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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3777551,1321,509 · Jun 202019922001200920172026
48 results for convex models

We investigate which jump-diffusion models are convexity preserving. The study of convexity preserving models is motivated by monotonicity results for such models in the volatility and in the jump parameters. We give a necessary condition for convexity to be preserved in several-dimensional jump-diffusion models. This …

2006-01-22abs ↗pdf ↗

Convex optimization refines neural network training, improving model performance and reducing hyperparameter sensitivity.

problem Training deep neural networks using non-convex optimization methods often leads to suboptimal solutions and requires extensive tuning.
method Formulate neural network training as convex programs with regularization terms, leveraging sparse recovery models and semi-infinite programming theory.
result Convex models can achieve global optima and outperform traditional non-convex methods, with improved robustness to hyperparameters.

The paper explores transferability of adversarial examples between convex and 01 loss models, finding non-transferability due to different decision boundaries caused by outliers.

problem Transferability of adversarial examples between convex and 01 loss models.
method Empirical study of transferability between linear 01 loss and convex (hinge) loss models, and between neural networks with different activation functions.
result Adversarial examples are non-transferable between convex and 01 loss models due to different decision boundaries caused by outliers.

Paper proposes a new clustering model that preserves cluster recovery with fewer dimensions.

problem Clustering high-dimensional data with limited embedding dimensions.
method Randomly projected convex clustering model with improved embedding dimension.
result Cluster recovery can be preserved with fewer dimensions, independent of data points.

The problem of low-rank approximation with convex constraints, which appears in data analysis, system identification, model order reduction, low-order controller design and low-complexity modelling is considered. Given a matrix, the objective is to find a low-rank approximation that meets rank and convex constraints, w…

2016-06-06abs ↗pdf ↗

Non-convex optimization problems often arise from probabilistic modeling, such as estimation of posterior distributions. Non-convexity makes the problems intractable, and poses various obstacles for us to design efficient algorithms. In this work, we attack non-convexity by first introducing the concept of \emph{probab…

2013-12-16abs ↗pdf ↗

Wasserstein GANs are shown to have hidden convexity, enabling exact solutions with convex optimization.

problem Non-convex and non-concave optimization in GANs.
method Convex duality analysis of Wasserstein GANs with two-layer neural network discriminators.
result Wasserstein GANs can be solved exactly with convex optimization under certain conditions.

Meta-learning can perform well on non-convex models even with few samples, contrary to convex models.

problem Understanding the sample complexity of meta-learning for non-convex models.
method Constructing a simple meta-learning instance and analyzing the training dynamics of Reptile and multi-task representation learning.
result Meta-learning can achieve new task sample complexity of O(1)\mathcal{O}(1) for non-convex models, unlike convex models which require Ω(d)Ω(d) samples.

Optimal risk sharing without convex preferences using aggregate convexity.

problem Risk sharing among non-convex preferences.
method Aggregate convexity principles and Lyapunov convexity, combined with approximation arguments for law invariant risk measures.
result Derivation of a computationally tractable formula for the conjugate of the value function.

ICCNLS models complex relationships as convex and concave components.

problem Complex input-output relationships with affine ambiguity.
method Sub-gradient constrained affine functions, global orthogonality constraints, L1, L2, and elastic net regularisation.
result Improved predictive accuracy and model simplicity compared to conventional methods.

We study convexity and monotonicity properties of option prices in a model with jumps using the fact that these prices satisfy certain parabolic integro-differential equations. Conditions are provided under which preservation of convexity holds, i.e. under which the value, calculated under a chosen martingale measure, …

2005-09-10abs ↗pdf ↗

Sig-Splines model uses signatures and splines for time series data, achieving universality and convexity.

problem Creating a generative model for multivariate time series data.
method Combines linear transformations and signature transforms into a neural spline flow.
result Achieves universality and introduces convexity in model parameters.

Deep learning models generalize by extending decision boundaries outside the convex hull of training data.

problem Understanding how deep learning models generalize beyond their training data.
method Investigation of decision boundaries inside and outside the convex hull of training sets, using various neural network architectures and training regimes.
result Over-parameterization is necessary for deep learning models to extend decision boundaries outside the convex hull of their training data.

This paper describes Convex, a convex optimization modeling framework in Julia. Convex translates problems from a user-friendly functional language into an abstract syntax tree describing the problem. This concise representation of the global structure of the problem allows Convex to infer whether the problem complies …

2014-10-17abs ↗pdf ↗

The paper solves reverse isoperimetric problems for convex bodies with curvature constraints.

problem Finding the smallest volume among λλ-convex bodies of a given surface area.
method Using λλ-convex bodies and analyzing their properties in model spaces of constant curvature.
result The λλ-convex lens is the unique minimizer of volume among all λλ-convex bodies of given surface area in R3\mathbb{R}^3.

Improved optimization guarantees for deep learning models with Nesterov acceleration.

problem Optimization in non-convex deep learning landscapes.
method Analysis of Nesterov acceleration in benignly non-convex landscapes.
result Identical guarantees can be obtained in optimization problems with weak geometric assumptions, especially in overparametrized deep learning.

