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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for discrete clearing

Blockchain markets with paid-priority trading can lead to biased prices and reduced liquidity.

problem Discrete clearing and paid-priority in blockchain markets lead to biased prices and reduced liquidity.
method Developed a model to evaluate the viability of blockchain markets under discrete clearing and paid-priority.
result Paid-priority ordering induces endogenous selection, leading to biased prices and reduced liquidity.

Simplicial, piecewise-flat discretizations of manifolds provide a clear path towards curvature analysis on discrete geometries and for solutions of PDE's on manifolds of complex topologies. In this manuscript we review and expand on discrete exterior calculus methods using hybrid domains. We then analyze the geometric …

2012-12-05abs ↗pdf ↗

We consider the interpretation in classical geometry of conformal field theories constructed from orbifolds with discrete torsion. In examples we can analyze, these spacetimes contain ``stringy regions'' that from a classical point of view are singularities that are to be neither resolved nor blown up. Some of these mo…

1994-09-29abs ↗pdf ↗

Unified framework for discrete diffusion modeling with flexible noising processes.

problem Efficient modeling of large discrete state spaces with arbitrary corruption dynamics.
method Generalized Discrete Diffusion from Snapshots (GDDS) framework that supports uniformization for fast noising and snapshot-based ELBO for reverse process.
result GDDS outperforms existing discrete diffusion methods in training efficiency and generation quality.

This paper studies how relative performance concerns affect stock prices in a tree-like market model.

problem The impact of relative performance concerns on stock prices in a tree-like market model.
method Mean-field equilibrium analysis in a binomial tree framework with exponential utility.
result Existence and uniqueness of market-clearing mean-field equilibrium in both single- and multi-population settings.

New geometric interpretation of discrete Willmore energy using rolling spheres connection.

problem Discrete formulation of Willmore energy for simplicial surfaces.
method Geometric interpretation of Möbius invariant discrete Willmore energy using rolling spheres connection.
result Clear geometric interpretations of discrete Willmore energy with manifest Möbius invariance.

Rewiring networks using discrete geometry improves GNN training accuracy and reduces runtime.

problem Inefficient information propagation between distant nodes in graph neural networks.
method Discrete analogues of classical geometric curvature to model and rewire networks.
result Classical geometric notions achieve state-of-the-art GNN training accuracy and significantly reduce runtime.

Recurrent models for sequences have been recently successful at many tasks, especially for language modeling and machine translation. Nevertheless, it remains challenging to extract good representations from these models. For instance, even though language has a clear hierarchical structure going from characters throug…

2018-01-29abs ↗pdf ↗

Our work proves robustness of embedding schemes to discrete changes in text.

problem Discrete changes in text, like replacing a word, affect model robustness.
method Formal proofs and quantitative bounds for embedding schemes (concatenation, TF-IDF, Paragraph Vector).
result Embedding schemes are robust to discrete changes in text with Hölder or Lipschitz properties.

DFM models are analyzed for generating distributions with provable convergence.

problem Training DFM models to generate distributions that match true data.
method Theoretical analysis decomposes error into approximation and estimation errors.
result DFM models converge to true data distribution as training set size increases.

We propose a model for the credit and liquidity risks faced by clearing members of Central Counterparty Clearing houses (CCPs). This model aims to capture the features of: gap risk; feedback between clearing member default, market volatility and margining requirements; the different risks faced by various types of mark…

2016-04-01abs ↗pdf ↗

Piecewise flat approximations for curvature in Euclidean and non-Euclidean spaces.

problem Approximating local extrinsic curvature on discrete manifolds.
method Constructing discrete curvature forms on piecewise flat manifolds, using weighted sums of hinge angles.
result Converges to smooth curvature values as mesh refinement occurs, favorably comparing with other discrete approaches.

Unified model for network risks, including bilateral and central clearing, with practical applications.

problem Managing risks in financial networks with multiple trading types.
method Developed a one-period XVA model with explicit formulas for various quantities.
result Illustrated practical uses for stress testing and portfolio optimization.

If Gamma is any finite graph, then the unlabelled configuration space of n points on Gamma, denoted UC^n(Gamma), is the space of n-element subsets of Gamma. The braid group of Gamma on n strands is the fundamental group of UC^n(Gamma). We apply a discrete version of Morse theory to these UC^n(Gamma), for any n and any …

2004-10-25abs ↗pdf ↗

Graph neural networks improve residential location choice predictions.

problem Capturing spatial dependence in discrete choice models.
method Graph Neural Networks (GNN) for analyzing spatial alternatives.
result GNN-DCMs outperform classical models in residential location choice predictions.

A new graph neural network framework captures long-range interactions efficiently.

problem Efficiently modeling long-range interactions in graph neural networks for PDEs.
method Proposes a multi-level graph neural network framework using multipole methods.
result Captures interaction at all ranges with only linear complexity, learning discretization-invariant solution operators.

Paper introduces Cycles Protocol to integrate trade credit into market clearing.

problem Liquidity embedded in trade credit outside formal settlement infrastructures.
method Distributed, multilateral clearing mechanism based on double-entry accounting.
result Cycles Protocol maximizes balance sheet compression without redistributing counterparty risk.

