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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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109218327436 · Jun 202019922001200920172026
48 results for dimensional constraints

Additive Gaussian process framework handles monotonicity constraints in high dimensions.

problem Handling monotonicity constraints in high-dimensional data.
method Additive Gaussian process framework with MaxMod algorithm for dimension reduction.
result Framework enables to satisfy monotonicity constraints everywhere in the input space.

Paper shows affine constraint is unnecessary for high-dimensional data.

problem The necessity of an affine constraint in affine subspace clustering.
method Theoretical and empirical analysis of conditions for correctness of affine subspace clustering methods.
result Affine constraint has negligible effect on clustering performance for high-dimensional data.

Expands newsvendor model with moment constraints using Wasserstein distance.

problem Optimizing order quantity under distributional ambiguity.
method Formulates infinite dimensional primal problem, derives finite dimensional dual problem using problem of moments duality.
result Distributional ambiguity affects optimal order quantity and profits/costs.

Paper proves conditions for estimating precision matrices with Laplacian constraints.

problem Estimating high-dimensional precision matrices with Laplacian constraints.
method Minimizing Stein's loss with conditions on graph connectivity and Laplacian constraints.
result High-dimensional consistency achieved with Laplacian constraints, independent of graph structure.

Develops methods for estimating constrained function-valued parameters in infinite-dimensional models.

problem Estimating function-valued parameters with structural constraints in complex models.
method Characterizes constrained solutions as minimizers of penalized population risk, using a Lagrange-type formulation and path through unconstrained space.
result Proposes estimators that achieve optimal risk and constraint satisfaction, applicable across various statistical learning approaches.

Adversarial examples are a pervasive phenomenon of machine learning models where seemingly imperceptible perturbations to the input lead to misclassifications for otherwise statistically accurate models. We propose a geometric framework, drawing on tools from the manifold reconstruction literature, to analyze the high-…

2019-05-02abs ↗pdf ↗

Spectral dimensionality reduction algorithms are widely used in numerous domains, including for recognition, segmentation, tracking and visualization. However, despite their popularity, these algorithms suffer from a major limitation known as the "repeated Eigen-directions" phenomenon. That is, many of the embedding co…

2016-12-11abs ↗pdf ↗

Paper solves MV portfolio selection in jump-diffusion models with no-shorting constraint.

problem Mean-variance portfolio selection in jump-diffusion model with no-shorting constraint.
method Reduces problem to LQ control and finding a maximal point of a function, constructs viscosity solution.
result Explicit viscosity solution to Hamilton-Jacobi-Bellman equation, optimal controls derived.

Most learning methods with rank or sparsity constraints use convex relaxations, which lead to optimization with the nuclear norm or the 1\ell_1-norm. However, several important learning applications cannot benefit from this approach as they feature these convex norms as constraints in addition to the non-convex rank a…

2012-06-07abs ↗pdf ↗

Physics-informed neural networks improve by measuring effective dimensionality of constraints.

problem Task interference in physics-informed neural networks due to shared parameter space.
method Introduce effective dimensionality (deffd_{eff}) as an operator invariant to quantify constraints.
result Effective dimensionality measures unconstrained parameter directions, independent of network architecture.

Study optimizes portfolio allocation policies using off-policy data and constraints.

problem Optimizing portfolio allocation policies under constraints using off-policy data.
method Solves a minimax objective with off-policy estimators and online learning to control constraint violations.
result Constructs near-optimal allocation policies for various regimes of operation and constraints.

Develops a gradient-enhanced approach for online estimation in high-dimensional generalized linear models with streaming data.

problem Online estimation for high-dimensional generalized linear models with streaming data.
method Proposes a gradient-enhanced surrogate loss for non-distributed setting and extends to distributed streaming data.
result Derives non-asymptotic error bounds under high-dimensional scaling without batch-number constraint.

Optimizes bank capital structure under Basel III constraints, simplifying complex dynamics.

problem Optimizing risky investments, dividends, and capital structure under Basel III constraints.
method Formulated as a stochastic control problem, reducing dynamics to a one-dimensional process in leverage ratio.
result Simple policy: pay dividends at an upper barrier and recapitalize at the distress boundary.

Study optimizes growth rate for investors with long-only constraints.

problem Maximizing growth rate under drift uncertainty and long-only constraints.
method Developed a finite dimensional approximation for concave functionally generated portfolios.
result Proved uniqueness and existence for optimal portfolios under long-only constraints.

