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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for early redemption

Paper analyzes pricing model for bonds with early redemption.

problem Analyzing pricing of bonds with early redemption features.
method Structural approach for mathematical modeling of bond prices.
result Existence and uniqueness of default and early redemption boundaries proved.

Study properties of Black-Scholes equation solutions for puttable bonds with credit risk.

problem Properties of solutions to Black-Scholes equation for puttable bonds with credit risk.
method Solution representation, min-max estimation, gradient estimates, strict monotonicity analysis.
result Derivation of analytical pricing formulae for puttable bonds with credit risk.

Third part of a study on liquidity risk in asset management, focusing on managing the asset-liability liquidity risk.

problem Managing the asset-liability liquidity risk in asset management.
method Develops a methodological and practical framework for liquidity stress testing programs.
result Proposes measurement, management, and monitoring tools for controlling the liquidity gap.

This research proposes methods to model and assess liability liquidity risk in asset management.

problem Lack of standardized models for liability liquidity risk in asset management.
method Statistical models, zero-inflated models, aggregate and individual-based approaches, and factor models.
result Developed mathematical and statistical approaches to estimate and assess redemption shocks.

Deep learning models price convertible bonds with complex reset and call features.

problem Pricing convertible bonds with path-dependent reset and call provisions.
method Formulated as a PPDE, deep learning approximates conditional expectations.
result Deep learning produces stable and accurate prices across various model specifications.

A framework for analyzing financial systems under scenario constraints.

problem Quantifying worst-case and best-case performance in financial systems.
method Quantitative automata-based framework integrating event history automata and weighted finance finite automata.
result Exact calculation of upper and lower payoff bounds with interpretable witness event histories.

Spectral algorithms are classic approaches to clustering and community detection in networks. However, for sparse networks the standard versions of these algorithms are suboptimal, in some cases completely failing to detect communities even when other algorithms such as belief propagation can do so. Here we introduce a…

2013-06-24abs ↗pdf ↗

Early stopping improves logistic regression's calibration and consistency in high dimensions.

problem Improving the statistical performance of gradient descent in overparameterized logistic regression.
method Investigates the effects of early stopping on gradient descent in logistic regression.
result Early-stopped gradient descent is well-calibrated and statistically consistent, while asymptotic gradient descent is not.

This paper improves neural network predictions with early stopping using conformal calibration.

problem Lack of precise statistical guarantees for neural networks trained with early stopping.
method Conformalized early stopping that combines early stopping with conformal calibration.
result Models provide both accuracy and precise inferences without additional data splits.

Blockchain protocol improves traditional mutual funds with performance fees and investor protection.

problem Operational issues and performance fees in traditional mutual funds.
method Developed a blockchain protocol that integrates features of mutual funds and hedge funds.
result Blockchain can simplify performance fee calculations and protect investors.

Early stopping methods reduce unnecessary reasoning steps in LLMs by monitoring uncertainty signals.

problem LLMs sometimes generate unnecessary reasoning steps, especially under uncertainty.
method Statistically principled early stopping methods that monitor uncertainty signals during generation.
result Uncertainty-aware early stopping improves efficiency and reliability in LLM reasoning, especially in math reasoning.

The study reveals optimal early stopping behaviors in deep learning models.

problem Understanding optimal early stopping in deep learning models.
method Theoretical analysis of linear models and experimental validation.
result Two distinct behaviors of optimal early stopping time depending on model dimension relative to dataset features.

This work bounds the run-time of nonconvex optimization with early stopping.

problem Bounding the expected run-time of nonconvex optimization with early stopping.
method Derives conditions for well-defined early stopping based on validation function norms and bounds the expected number of iterations and gradient evaluations.
result Guarantees the validity of early stopping and provides bounds on the expected run-time for various optimization algorithms.

E2^2CM uses class means for efficient early exits in neural networks.

problem Efficient early exits in neural networks with low computational cost.
method Early Exit Class Means (E2^2CM) based on class means of samples, without gradient-based training.
result E2^2CM achieves higher accuracy with fixed training time budget and boosts existing early exit schemes.

