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A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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18375573 · May 202619922001200920172026
48 results for counterfactual identification

We establish a foundation for multivariate counterfactual identification using dynamic optimal transport.

problem Addressing the open question of counterfactual identification for high-dimensional multivariate outcomes from observational data.
method Establish a foundation for multivariate counterfactual identification using continuous-time flows, including non-Markovian settings, with tools from dynamic optimal transport.
result Characterise the conditions under which flow matching yields a unique, monotone, and rank-preserving counterfactual transport map, ensuring consistent inference.

Proposes a new model to identify unknown counterfactual outcomes for continuous variables.

problem Counterfactual inference for continuous outcomes with strong assumptions.
method Curvature Sensitivity Model to relax assumptions and provide informative bounds.
result Demonstrates effectiveness of the Curvature Sensitivity Model in identifying counterfactual outcomes.

The paper explores how missing data problems are related to causal inference.

problem Missing data in experiments makes causal inference difficult.
method The paper reinterprets missing data as a form of causal inference by considering counterfactual variables.
result Identification assumptions in missing data can be encoded using graphical models of counterfactual and observed variables.

Paper tackles counterfactual sentence detection and evaluation.

problem Detect and evaluate counterfactual sentences in natural language.
method Used a BERT base model for classification and a hybrid BERT Multi-Layer Perceptron for sequence identification. Introduced cascaded linear inputs to improve performance.
result Achieved an F1 score of 85.00% in Task 1 and 83.90% in Task 2.

Simplified identification methods for causal inference with arbitrary interventional distributions.

problem Estimating cause-effect relationships from data with experimental interventions.
method Using Single World Intervention Graphs and nested model factorization, we provide algorithms for identifying causal parameters from mixed observational and interventional distributions.
result Our algorithms are complete for certain types of interventional marginal distributions.

Quantum oracles help identify counterfactuals better than classical ones.

problem Identifying unknown causal parameters in causal models.
method Using quantum oracles to query and identify all causal parameters and counterfactuals.
result Quantum oracles enable identification of all two-way joint counterfactuals and tighter bounds on higher-order counterfactuals.

The paper introduces metrics to rank potential outcomes for better decision-making.

problem Optimal action selection in uncertain situations using causal reasoning.
method Introducing two new metrics: probabilities of potential outcome ranking (PoR) and probability of achieving the best potential outcome (PoB). Establishing identification theorems and deriving bounds for these metrics, and presenting estimation methods.
result The estimators' finite-sample properties and their application to a real-world dataset are demonstrated.

Proposes methods to identify and estimate counterfactual distributions with confounding.

problem Estimating counterfactual distributions in the presence of confounding.
method Nonparametric identification and semiparametric estimation using conditional copulas and machine learning.
result Valid inference for individual-level effects and nonparametric identifiability of latent confounding subspace.

New framework improves counterfactual predictions using causal inference.

problem Challenges in predicting counterfactual outcomes with limited covariates and high-dimensional outcomes.
method Variational Bayesian causal inference framework for counterfactual generative modeling.
result Framework encourages disentangled exogenous noise and correct identification of causal effects.

The paper detects and identifies bias in data using a counterfactual approach.

problem Detecting and identifying bias in data, especially in medical image classification.
method A global explanation framework using the counterfactual approach to identify bias causing artifacts.
result Black frames significantly influence Convolutional Neural Network's prediction, changing benign to malignant.

The paper proposes a method to precisely decompose confounders and estimate treatment effects.

problem Estimating treatment effects from observational data with confounder identification and balancing.
method Learning decomposed representations to identify and balance confounders and non-confounders.
result The method achieves more precise treatment effect estimation than existing methods.

New method tightens bounds on causation probabilities using independent datasets.

problem Challenging point identification of causation probabilities without strong assumptions.
method Imposes counterfactual consistency between SCMs constructed from independent datasets and uses conditional mutual information.
result Significantly tighter bounds on causation probabilities are established.

