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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for equal risk pricing

This paper improves financial derivative pricing by incorporating multiple hedging instruments.

problem Valuation of financial derivatives with multiple hedging instruments.
method Deep hedging algorithm and reinforcement learning to solve global hedging problems.
result Including options as hedging instruments can significantly decrease equal risk prices and market incompleteness.

Deep RL solves dynamic risk pricing for complex financial models.

problem Dynamic risk measures in financial derivatives pricing.
method Deterministic actor-critic deep reinforcement learning (ACRL) for time-consistent expectile risk.
result High-quality hedging policies and prices for complex financial instruments.

New method uses non-translation invariant risk measures for fair financial derivative pricing.

problem Inequalities in financial derivative pricing under traditional risk measures.
method Deep reinforcement learning with modified deep hedging algorithm.
result Effective pricing of financial derivatives without price inflation.

This article presents a deep reinforcement learning approach to price and hedge financial derivatives. This approach extends the work of Guo and Zhu (2017) who recently introduced the equal risk pricing framework, where the price of a contingent claim is determined by equating the optimally hedged residual risk exposur…

2020-02-19abs ↗pdf ↗

The balance property is crucial for insurance pricing, ensuring total actuarial price equals loss. Maximum likelihood GLMs fulfill it, but Lindholm-Wüthrich suggests three methods, with constrained GLM being superior.

problem Ensuring the balance property in insurance pricing models
method Using constrained GLM fitting
result Constrained GLM fitting is superior to the two previously discussed balance correction methods

We derive the Black-Scholes-Merton dual equation, which has exactly the same form as the Black-Scholes-Merton equation. The novel and general equation works for options with a payoff of homogeneous of degree one, including European, American, Bermudan, Asian, barrier, lookback, etc., and leads to new insights into pric…

2019-12-22abs ↗pdf ↗

The paper analyzes insurance pricing and capital allocation in imperfect markets.

problem Analyzing insurance pricing and capital allocation in imperfect markets.
method Non-additive distortion pricing functional and principle of equal priority of payments in default.
result Derives the natural allocation of premium and margin with properties that merit the name.

This study evaluates different portfolio designs for Indian stocks.

problem Optimizing portfolio weights for risk and return in volatile stock markets.
method Three portfolio design approaches: risk minimization, risk optimization, and equal weighting. Historical data from 2017-2022 used.
result Equal-weight portfolios outperformed other designs in most sectors.

We consider the pricing and hedging of exotic options in a model-independent set-up using \emph{shortfall risk and quantiles}. We assume that the marginal distributions at certain times are given. This is tantamount to calibrating the model to call options with discrete set of maturities but a continuum of strikes. In …

2013-07-09abs ↗pdf ↗

The paper extends utility maximization by integrating partial information and robust VaR constraints.

problem Optimal investment under partial information and robust VaR-type constraints.
method Combines partial information and robust regulatory constraints (VaR) to solve the utility maximization problem.
result Optimal wealth is a decreasing function of state price density, and depends on the overall evolution of the estimated market price of risk.

Unified model for equity option pricing and interest-rate risk assessment.

problem Pricing short and medium-term equity options and interest-rate risk.
method Developed a stochastic modeling framework using Heston, Bates, and CIR models, calibrated using Fourier inversion and FFT.
result Calibration stability and convergence of parameter sets across models.

Project predicts stock prices for robust portfolio design in Indian sectors.

problem Precise stock price prediction for robust portfolio design.
method Minimum variance and optimal risk portfolio optimization using past stock prices.
result Backtesting shows improved performance of optimized portfolios over equal weight portfolio.

We introduce the concept of no-arbitrage in a credit risk market under ambiguity considering an intensity-based framework. We assume the default intensity is not exactly known but lies between an upper and lower bound. By means of the Girsanov theorem, we start from the reference measure where the intensity is equal to…

2018-01-31abs ↗pdf ↗

Optimizes cryptocurrency exchanges' risk management by reducing positions based on leverage.

problem Managing risk in cryptocurrency futures exchanges during large price moves.
method Formulates ADL as an optimization problem to minimize risk of loss, using a water-filling rule to equalize leverage.
result The optimal ADL policy minimizes maximum leverage among participants, providing a transparent and implementable benchmark.

Signed network models reduce portfolio risk by considering negative edges in financial markets.

problem Tackles portfolio optimization in financial markets by exploiting negative edges in network representations.
method Proposes a discrete optimization scheme to reduce asset selection, building time series of signed networks from asset returns.
result Empirical results show that signed network portfolios perform similarly to classical mean-variance optimization and equally weighted benchmarks.

The paper refutes standard asset pricing models and introduces new theories.

problem Inaccuracies in standard asset pricing models.
method Introduces new theories and empirical tests to explain asset pricing anomalies.
result New theories explain why standard models are inaccurate and provide insights.

