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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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48 results for exposure shifts

OpFlow predicts robust OD flows by learning choice potentials conditioned on spatial exposures.

problem Deep models trained on raw counts are vulnerable to distribution shift.
method OpFlow learns row-centered choice potentials and reconstructs flows by combining them with a calibrated origin scale.
result OpFlow improves robustness under environment shifts, as shown by controlled synthetic shifts and a real-world experiment.

Green stocks show less factor exposure heterogeneity compared to brown stocks.

problem Exploring differences in factor exposure between green and brown stocks.
method Examined S&P 500 firms grouped by greenhouse gas emissions, analyzing factor exposure over 2014-2020.
result Green stocks have less factor exposure heterogeneity than brown stocks, except for the value factor.

Study evaluates how changes in mobility affect COVID-19 case rates.

problem Mixed evidence on mobility-COVID-19 case rate associations.
method Modified treatment policy (MTP) approach with TMLE and Super Learner ensemble.
result Shifts in mobility do not consistently affect subsequent case rates after adjusting for confounders.

DCASE 2021 ASD task tackles domain-shifted anomalous sound detection.

problem Detecting unknown anomalous sounds under domain-shifted conditions.
method Ensemble of outlier exposure and inlier modeling detectors, feature learning from machine identification.
result Two types of remarkable approaches were adopted by top teams.

CENNSurv models cumulative effects of time-dependent exposures on survival outcomes.

problem Challenges in modeling cumulative effects of time-dependent exposures on survival outcomes.
method CENNSurv, a novel deep learning approach that captures dynamic risk relationships from time-dependent data.
result CENNSurv reveals multi-year lagged and short-term behavioral shifts in survival outcomes.

Study examines Indian equity mutual funds' investment style and risk-shifting.

problem Understanding how Indian equity mutual funds' investment styles affect their returns.
method Estimating size and style beta coefficients, identifying breakpoints, analyzing investment styles, and assessing risk-shifting intensity.
result Funds can enhance returns by shifting to high-return styles like Small Value and Small Blend.

LLM sandbox and persona dynamics create unethical reality gaps that shift risk to users.

problem Ethical issues arise from LLMs generating reality gaps that shift risk to uninformed users.
method Analyzes the ethical implications of LLM sandbox and persona dynamics, comparing them to financial regulation and compliance.
result Active generation of reality gaps is unethical as it shifts epistemic risk to users.

The paper analyzes Nordic stock markets' correlation structures and regime shifts.

problem Understanding and exploiting regime shifts in Nordic stock markets.
method Examined two decades of daily data for OMXS30, OMXC20, and OMXH25 universes; proposed an adaptive portfolio allocation framework.
result Documented pronounced regime dependence in rolling correlation matrices; proposed an adaptive portfolio allocation framework.

New method improves robustness in partially observable domains by training against latent distribution shifts.

problem Challenges in robustness under latent distribution shift in partially observable reinforcement learning.
method Formalizes adversarial latent-initial-state POMDP, proves minimax principle, derives best-response inequalities.
result Reduces robustness gaps from 10.3 to 3.1 shots with targeted exposure to shifted latent distributions.

Paper introduces a new method for efficient portfolio risk quantification.

problem Efficiently quantify risk in large portfolios with many trades and few dominant risk factors.
method Combines Fourier-cosine series with tensor decomposition techniques for dimension reduction.
result Achieves relative errors below 0.1% with significant runtime improvement.

News novelty predicts negative stock market returns.

problem Negative stock market returns due to increased news novelty.
method Quantified news novelty using entropy measure from recurrent neural network applied to a large news corpus.
result Entropy exposure carries a negative risk premium, indicating that assets positively correlated with entropy hedge aggregate news risk.

Deep learning approximates Bermudan option exposures and future values.

problem Computing accurate expected and future exposures for high-dimensional Bermudan options.
method Neural network-based approach combining Deep Optimal Stopping and regression.
result Neural network approximations of pathwise option values are more accurate.

Study shows short exposure and systematic risk exposure affect disposition effect asymmetries.

problem Understanding disposition effect in short vs long exposure positions and systematic risk.
method Generalized Odean measures, introduced Value metric, implemented dispositionEffect R package.
result Short positions exhibit weaker disposition effect than long positions under narrow framing, reversing in integrated framing.

CapOptix uses options theory to price capacity in electricity markets.

problem Traditional capacity market designs fail to account for risk and price shocks.
method Interprets capacity commitments as reliability options and uses Markov Regime Switching Process.
result CapOptix provides more accurate pricing of capacity premia compared to existing mechanisms.

Paper optimizes neural networks for Bermudan option pricing with faster convergence and risk management tools.

problem Efficiently pricing Bermudan options with static hedging and risk management.
method Monte-Carlo-based artificial neural network framework with novel optimisation algorithm.
result The proposed neural network accelerates convergence and provides improved risk management tools.

Hybrid AI system combines technical, sentiment analysis for adaptive equity trading.

problem Traditional trading strategies fail during high volatility and regime shifts.
method Combines trend-following, mean-reversion, sentiment analysis, machine learning, and market regime filtering.
result Hybrid model achieved 135.49% return on investment over 24 months.