Paper introduces a method to evaluate abstaining classifiers by considering missing predictions as counterfactuals.

problem Lack of a principled approach to evaluate and compare abstaining classifiers, especially when missing predictions are important.
method Develops a novel approach to treat abstentions as missing data, defining counterfactual scores and using causal inference methods to estimate them.
result Shows that under certain conditions, counterfactual scores can be identified and estimated efficiently, improving evaluation of abstaining classifiers.

Relational Structural Causal Models enable causal reasoning about unseen object combinations.

problem Developing a model that can reason about causal and combinatorial aspects of unseen object combinations.
method Relational Structural Causal Models extend structural causal models to include relational variables and define identification criteria.
result Proposed relational neural causal models outperform non-relational baselines on simulated traffic scenes.

Proposes SSC for estimating counterfactual survival trajectories from observational data.

problem Challenges in estimating causal effects on time-to-event outcomes from observational data.
method Synthetic Survival Control (SSC) framework for estimating counterfactual hazard trajectories in panel data settings.
result SSC estimates counterfactual hazard trajectories as a weighted combination of observed trajectories from other units.

Paper introduces EnCounteR for estimating causal effects using encouragement data.

problem Challenges in estimating causal effects due to incomplete randomization and limited encouragement data.
method Introduces a generalized IV estimator, EnCounteR, leveraging both observational and encouragement data.
result Demonstrates superior performance of EnCounteR over existing methods.

Bounds on factual and counterfactual distributions under measurement error in discrete models.

problem Measurement errors in discrete data and their impact on inference.
method Expressing modeling assumptions as linear constraints and using linear programming to derive bounds.
result Sharp bounds on factual and counterfactual distributions for various models, including instrumental variable scenarios.

DeDUCE efficiently generates realistic counterfactuals for image classifiers.

problem Generating accurate counterfactual explanations for large image classifiers.
method Developed a new algorithm using spectral normalization to efficiently generate counterfactuals.
result Our algorithm consistently produces counterfactuals closer to the original inputs with comparable realism.

A new framework for robust and coherent counterfactual transports.

problem Estimating joint distributions over counterfactual outcomes in personalized decision-making and treatment risk assessment.
method Counterfactual cocycles that use algebraic structure to provide coherence and identifiability guarantees, bridging the gap between bijective SCMs and OT methods.
result Counterfactual cocycles provide state-of-the-art performance and noise-robustness across synthetic benchmarks and a real-world study.

New approach uses 'forward-looking' counterfactuals for treatment choice.

problem Using traditional 'retrospective' counterfactuals in treatment choice leads to counterintuitive results.
method Introduces 'counterfactual treatment choice' for forward-looking counterfactuals.
result Mismatches between interventional and forward-looking counterfactuals can lead to counterintuitive results.

The paper analyzes counterfactual invariance and its relation to conditional independence.

problem Understanding the relationship between counterfactual invariance and conditional independence.
method Theoretical analysis of existing definitions, graphical implications, and mathematical proofs.
result Counterfactual invariance implies conditional independence, but not the other way around.

Counterfactual data augmentations may not ensure OOD robustness if performed by a context-guessing machine.

problem Deep learning models lack out-of-distribution robustness due to reliance on spurious features.
method Theoretical analysis and demonstration of counterfactual data augmentations performed by a context-guessing machine.
result Counterfactual data augmentations by a context-guessing machine do not lead to robust OOD classifiers.

New method improves model reconstruction using counterfactuals and polytope theory.

problem Reconstructing models with minimal input changes and avoiding decision boundary shifts.
method Using polytope theory to derive loss functions that treat counterfactuals differently from ordinary instances.
result Improves fidelity between target and surrogate model predictions on multiple datasets.

New method debiases counterfactual distributions using observational data.

problem Estimating counterfactual distributions under interventions without relying on observational data.
method Flow-matching approach to learn counterfactual distributions from observational data.
result Deconfounding flows outperform existing debiased counterfactual distribution estimators.