Study dynamic batch learning in high-dimensional sparse linear bandits.

problem Dynamic batch learning in high-dimensional sparse linear contextual bandits under batch constraints.
method Characterized fundamental learning limits via regret lower bound and provided matching upper bound.
result Prescribed an optimal scheme for dynamic batch learning in high-dimensional sparse linear contextual bandits.

Paper analyzes adaptive Lasso for high-dimensional diffusion processes, improving support recovery and bias.

problem Support recovery for high-dimensional diffusion processes under sparsity constraints.
method Adaptive Lasso estimator for d-dimensional ergodic diffusion process, focusing on linear models.
result Adaptive Lasso achieves support recovery and asymptotic normality for drift parameter under certain conditions.

For certain manifolds, nonnegative Ricci curvature limits dimension and forces almost abelian fundamental group.

problem Bounding the dimension of manifolds with nonnegative Ricci curvature and specific fundamental group properties.
method Dimensional estimates for RCD(0,N)\mathrm{RCD}(0,N) spaces with large Hausdorff dimension.
result If dimension is less than 12, the fundamental group is almost abelian.

Develops TOFU for tensor bandits with low-rank structure.

problem Linear bandit models fail to capture high-dimensional, low-rank tensor structures.
method Develops TOFU, a tensor bandit algorithm that estimates low-dimensional subspaces and uses norm constraints.
result Improves regret bound by a multiplicative factor that grows exponentially in system order.

Bayesian optimization tackles constrained high-dimensional problems with penalties and trust regions.

problem Constrained optimization in high-dimensional black-box settings with expensive evaluations and complex feasibility regions.
method Penalty formulation, surrogate model, trust region strategy, Expected Improvement acquisition function.
result The proposed Trust Region method identifies high-quality feasible solutions with fewer evaluations and maintains stable performance.

Framework learns stochastic dynamics from endpoint and intermediate distributions using soft energy constraints.

problem Learning stochastic dynamics from endpoint and intermediate distributional observations.
method Formulates generation as a McKean-Vlasov control problem with soft energy constraints, solving it through FBSDE.
result Model learns coherent stochastic trajectories matching prescribed marginal laws.

When learning policies for real-world domains, two important questions arise: (i) how to efficiently use pre-collected off-policy, non-optimal behavior data; and (ii) how to mediate among different competing objectives and constraints. We thus study the problem of batch policy learning under multiple constraints, and o…

2019-03-20abs ↗pdf ↗

Study on surfaces in Heisenberg group with constant mean curvature.

problem Constant mean curvature surfaces in the Heisenberg group.
method Proves surfaces in a neighborhood of non-umbilic points are solutions to a sinh-Gordon equation with a differential constraint.
result Surfaces in Heisenberg group with constant mean curvature described by solutions to sinh-Gordon equation.

Study of four-dimensional Lorentzian manifolds with real Killing spinors.

problem Characterizing and understanding four-dimensional Lorentzian manifolds with Killing spinors.
method Differential geometry and topology, Killing spinor equations, flow equations.
result Proves that the evolution flow defined by a real Killing spinor preserves the Hamiltonian and momentum constraints of the Einstein equation with negative curvature.

The paper explores infinite-dimensional nonholonomic and vakonomic systems.

problem Understanding dynamics of infinite-dimensional systems with constraints.
method Visualizing and revisiting classical and new examples of nonholonomic and vakonomic systems.
result Infinite-dimensional systems exhibit both nonholonomic and vakonomic dynamics.

Aims to optimize complex multivariate systems with constraints.

problem Optimizing force-field systems in physics with large-scale simulations.
method Combines machine learning and experimental design to find feasible input combinations.
result Locates multiple good regions in the input space.

Estimates population size using capture-recapture designs with binary indicators.

problem Estimating population size from capture-recapture data with binary indicators.
method Proposes a modern method using undersmoothed lasso model to estimate the target parameter of interest.
result The choice of constraint on the K-dimensional distribution significantly impacts the value of the estimand.

We present a novel approach for constrained Bayesian inference. Unlike current methods, our approach does not require convexity of the constraint set. We reduce the constrained variational inference to a parametric optimization over the feasible set of densities and propose a general recipe for such problems. We apply …

2013-09-26abs ↗pdf ↗

A neural framework corrects bias in estimating individual treatment effects.

problem Estimating individual treatment effects from observational data.
method An anchored neural architecture and precision-corrected intersection-bound inference.
result Corrected bias and maintained nominal coverage in high-dimensional settings.