Enhances early-exit neural networks for anytime classification.

problem Lack of guaranteed prediction quality improvement with longer computation time.
method Post-hoc modification based on Product-of-Experts to enforce conditional monotonicity.
result Achieves conditional monotonicity in prediction quality, enabling anytime classification.

The paper analyzes early stopping in linear regression and shows it's equivalent to ridge regularization.

problem Understanding the effect of early stopping on linear regression models.
method Characterization of gradient descent dynamics and analysis of excess risk.
result Early stopped solution is equivalent to minimum norm solution for a generalized ridge regularized problem.

We estimate treatment cost-savings from early cancer diagnosis. For breast, lung, prostate and colorectal cancers and melanoma, which account for more than 50% of new incidences projected in 2017, we combine published cancer treatment cost estimates by stage with incidence rates by stage at diagnosis. We extrapolate to…

2017-08-30abs ↗pdf ↗

Study proposes a new early-warning framework for high-dimensional complex systems.

problem Predicting critical transitions in complex systems like epileptic seizures.
method Integrates manifold learning with stochastic dynamical system modeling, using Schrödinger bridge theory.
result Demonstrates higher sensitivity and robustness in epilepsy prediction.

Enhances early risk assessments for pediatric outcomes using contrastive learning.

problem Improving risk assessments in early stages of pediatric development.
method Contrastive multi-modal framework that treats each time window as a distinct modality, training on all available data.
result Consistent improvements in early-stage risk assessments validated on real-world tasks.

The paper accelerates LLM inference by adding early exit heads trained in a self-supervised manner.

problem Inference speed in large language models (LLMs) is slow and resource-intensive.
method Adding self-supervised early exit heads at intermediate transformer layers to stop computation early based on confidence thresholds.
result Entropy provides the most reliable confidence metric for stopping computation early.

Early stopping is a well known approach to reduce the time complexity for performing training and model selection of large scale learning machines. On the other hand, memory/space (rather than time) complexity is the main constraint in many applications, and randomized subsampling techniques have been proposed to tackl…

2015-10-19abs ↗pdf ↗

Optimal early liquidation strategy reduces financial losses during crises.

problem Substantial losses from simultaneous asset liquidation at depressed prices.
method Developed a worst-case approach for optimal early liquidation, considering uncertainty of other banks' decisions.
result Proposed robust optimal strategy maximizes liquid assets' value at clearing, even with uncertainty.

Early stopping in meta-learning improved by analyzing neural activation patterns.

problem Early stopping in few-shot learning is challenging due to distributional shifts between meta-validation and meta-test sets.
method Activation-Based Early-stopping (ABE) analyzes hidden layer activations from unlabelled support examples to detect when target generalization diverges from source data.
result Simple activation statistics can effectively estimate target generalization, improving few-shot transfer learning across various algorithms and datasets.

Proposes TPIS for early and low-cost TB vs. pneumonia diagnosis.

problem Challenges in differentiating TB from pneumonia.
method Two-step decision support system with stacked ensemble classifiers.
result TPIS outperforms other methods in early and final diagnosis.

Early stopping of iterative algorithms is an algorithmic regularization method to avoid over-fitting in estimation and classification. In this paper, we show that early stopping can also be applied to obtain the minimax optimal testing in a general non-parametric setup. Specifically, a Wald-type test statistic is obtai…

2018-05-25abs ↗pdf ↗

The paper studies early stopping methods in linear contextual bandits.

problem Minimizing in-experiment regret and conducting robust post-experiment inferences in contextual bandits.
method The study proposes early stopping rules based on the Opportunity Cost and Threshold Method, using variances of estimators to quantify upper regret bounds.
result The proposed method provides a systematic approach to minimize in-experiment regret and conduct robust post-experiment inferences.

Analysis of cross-validation for early-stopped gradient descent in high-dimensional regression.

problem Inconsistency of GCV for early-stopped GD in high-dimensional least squares regression.
method Theoretical analysis of GCV and LOOCV applied to early-stopped GD in high-dimensional least squares regression.
result LOOCV converges uniformly to the prediction risk of early-stopped GD, while GCV is generically inconsistent.