Study on convex ordering in stochastic control for swing contracts, proving value function convexity.

problem Pricing of swing contracts under stochastic dynamics.
method Discrete-time stochastic optimal control problem, convexity propagation, Brownian diffusion model, Stein's formula.
result Value function is convex in underlying asset price, relaxation of convexity assumption for semi-convexity.

Paper estimates differences in multi-attribute Gaussian graphical models using non-convex penalties.

problem Estimating differences in multi-attribute Gaussian graphical models with similar structure.
method Penalized D-trace loss function with non-convex (log-sum and SCAD) penalties, proximal gradient descent methods.
result Theoretical analysis and numerical examples support consistency in support recovery and estimation.

The paper tackles performative risk optimization under weak convexity assumptions.

problem Optimizing performative risk in a closed-loop prediction system with weak convexity.
method Relaxing convexity assumptions to maintain optimization feasibility.
result Iterative optimization methods remain applicable even with weakened convexity conditions.

Having in mind the well known model of Euclidean convex hypersurfaces [4], [5], and the ideas in [1] many authors defined and investigate convex hypersurfaces of a Riemannian manifold. As it was proved by the first author in [7], there follows the interdependence between convexity and Gauss curvature of the hypersurfac…

2005-11-01abs ↗pdf ↗

Develops exact convex optimization formulations for neural networks.

problem Training two-layer neural networks with rectified linear units.
method Uses semi-infinite duality and minimum norm regularization to develop exact convex optimization formulations.
result Shows equivalence of ReLU networks trained with weight decay to block 1\ell_1 penalized convex models.

Study iterative regularization for linear models with convex bias, improving robust sparse recovery.

problem Improving robust sparse recovery with iterative regularization for linear models.
method Primal-dual gradient approach, analyzing convergence in presence of noise, combining regularization and optimization.
result Theoretical results show state-of-the-art performances with computational speed-ups.

Dual explanation method using convex hulls and example-based vectors.

problem Local and global explanation of complex models.
method Dual representation of instances as convex combinations, generating new dual dataset, training linear surrogate model, computing feature importance.
result Effective example-based and local/global explanation of complex models.

Improved regret bounds for online convex optimization under stochastic and adversarial settings.

problem Interpolating between stochastic and adversarial online convex optimization.
method Optimistic online mirror descent (OMD) for the Stochastically Extended Adversarial (SEA) model.
result Established new regret bounds for various function classes.

New saddle network architectures preserve convex-concave geometry in optimization problems.

problem Optimization models with convex x and concave y components.
method Structured separable decomposition and saddle network architectures.
result Proven one-dimensional approximation theorem and high accuracy on various test functions.

We develop a convex relaxation method for analyzing neural network generalization.

problem Analyzing the generalization of parallel positively homogeneous networks.
method Linking non-convex ERM to a convex optimization problem over prediction functions.
result Achieved generalization bounds with almost linear sample complexity in network width.

The paper develops a convex parameterization for robust RNNs ensuring stability and robustness.

problem Lack of stability and robustness guarantees in RNNs for sequence-to-sequence mapping applications.
method Formulated convex sets of RNNs with stability and robustness guarantees using incremental quadratic constraints.
result The proposed model structure ensures global exponential stability and bounds on incremental 2 \ell_2 gain.

We develop a robust convex algorithm to select the regularization parameter in model selection. In practice this would be automated in order to save practitioners time from having to tune it manually. In particular, we implement and test the convex method for KK-fold cross validation on ridge regression, although the …

2014-11-27abs ↗pdf ↗

Data clustering is a fundamental problem with a wide range of applications. Standard methods, eg the kk-means method, usually require solving a non-convex optimization problem. Recently, total variation based convex relaxation to the kk-means model has emerged as an attractive alternative for data clustering. However…

2018-08-28abs ↗pdf ↗

Paper reveals hidden convexities in deep learning models using sparse signal processing.

problem Non-convex loss functions in deep learning models complicate optimization and theoretical understanding.
method Developed convex equivalences of ReLU NNs and their connections to sparse signal processing models.
result Recent research has uncovered hidden convexities in certain NN architectures, notably two-layer ReLU networks and other architectures.

Least Squares Estimators are suboptimal for 5D convex functions.

problem Suboptimality of Least Squares Estimators in estimating multidimensional convex functions.
method Analysis of natural subclasses of convex functions in random and fixed design settings.
result Risk of LSE is n2/dn^{-2/d} while minimax risk is n4/(d+4)n^{-4/(d+4)} for d5d \geq 5.

In contrast to the many examples of convex divisible domains in real projective space, we prove that up to projective isomorphism there is only one convex divisible domain in the Grassmannian of pp-planes in R2p\mathbb{R}^{2p} when p>1p > 1. Moreover, this convex divisible domain is a model of the symmetric space associ…

2015-10-14abs ↗pdf ↗

Sparse additive modeling is a class of effective methods for performing high-dimensional nonparametric regression. In this work we show how shape constraints such as convexity/concavity and their extensions, can be integrated into additive models. The proposed sparse difference of convex additive models (SDCAM) can est…

2017-05-01abs ↗pdf ↗