We study the impact of central clearing of over-the-counter (OTC) transactions on counterparty exposures in a market with OTC transactions across several asset classes with heterogeneous characteristics. The impact of introducing a central counterparty (CCP) on expected interdealer exposure is determined by the tradeof…

2013-04-18abs ↗pdf ↗

The paper proposes using function approximations to reduce the computational burden in measuring counterparty credit exposure.

problem The need for regular exposure calculations in finance, balancing between computational cost and risk simplification.
method Replacing derivative pricers with function approximations, proving error bounds, and using Chebyshev interpolation for convergence.
result Derives probabilistic and finite sample error bounds, showing significant run-time reductions and asymptotic efficiency gains.

Study prenatal PM2.5 exposure and 4th grade reading scores, identifying critical windows of susceptibility.

problem Understanding the impact of prenatal PM2.5 exposure on educational outcomes.
method Developed a locally adaptive Bayesian regression model with B-spline basis expansion and dynamic shrinkage priors.
result Prenatal PM2.5 exposure during early and late pregnancy is most adverse for 4th grade reading scores.

Study decomposes racial healthcare disparities via shifts in mediator distributions.

problem Racial disparities in healthcare expenditures and their underlying drivers.
method Framework decomposing disparities into mediator distribution shifts and residual components, using MEPS data.
result Substantial disparities persist even when mediators are equalized, suggesting unmeasured or structural factors.

Mack's estimator improves chain ladder prediction for large exposure insurance models.

problem Uncertainty quantification in compound Poisson loss models.
method Large exposure asymptotics applied to Mack's estimator.
result Chain ladder prediction uncertainty can be quantified without model assumptions.

Study estimates personalized effects of maternal PM2.5 exposure on birth weight.

problem Identify critical windows and heterogeneity in maternal PM2.5 exposure effects on birth weight.
method Heterogeneous Distributed Lag Models and Bayesian Additive Regression Trees.
result Evidence of heterogeneity in PM2.5-birth weight relationship, with some dyads showing 3x larger decrease.

This paper combines existing OOD detection methods to improve overall performance.

problem Improving robustness of neural networks in safety-critical applications.
method Integrates four strategies for combining multiple OOD detection scores.
result Enhanced OOD detection through multi-dimensional evaluation metrics.

The paper examines how risk reduction and insurance choices interact under convex premium principles.

problem Interaction between self-protection and insurance demand under convex premium principles.
method Investigates optimal prevention efforts and insurance shares using distortion risk measures.
result Self-protection and insurance are complementary, but ex ante moral hazard can turn this into a substitution effect.

Collaborative filtering analyzes user preferences for items (e.g., books, movies, restaurants, academic papers) by exploiting the similarity patterns across users. In implicit feedback settings, all the items, including the ones that a user did not consume, are taken into consideration. But this assumption does not acc…

2015-10-23abs ↗pdf ↗

Modeling incentives for content creators on algorithm-curated platforms.

problem Maximizing exposure for content creators on algorithmic platforms.
method Formalized exposure game model, proving effects of algorithmic choices on equilibria, proposing tools for finding equilibria.
result Algorithmic choices significantly affect content exposure and creator behavior.

BN^2MF identifies unknown exposure patterns in environmental mixtures.

problem Identifying unknown exposure patterns in environmental mixtures.
method Bayesian non-parametric non-negative matrix factorization (BN^2MF) with non-negative continuous priors and a non-parametric sparse prior.
result Estimates patterns of chemical exposures without specifying the number of patterns.

We introduce a new method to calculate the credit exposure of European and path-dependent options. The proposed method is able to calculate accurate expected exposure and potential future exposure profiles under the risk-neutral and the real-world measure. Key advantage of is that it delivers an accuracy comparable to …

2019-12-03abs ↗pdf ↗

Researchers develop a new method to assess variable importance in spatial machine learning models for air pollution exposure prediction.

problem Understanding the mechanism captured by machine learning models in air pollution studies, especially with spatial correlation.
method Leave-one-out approach for variable importance measure applicable to models with separable mean and covariance components.
result The new method highlights differences in model mechanisms even for similar prediction accuracies.

Bayesian method detects outliers and uncertain points in data.

problem Detecting outliers and uncertain points in data using Bayesian methods.
method Generative model of data curation for aleatoric uncertainty, combining with epistemic uncertainty and outlier exposure.
result Principled Bayesian approach outperforms methods using aleatoric or epistemic uncertainty alone.

Bayesian approach models nonignorable missing data using copulas and marginal quantiles.

problem Nonignorable missing data in lead exposure and test score analysis.
method Gaussian copula model with auxiliary marginal quantiles for missingness indicators and study variables.
result Efficient MCMC algorithm estimates copula correlation and marginal distributions consistently.

The study tests a functional-form restriction on risk exposure dynamics using margin debt data.

problem Understanding risk exposure dynamics under capital constraints and slack.
method Testing a regime-conditional functional-form restriction on aggregate risk-exposure dynamics implied by VaR-constrained intermediary models.
result The contraction and growth of exposures under capital constraints and slack are observed and tested.

A new method uses counterfactual learning to improve recommendation system evaluation.

problem Inconsistent results in recommender systems due to exposure mechanisms.
method Proposes a minimax empirical risk formulation with an adversarial game to account for exposure.
result Shows improved learning bounds and effectiveness over various recommendation settings.