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A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

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18355370 · Jun 202019922001200920172026
48 results for counterfactual decision-making

Develops methods for finding counterfactual explanations in sequential decision making.

problem Finding counterfactual explanations for sequential decision making processes.
method Formal characterization of sequential actions and states using Markov decision processes and Gumbel-Max structural causal model. Introduces a polynomial time algorithm based on dynamic programming.
result Algorithm finds optimal counterfactual explanations for sequential decision making.

The paper introduces metrics to rank potential outcomes for better decision-making.

problem Optimal action selection in uncertain situations using causal reasoning.
method Introducing two new metrics: probabilities of potential outcome ranking (PoR) and probability of achieving the best potential outcome (PoB). Establishing identification theorems and deriving bounds for these metrics, and presenting estimation methods.
result The estimators' finite-sample properties and their application to a real-world dataset are demonstrated.

This paper introduces DCE for better counterfactual explanations using optimal transport.

problem Lack of nuanced distributional characteristics in existing counterfactual explanations.
method Formulates a chance-constrained optimization problem using optimal transport to derive counterfactual distributions.
result DCE provides deeper insights into decision-making models by aligning counterfactual distributions with factual ones.

Although deep reinforcement learning agents have produced impressive results in many domains, their decision making is difficult to explain to humans. To address this problem, past work has mainly focused on explaining why an action was chosen in a given state. A different type of explanation that is useful is a counte…

2019-09-27abs ↗pdf ↗

Counterfactual policy evaluation improves autonomous driving policies' generalization.

problem Learnt policies often fail to generalize and handle novel situations.
method Introduces counterfactual policy evaluation using counterfactual worlds.
result Significantly decreases collision-rate while maintaining high success-rate.

This paper introduces collective counterfactual explanations for groups of instances in classification models.

problem Understanding how classification models make decisions for groups of instances.
method Novel Mathematical Optimization models to find collective counterfactual explanations that minimize total perturbation cost.
result Detects critical features for entire dataset classification and handles outliers.

The paper tackles strategic behavior in decision-making with counterfactual explanations.

problem Finding optimal counterfactual explanations and policies in a strategic setting.
method NP-hard problem, greedy algorithm, submodularity, randomized algorithm, matroid constraint.
result Optimal counterfactual explanations and policies increase utility.

The paper proposes a fair reinforcement learning framework to prevent healthcare disparities.

problem Unfair reinforcement learning policies in healthcare can lead to socioeconomically-disadvantaged subgroups being underprivileged.
method The paper introduces a counterfactual fairness framework and a sequential data preprocessing algorithm to achieve fair sequential decision making.
result The proposed approach greatly enhances fair access to counseling in a digital health dataset designed to reduce opioid misuse.

The increasing use of machine learning in practice and legal regulations like EU's GDPR cause the necessity to be able to explain the prediction and behavior of machine learning models. A prominent example of particularly intuitive explanations of AI models in the context of decision making are counterfactual explanati…

2019-08-02abs ↗pdf ↗

A new framework for robust and coherent counterfactual transports.

problem Estimating joint distributions over counterfactual outcomes in personalized decision-making and treatment risk assessment.
method Counterfactual cocycles that use algebraic structure to provide coherence and identifiability guarantees, bridging the gap between bijective SCMs and OT methods.
result Counterfactual cocycles provide state-of-the-art performance and noise-robustness across synthetic benchmarks and a real-world study.

New algorithm makes machine learning fairer by removing bias from data.

problem Reduces bias in machine learning models through orthogonal data transformation.
method Orthogonal to Bias (OB) algorithm based on structural causal models.
result Promotes counterfactual fairness without sacrificing model accuracy.

The paper proposes a method to explain expert decisions by modeling preferences with 'what if' outcomes.

problem Interpreting and auditing decision-making policies in institutions.
method Integrating counterfactual reasoning into batch inverse reinforcement learning.
result The method effectively recovers accurate and interpretable descriptions of expert behavior.

CPME embeds counterfactual outcomes in RKHS for flexible policy evaluation.

problem Estimating counterfactual policy outcomes for decision-making.
method Counterfactual Policy Mean Embedding (CPME) framework in RKHS, plug-in and doubly robust estimators, kernel test statistic.
result Doubly robust estimator improves convergence rates and asymptotic normality.

This manuscript introduces the idea of using Distributionally Robust Optimization (DRO) for the Counterfactual Risk Minimization (CRM) problem. Tapping into a rich existing literature, we show that DRO is a principled tool for counterfactual decision making. We also show that well-established solutions to the CRM probl…

2019-06-14abs ↗pdf ↗

G-Net uses deep learning for complex counterfactual outcome prediction.

problem Estimating counterfactual outcomes under dynamic treatment strategies.
method G-Net is a sequential deep learning framework for G-computation.
result G-Net can handle complex temporal data and provide accurate treatment effects.

PO-Flow models potential and counterfactual outcomes for personalized treatment decisions.

problem Predicting individualized treatment effects from observational data.
method Continuous normalizing flow (CNF) framework for causal inference.
result Unified approach to potential outcome prediction, treatment effect estimation, and counterfactual prediction.