Proposes a new risk model using stable laws to manage company-wide losses.

problem Managing aggregate risks and pricing policies in the presence of systematic risk.
method Develops a modified risk model using multivariate stable distributions to account for various risk phenomena.
result Computes the Tail Conditional Expectation of aggregate risks and corresponding allocations.

Introduces an unobservable intrinsic electricity price to link storage theory with risk premium.

problem Connecting storage theory with risk premium in electricity markets.
method Introduces an unobservable intrinsic electricity price and derives prices for various contracts.
result Finds an overall negative risk premium in empirical analysis.

Study models stock price recovery during COVID-19, distinguishing V and L-shape recoveries.

problem Analyzing stock price recovery during the COVID-19 pandemic.
method Developed a stock price model based on net-fund-flow and financial antifragility.
result Quality stocks with higher financial antifragility show V-shape recovery, while those with lower antifragility show L-shape recovery.

Doubly fair dynamic pricing ensures equal prices for different groups over time.

problem Achieving equal prices for different groups in online dynamic pricing.
method Online learning algorithm that balances procedural and substantive fairness.
result Achieves ildeO(T) ilde{O}(\sqrt{T}) regret, zero procedural unfairness, and ildeO(T) ilde{O}(\sqrt{T}) substantive unfairness.

The paper studies risk-based prices in financial markets under volatility uncertainty.

problem Risk-based indifference prices in financial markets under volatility uncertainty.
method Asymptotic analysis of risk-based prices in discrete-time financial markets.
result Risk-based prices form a strongly continuous convex monotone semigroup.

Paper proposes an analytical pricing model for puttable bonds with credit risk.

problem Analytical pricing of puttable bonds with credit risk.
method Developed a 2-factor structural PDE model and derived analytical pricing formula under specific conditions.
result Derived analytical pricing formula for puttable bonds with credit risk.

SBCA optimizes portfolios by fusing price data and text sentiment.

problem Insufficient integration of multi-modal information in traditional portfolio optimization models.
method Cross-modal BERT-driven Actor-Critic framework with gated fusion and constraint embedding.
result SBCA outperforms benchmarks in portfolio value, return, Sharpe ratio, and maximum drawdown.

The paper examines variable annuities pricing and risk management using the Black-Scholes model and identifies key risk drivers.

problem Model risk in pricing and managing variable annuities using the Black-Scholes model.
method Derives a model-free decomposition of variable annuity prices and investigates hedging strategies.
result The spot price risk can always be eliminated by the BS-based hedging strategy, but there is gradual slippage and instantaneous leakage.

This study proposes an equal-weight portfolio strategy to reduce risk compared to traditional ETFs.

problem Risk of passive ETFs not matching optimal portfolio weights.
method Introduced an equal-weight portfolio strategy to reduce idiosyncratic risk.
result Equal-weight portfolio has lower risk than traditional ETFs, especially during idiosyncratic events.

The paper extends the market price of risk for electricity swap contracts, incorporating jump risk.

problem Pricing electricity swap contracts with consideration of jump risk.
method Introducing a Merton type model with jumps and transferring to the physical measure, comparing arithmetic and geometric averaging.
result A decomposition of swap's market price of risk into classical and market price of risk components.

New financial model revises risk measure under NA condition.

problem Revising classical financial mathematics with coherent risk measure on L0L^0.
method Developed a new version of the fundamental theorem of asset pricing and provided dual representations.
result Set of risk-hedging prices is closed under NA condition.

The paper defines and implements risk-indifference pricing for American-style contingent claims.

problem Pricing American-style contingent claims under uncertainty.
method Indifference pricing using convex risk measures and stochastic volatility models, with numerical solutions via deep learning.
result Characterization of indifference prices via Backward Stochastic Differential Equations (BSDEs).

Model for hedging price and quantity risks in electricity markets.

problem Hedging risks for energy retailers in a regulated electricity market.
method Closed-form solution for optimal portfolio using financial instruments based on price and weather indexes.
result Closed-form solution for mean-var model in discrete setting without distributional assumptions.

Study introduces a new investment strategy model using lazy factor and probability weights.

problem Optimizing investment strategies in volatile markets with transaction costs.
method Combines Price Portfolio Forecasting and Mean-Variance Models with Transaction Costs, using probability weights as laziness factor coefficients.
result Model demonstrates adaptability and generalizability in transforming investment strategies.

Paper proposes a risk-averse approach to energy storage price arbitrage using conformal uncertainty quantification.

problem Inherent volatility and uncertainty of real-time electricity prices create financial risks for storage arbitrage.
method Two-layer prediction model with conformal uncertainty quantification for high coverage of real-time price uncertainty.
result The framework achieves good profit margins with minimal losses, demonstrating effectiveness in real-time market.

Study optimal liquidation under high risk aversion and small price impact.

problem Optimal liquidation of options under high risk aversion and linear price impact.
method Analyzes Bachelier model with linear price impact, computes utility indifference prices, and finds asymptotically optimal portfolios.
result Establishes a scaling limit for vanishing price impact and computes corresponding utility indifference prices.