Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

Trend · papers per month

155310464619 · Jun 202019922001200920172026
48 results for dataset management

MusPy is a toolkit for symbolic music generation, providing tools for dataset management and analysis.

problem Facilitating the creation and analysis of symbolic music datasets.
method Development of an open-source Python library (MusPy) with features for dataset management, data I/O, preprocessing, and model evaluation. Demonstrated through statistical analysis and cross-dataset generalizability experiments.
result MusPy's dataset analysis reveals varying degrees of cross-genre representation across different music datasets.

Paper introduces RiskEmbed, a finetuned model for financial risk management.

problem Improving retrieval accuracy in financial question-answering systems.
method Curated dataset and finetuned BERT model for financial domain.
result RiskEmbed significantly outperforms general-purpose and financial embedding models.

Gradient boosting decision tree (GBDT) is a widely-used machine learning algorithm in both data analytic competitions and real-world industrial applications. Further, driven by the rapid increase in data volume, efforts have been made to train GBDT in a distributed setting to support large-scale workloads. However, we …

2019-07-03abs ↗pdf ↗

The study improves load forecasting for electricity consumers using advanced machine learning models.

problem Improving short-term load forecasting for effective scheduling and decision-making.
method Proposes and evaluates statistical nonlinear models, including LSTM and GRU, for 15-min frequency electricity load forecasting.
result Advanced models outperform other models in out-of-sample forecasting accuracy, as shown by the Diebold-Mariano test.

Deep RL agent secures 2nd place in CityLearn Challenge for district demand management.

problem Optimizing electrical demand of diverse buildings in a district.
method Centralised 'Soft Actor Critic' deep reinforcement learning agent.
result Achieved an averaged score of 0.967 on challenge dataset.

HL algorithms improve resource allocation in cloud environments.

problem Sequential decision-making under uncertainty with exogenous variables.
method HL algorithms leverage exogenous variable samples to infer counterfactual consequences.
result HL algorithms outperform classic methods and reinforcement learning in resource allocation.

Study improves pension scheme efficiency in Kenya through governance and risk management.

problem Limited research on efficiency of Kenyan pension schemes under governance structures.
method Quantitative panel regression analysis on 128 Kenyan pension schemes over 7 years.
result Employee board members have a significant positive effect on pension scheme efficiency.

Proposes a new framework to manage venture capital portfolio risk by focusing on deal-level correlations.

problem Managing venture capital portfolio risk, especially extreme outcomes.
method Gaussian-copula-based framework that learns deal-level dependence from observed joint success frequencies.
result Correlation amplifies extreme upside outcomes, shifting portfolio distribution toward heavier right tails.

The paper discusses the importance of infinite-mean models in finance and risk management.

problem Classic statistical models assume finite mean or variance, which is not suitable for heavy-tailed data.
method Discussion and recent results on infinite-mean models in economics and finance.
result Classic statistical results for finite-mean models often fail or flip for infinite-mean models.

Paper proposes a novel trading strategy combining clustering and reinforcement learning for multi-period portfolio management.

problem Developing an effective trading strategy for multi-period portfolio management.
method The paper integrates clustering techniques with reinforcement learning to categorize and manage stocks across multiple trading periods.
result The proposed strategy outperforms conventional techniques in various metrics, achieving an average return of 151% over 360 trading periods.

Research evaluates three risk models for portfolio construction during market downturns.

problem Challenges in constructing quantitative portfolios using statistical risk models.
method Three statistical risk models tested on 1,000 stocks across four periods.
result Models consistently outperform market returns in various crises.

Unsupervised clustering can reproduce categorization systems if features and metrics are correctly selected.

problem Reproducing expert-provided categorization systems using unsupervised clustering.
method Investigated using toy datasets and real-world fund categorization. Used appropriate feature selection and a supervised Random Forest-based distance metric.
result Unsupervised clustering can reproduce ground truth classes if features and metrics are correctly selected.

New method constructs graphs from data efficiently, suitable for large datasets.

problem Memory and runtime limitations of traditional TMFG for large datasets.
method Uses k-Nearest Neighbors Graphs and memory management for scalable graph construction.
result Provides a parsimonious way to construct graphs for learning tasks.

PowRL uses RL to manage power grids robustly, reducing overloads and maintaining power reliability.

problem Managing transient stability and preventing blackouts in power networks with uncertain generation and load demands.
method PowRL leverages a novel heuristic for overload management and RL-guided topology selection to ensure safe and reliable operation.
result PowRL outperforms other agents in L2RPN challenges, demonstrating robust performance in various scenarios.

EERO optimizes resource usage for efficient classification.

problem Managing computational resources in complex machine learning models.
method EERO uses multiple classifiers with a reject option to adaptively shorten processing paths.
result EERO effectively manages budget allocation and enhances accuracy in complex scenarios.

SimStock learns stock similarities for better investment management.

problem Challenges in identifying similar stocks due to non-stationary financial markets.
method Temporal self-supervised learning framework combining SSL and temporal domain generalization.
result SimStock outperforms existing methods in finding similar stocks.

