unsupervised learning. We propose and investigate selective reduced rank regression for constructing optimal explanatory factors from a parsimonious subset of input features. The proposed estimators enjoy sharp oracle inequalities, and w…

2014-03-25abs ↗pdf ↗

A new method for differentiable structured sparsity improves neural network performance and sparsity.

problem Non-differentiability of structured sparsity penalties in neural networks.
method Introducing DD-Gating, a differentiable approach to structured overparameterization.
result The DD-Gating objective converges to the L2,2/DL_{2,2/D}-regularized loss and induces sparse learning dynamics.

CGM combines SSL and LFM for better recommendation performance.

problem Label sparsity in user-item rating matrices limits LFM performance.
method Probabilistic chain graph model (CGM) integrating Bayesian network and Markov random field.
result CGM significantly outperforms state-of-the-art approaches in recommendation.

Proposes a nonparametric tensor factorization for sparse data.

problem Handling sparse tensor data with structural and interpretability benefits.
method Hierarchical Gamma processes and Poisson random measures for tensor-valued process, Dirichlet processes for sampling entry indices, Gaussian processes for values.
result Demonstrates superior performance on benchmark datasets.

Study the effects of data parallelism and sparsity on neural network training.

problem Understanding the effects of data parallelism and sparsity on neural network training.
method Conducted extensive experiments and developed a theoretical analysis.
result Found a general scaling trend between batch size and number of training steps to convergence for the effect of data parallelism, and difficulty of training under sparsity.

Paper improves signal proportion estimation by accounting for variable dependence.

problem Traditional estimators assume independence, limiting applicability in real-world scenarios.
method Integrates arbitrary covariance dependence information using principal factor approximation.
result Method outperforms state-of-the-art estimators in accuracy and detection of weaker signals.

We consider the problem of learning a Gaussian variational approximation to the posterior distribution for a high-dimensional parameter, where we impose sparsity in the precision matrix to reflect appropriate conditional independence structure in the model. Incorporating sparsity in the precision matrix allows the Gaus…

2016-05-18abs ↗pdf ↗

We present a novel factor analysis method that can be applied to the discovery of common factors shared among trajectories in multivariate time series data. These factors satisfy a precedence-ordering property: certain factors are recruited only after some other factors are activated. Precedence-ordering arise in appli…

2011-05-09abs ↗pdf ↗

Variance reduction methods such as SVRG and SpiderBoost use a mixture of large and small batch gradients to reduce the variance of stochastic gradients. Compared to SGD, these methods require at least double the number of operations per update to model parameters. To reduce the computational cost of these methods, we i…

2020-01-27abs ↗pdf ↗

New measure SEV shows non-sparse models can still have low decision sparsity.

problem Non-sparse models can still make accurate decisions based on a few features.
method Introduced Sparse Explanation Value (SEV) to measure decision sparsity, not overall model sparsity.
result Many non-sparse models have low decision sparsity, as measured by SEV.

Neural networks have proven to be extremely powerful tools for modern artificial intelligence applications, but computational and storage complexity remain limiting factors. This paper presents two compatible contributions towards reducing the time, energy, computational, and storage complexities associated with multil…

2018-12-04abs ↗pdf ↗

We investigate the problem of factorizing a matrix into several sparse matrices and propose an algorithm for this under randomness and sparsity assumptions. This problem can be viewed as a simplification of the deep learning problem where finding a factorization corresponds to finding edges in different layers and valu…

2013-11-13abs ↗pdf ↗

Pruning improves model generalization in over-parameterized models, contradicting traditional theories.

problem Pruning's effect on generalization in over-parameterized models.
method Empirical study on standard pruning algorithms and additional regularization effects.
result Pruning leads to better training and regularization, improving generalization.