Proposes a method to generate counterfactuals for ensemble models using entropic risk measures.

problem Finding a single counterfactual explanation for an ensemble of models.
method Incorporates entropic risk measure into a constrained optimization to generate counterfactuals valid for an adjustable fraction of models.
result Entropic risk measure allows generation of counterfactuals valid for all models in the ensemble under a limiting case.

We define and compute plausible counterfactual explanations using density constraints.

problem Efficiently compute plausible counterfactual explanations for machine learning models.
method Propose and study a formal definition of plausible counterfactual explanations, use density estimators, and introduce convex density constraints.
result Convex density constraints ensure plausible and feasible counterfactual explanations.

Counterfactual explanations can be obtained by identifying the smallest change made to a feature vector to qualitatively influence a prediction; for example, from 'loan rejected' to 'awarded' or from 'high risk of cardiovascular disease' to 'low risk'. Previous approaches often emphasized that counterfactuals should be…

2019-10-21abs ↗pdf ↗

New method warns of counterfactual non-identifiability in DSCMs.

problem Counterfactual inference from observational data is non-identifiable even without unobserved confounding.
method Prove counterfactual identifiability for monotonic generation mechanisms, provide impossibility result for general mechanisms, propose method for estimating worst-case errors.
result Non-identifiability of counterfactual inference from observational data, even in absence of unobserved confounding.

Develops methods for finding counterfactual explanations in sequential decision making.

problem Finding counterfactual explanations for sequential decision making processes.
method Formal characterization of sequential actions and states using Markov decision processes and Gumbel-Max structural causal model. Introduces a polynomial time algorithm based on dynamic programming.
result Algorithm finds optimal counterfactual explanations for sequential decision making.

In this paper, we study counterfactual fairness in text classification, which asks the question: How would the prediction change if the sensitive attribute referenced in the example were different? Toxicity classifiers demonstrate a counterfactual fairness issue by predicting that "Some people are gay" is toxic while "…

2018-09-27abs ↗pdf ↗

This study analyzes counterfactual explanations for student success models.

problem Improving trust in machine learning models for student success prediction.
method Comparison of counterfactual generation methods (WhatIf, Multi-Objective, Nearest Instance) for student success prediction models.
result WhatIf Counterfactual Explanations are more effective for student success prediction models.

Study relaxes identification assumptions for natural direct effects in non-randomized settings.

problem Identifying causal direct effects under unmeasured confounding.
method Developed relaxed conditions for identifying natural direct effects in non-randomized settings.
result Identified natural direct effect under unmeasured confounding conditions.

CVIB uses information theory to learn counterfactuals from MNAR data without RCTs.

problem Debiasing learning from missing-not-at-random (MNAR) data in recommendation systems.
method CVIB, a variational information bottleneck, separates task-aware mutual information into factual and counterfactual parts.
result CVIB significantly enhances both shallow and deep models in recommendation systems.

AdaptOn achieves logarithmic regret in adaptive control of unknown partially observable linear systems.

problem Adaptive control in partially observable linear dynamical systems.
method AdaptOn algorithm that estimates system dynamics through online learning and gradient descent.
result AdaptOn achieves a logarithmic regret bound of polylog(T) after T steps.

The paper connects counterfactual fairness to robust prediction and group fairness using causal context.

problem The challenge of ensuring fairness in AI systems when counterfactuals cannot be directly observed.
method Using causal context to bridge counterfactual fairness, robust prediction, and group fairness.
result Counterfactual fairness is equivalent to group fairness metrics in specific contexts.

ARFs generate plausible counterfactuals for models, improving model understanding.

problem Creating realistic counterfactuals for model analysis.
method Adversarial Random Forests (ARFs) for generating plausible counterfactuals.
result ARFs efficiently generate plausible counterfactuals in a model-agnostic way.