Generative model learns investment strategies without explicit utility specification.

problem Challenges in modeling complex, multi-objective fund optimization.
method Generative adversarial network (GAN) framework that learns latent strategy representations.
result Framework captures diverse investment styles and realizations of optimization parameters.

FinCARE combines financial data and AI reasoning to improve causal analysis of financial performance.

problem Correlation-based analysis fails to capture true causal relationships in financial performance.
method Hybrid framework integrating causal discovery algorithms with financial domain knowledge from SEC filings and LLM reasoning.
result KG+LLM-enhanced methods improve causal discovery across PC, GES, and NOTEARS by 36-366%.

ReCAP adapts to dynamic financial markets by segmenting and combining policy vectors.

problem Inefficient traditional PM approaches in non-stationary financial markets.
method Integrates continual learning into PM, segmenting regimes and adapting policies.
result Consistently outperforms baselines in real-world financial datasets.

GNNs improve supply chain analytics with real-world benchmarks.

problem Limited research on applying GNNs to supply chain management.
method Conceptual discussions, detailed formulations, examples, mathematical definitions, and task guidelines.
result GNN-based models outperform other methods by 10-40% in various supply chain tasks.

This paper explores portfolio management strategies to maximize alpha and minimize beta.

problem Maximizing returns while minimizing risk in investment portfolios.
method Examines asset allocation, diversification, active management, and risk management strategies.
result Combining these strategies optimizes portfolio performance.

Hopfield networks outperform deep-learning methods in portfolio optimization.

problem Optimizing portfolios and managing asset allocation efficiently.
method Application of Hopfield networks to portfolio optimization, using combinatorial purged cross-validation.
result Modern Hopfield Networks perform on par or better than deep-learning methods, with faster training times and better stability.

DeepPocket uses graph convolutional reinforcement learning for better financial portfolio management.

problem Maximizing return on investment while managing risk in correlated financial assets.
method Graph convolutional reinforcement learning framework with feature extraction, local information collection, and actor-critic reinforcement learning.
result DeepPocket outperformed market indexes on five real-life datasets over three investment periods, including during the Covid-19 crisis.

Paper introduces a framework for managing cyber risk with insurance and cybersecurity models.

problem Pervasive challenges in managing cyber risk, especially for capital allocation.
method Combines insurance frequency-severity models with cybersecurity cascade models for comprehensive cyber risk assessment. Facilitates informed capital allocation through a two-pillar framework.
result Demonstrates the necessity of comprehensive cost-benefit analysis for budget-constrained companies.

The basic financial purpose of a firm is to maximize its value. An inventory management system should also contribute to realization of this basic aim. Many current asset management models currently found in financial management literature were constructed with the assumption of book profit maximization as basic aim. H…

2013-01-16abs ↗pdf ↗

Study finds Indian mutual funds adjust cash holdings based on inflows, impacting stock purchases.

problem Active liquidity management by mutual funds in India.
method Examined cash holdings and stock purchases of Indian equity mutual funds.
result Funds with active liquidity choices outperform, highlighting the importance of this strategy.

Machine learning techniques based on neural networks are achieving remarkable results in a wide variety of domains. Often, the training of models requires large, representative datasets, which may be crowdsourced and contain sensitive information. The models should not expose private information in these datasets. Addr…

2016-07-01abs ↗pdf ↗

Deep learning improves portfolio management by optimizing asset weights.

problem Traditional portfolio managers are outperformed by deep learning models in trading.
method Proposes a deep reinforcement learning portfolio manager that allocates weights to assets.
result The proposed portfolio manager outperforms conventional managers in risk-adjusted returns.

This research develops a dynamic risk management system for industrial companies.

problem Risk assessment and management in industrial enterprises.
method Qualitative and quantitative analysis, systematic risk classification, dynamic system development.
result Effective risk management strategies formed through dynamic risk management system and risk assessment methods.

Predict water pipe failures using machine learning and survival analysis.

problem Difficulty in accessing water pipes for maintenance.
method Classical and modern classifiers for short-term prediction, survival analysis for long-term forecast, and oversampling technique for imbalanced data.
result Identifies important risk factors for water pipe failures.

Compact Recurrent Transformer (CRT) improves Transformer efficiency for long sequences.

problem Efficiently scaling Transformer architecture to long sequences with limited compute resources.
method Combines shallow Transformer models with recurrent neural networks and persistent memory.
result CRT achieves comparable or superior performance to full-length Transformers with shorter segments and reduced FLOPs.

Study finds managers' tenure and education influence their choice between in-court and out-of-court restructuring.

problem Exploring managers' characteristics and their impact on restructuring decisions.
method Empirical investigation using upper echelons theory and data from 342 managers of French firms.
result Managers with longer tenure and higher education levels prefer private restructuring over court involvement.

Study finds significant BTC co-movements with equity markets, highlighting dynamic risk management needs.

problem Understanding the impact of corporate Bitcoin holdings on equity markets.
method Dataset of 39 firms, daily returns analysis, Pearson correlations, single factor model regressions, transfer entropy.
result BTC has a significant positive beta with equity markets, with BTC as the dominant information driver.