A new method generates counterfactual treatment outcomes for time-varying treatments.

problem Estimating counterfactual outcomes for time-varying treatments with high-dimensional outcomes.
method Conditional generative framework with inverse probability re-weighting.
result Our method outperforms state-of-the-art baselines in generating high-quality counterfactual samples.

DECE visualizes machine learning decisions with counterfactual explanations.

problem Making machine learning models transparent and explainable.
method Interactive visualization system supporting counterfactual explanations at instance- and subgroup-levels.
result DECE enables users to explore and understand machine learning model decisions.

With the advent of GDPR, the domain of explainable AI and model interpretability has gained added impetus. Methods to extract and communicate visibility into decision-making models have become legal requirement. Two specific types of explanations, contrastive and counterfactual have been identified as suitable for huma…

2019-06-21abs ↗pdf ↗

Proposes a scalable method for counterfactual prediction using machine learning.

problem De-bias causal estimators with high-dimensional data in observational studies.
method Uses entropy balancing to learn weights minimizing Jensen-Shannon divergence, leading to robust counterfactual predictions.
result Consistent causal estimation if either propensity score or outcome model is correctly specified.

Proposes a method to generate counterfactuals for ensemble models using entropic risk measures.

problem Finding a single counterfactual explanation for an ensemble of models.
method Incorporates entropic risk measure into a constrained optimization to generate counterfactuals valid for an adjustable fraction of models.
result Entropic risk measure allows generation of counterfactuals valid for all models in the ensemble under a limiting case.

Proposes minimal interventions over counterfactual explanations for algorithmic recourse.

problem Lack of actionable recommendations for algorithmic recourse.
method Causal reasoning to shift focus from explanations to recommendations.
result Minimal interventions provide more actionable recommendations for recourse.

Proposes a new method to measure and avoid harm in machine learning decisions.

problem Measuring and avoiding harm in machine learning algorithms.
method Formal definition of harm and benefit using causal models, counterfactual objective functions.
result Demonstrates that standard machine learning methods can lead to harmful policies under distributional shifts.

Study counterfactuals in combinatorial choice using a representative agent model.

problem Analyzing decision-making from aggregated binary polytope data.
method Nonparametric approach based on a representative agent model, solving polynomial and mixed-integer convex programs.
result Developed a method for counterfactual prediction that works even under model misspecification.

Machine learning promises to revolutionize clinical decision making and diagnosis. In medical diagnosis a doctor aims to explain a patient's symptoms by determining the diseases \emph{causing} them. However, existing diagnostic algorithms are purely associative, identifying diseases that are strongly correlated with a …

2019-10-15abs ↗pdf ↗

Proposes a method to improve treatment policies in data-scarce clinical settings.

problem Improving treatment policies in data-scarce clinical settings with unobserved confounding.
method Uses a causal mechanism to model the underlying generative process and augments counterfactual trajectories with source domain priors.
result Significantly improves treatment policy performance in a simulated sepsis treatment task.

New method for valid prediction intervals in counterfactual outcomes with runtime confounding.

problem Valid prediction intervals for counterfactual outcomes under runtime confounding.
method Debiased machine learning framework grounded in semiparametric efficiency theory.
result Prediction intervals achieve desired coverage rates with faster convergence compared to standard methods.

The paper introduces CPICFs for better counterfactual explanations in high-dimensional spaces.

problem Creating useful counterfactual explanations for complex machine learning models.
method Modeling individual knowledge and using conformal prediction intervals to identify informative counterfactuals.
result CPICFs provide more informative counterfactuals by considering individual knowledge and prediction uncertainty.

The use of machine learning systems to support decision making in healthcare raises questions as to what extent these systems may introduce or exacerbate disparities in care for historically underrepresented and mistreated groups, due to biases implicitly embedded in observational data in electronic health records. To …

2019-07-14abs ↗pdf ↗

Algorithmic risk assessments are increasingly used to help humans make decisions in high-stakes settings, such as medicine, criminal justice and education. In each of these cases, the purpose of the risk assessment tool is to inform actions, such as medical treatments or release conditions, often with the aim of reduci…

2019-08-30abs ↗pdf ↗

CONFETTI improves interpretability of deep learning models for MTS by providing counterfactual explanations.

problem Lack of transparency in deep learning models for multivariate time series classification.
method CONFETTI is a novel multi-objective counterfactual explanation method that balances prediction confidence, proximity, and sparsity.
result CONFETTI outperforms state-of-the-art methods in various metrics, improving interpretability and decision support.

Proposes an efficient method for ordered counterfactual explanations.

problem Insufficient explanation of perturbation vectors for executing actions.
method Mixed-Integer Linear Optimization (MILP) approach for evaluating and extracting optimal pairs of actions and orders.
result Demonstrated effectiveness of the proposed method on real datasets.

Proposes a new method for algorithmic recourse in confounded settings.

problem Provides actionable recommendations for individuals affected by automated decisions.
method Relaxes assumptions of no hidden confounding and additive noise, requiring only causal graph and confounding structure.
result Bounds the expected counterfactual effect of recourse actions, ensuring favourable outcomes in expectation.

Decision-makers are faced with the challenge of estimating what is likely to happen when they take an action. For instance, if I choose not to treat this patient, are they likely to die? Practitioners commonly use supervised learning algorithms to fit predictive models that help decision-makers reason about likely futu…

2017-03-30abs ↗pdf ↗