A new method for clearing liability networks using sheaves on directed hypergraphs.

problem Clearing in liability networks using a novel mathematical approach.
method Associate a liability sheaf on a directed hypergraph to a liability network, identifying clearing configurations as global sections of this sheaf.
result Clearing configurations are precisely the global sections of the sheaf, and the sheaf construction is functorial under change of coefficient category.

The problem of market clearing is to set a price for an item such that quantity demanded equals quantity supplied. In this work, we cast the problem of predicting clearing prices into a learning framework and use the resulting models to perform revenue optimization in auctions and markets with contextual information. T…

2019-06-04abs ↗pdf ↗

The paper examines clearing payments in financial networks to prevent cascaded defaults.

problem Cascaded defaults in financial networks under the proportionality rule.
method Analysis of clearing model under pro-rated payments, derivation of necessary and sufficient conditions for clearing payments, convex optimization problems for computation.
result Clearing payments can be computed by solving convex optimization problems, reducing overall system loss by lifting the proportionality rule.

Paper proposes a decentralized payment clearing system using blockchain and optimal bidding strategies.

problem Default contagion in a network of smart contracts cleared through blockchain.
method Constructs a decentralized clearing mechanism using blockchain and optimal bidding strategies.
result Proves existence and uniqueness of equilibrium clearing condition for terminal net worths.

A new model calculates optimal clearing payments in dynamic financial networks.

problem Determining fair clearing payments in networks with potential defaults.
method Extends Eisenberg-Noe model to multiple time periods, solving linear programs for optimal payments.
result Proves the model satisfies the priority of debt claims requirement and finds unique optimal payments.

CLEAR calibrates both aleatoric and epistemic uncertainties for better predictive intervals.

problem Balanced uncertainty quantification for reliable predictive modeling.
method CLEAR uses two parameters, γ1 and γ2, to combine aleatoric and epistemic uncertainties.
result Clear achieves significant improvements in interval width and coverage.

Proposes a model for clearing prices in financial markets due to margin calls.

problem Determining prices in financial markets following margin calls and short squeezes.
method Developed an explicit formulation for clearing prices after margin calls and short squeezes.
result Identified a threshold short interest ratio leading to discontinuity in clearing prices.

This paper develops an XVA (costs) analysis of centrally cleared trading, parallel to the one that has been developed in the last years for bilateral transactions. We introduce a dynamic framework that incorporates the sequence of cash-flows involved in the waterfall of resources of a clearing house. The total cost of …

2015-06-29abs ↗pdf ↗

CLEAR learns causal graphs from attention in recommender systems to explain user behavior.

problem Understanding why specific recommendations are made in recommender systems.
method CLEAR learns session-specific causal graphs from attention in pre-trained neural recommenders, addressing latent confounders.
result CLEAR provides counterfactual explanations that are shorter and more effective than naive methods.

This paper compares VaR estimation methods under tail misspecification, finding importance sampling underestimates VaR.

problem Tail misspecification in VaR estimation.
method Importance sampling and moment-based VaR bracketing.
result Importance sampling underestimates VaR under heavy-tailed returns, while moment-based methods are robust.

Improved hardness results for clearing payments in financial networks with CDSs.

problem Determining clearing payments in financial networks with CDSs after financial shocks.
method Analyzing computational complexity of clearing problems, showing PPAD-hardness and FIXP-completeness improvements.
result PPAD-hardness of clearing problem significantly improved to ε ≈ 0.101.

Study of equivariant scalar curvature groups for proper group actions.

problem Understanding equivariant scalar curvature groups for discrete group actions.
method Definition of fundamental groupoid functor, construction of classifying spaces, geometric result.
result Stolz's equivariant R-group depends only on the fundamental groupoid functor of the space.

A common approach to analyze a covariate-sample count matrix, an element of which represents how many times a covariate appears in a sample, is to factorize it under the Poisson likelihood. We show its limitation in capturing the tendency for a covariate present in a sample to both repeat itself and excite related ones…

2016-04-25abs ↗pdf ↗

The paper proposes a deep learning technique for structured and composable representations.

problem Learning structured and composable representations from input images and discrete labels.
method End-to-end deep learning to learn representations based on distance estimates between class label and contextual information.
result The representations have a clear structure allowing for class and environment decomposition.

Unsupervised model generates distinct intonation codes for speech synthesis.

problem Lack of understanding of what prosodic variations are controlled in speech synthesis.
method Phrase-level variational autoencoder with multi-modal prior, using mode centres as intonation codes.
result Generated intonation codes are perceptually distinct and carry various affect-related styles.

Leveraging the intrinsic symmetries in data for clear and efficient analysis is an important theme in signal processing and other data-driven sciences. A basic example of this is the ubiquity of the discrete Fourier transform which arises from translational symmetry (i.e. time-delay/phase-shift). Particularly important…

2018-12-08abs ↗pdf ↗

The paper models market dynamics using a limit order book system to explain slippage and inefficiency.

problem Inefficiency in matching markets due to structural liquidity constraints and slippage.
method Introduces a market microstructure framework with a latent preference state matrix and a dynamic discrete choice execution model.
result Persistent slippage and regional invariance of preference orderings are explained by liquidity thresholds.

I show that the solution of a standard clearing model commonly used in contagion analyses for financial systems can be expressed as a specific form of a generalized Katz centrality measure under conditions that correspond to a system-wide shock. This result provides a formal explanation for earlier empirical results wh…

2017-06-01abs ↗pdf ↗